CAPRICORN ENERGY PLC

Major Shareholding Notification • Aug 8, 2023

National Storage Mechanism | Additional information

RNS Number : 6522I

Capricorn Energy PLC

08 August 2023

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BQ98V038

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name	City of registered office	Country of registered office
Goldman Sachs International	London	United Kingdom

5. Date on which the threshold was crossed or reached

03-Aug-2023

6. Date on which Issuer notified

07-Aug-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	3.216037	6.993072	10.209109	14582375
Position of previous notification (if applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BQ98V038		4593687		3.216037
Sub Total 8.A	4593687		3.216037%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Securities Lending	Open		7579769	5.306591
Sub Total 8.B1			7579769	5.306591%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swap	06-Jul-2033		Cash	520085	0.364111
Swap	21-Jul-2033		Cash	323090	0.226195
Swap	25-Jul-2033		Cash	284437	0.199134
Swap	11-May-2033		Cash	228243	0.159793
Swap	21-Jun-2033		Cash	223725	0.156630
Swap	13-Apr-2033		Cash	149743	0.104835
Swap	21-Apr-2033		Cash	139162	0.097428
Swap	03-May-2033		Cash	103850	0.072705
Swap	20-Jun-2033		Cash	59330	0.041537
Swap	21-Jul-2026		Cash	53642	0.037555
Swap	28-Jul-2033		Cash	44785	0.031354
Swap	01-Aug-2033		Cash	35117	0.024585
Swap	03-Aug-2033		Cash	30767	0.021540
Swap	20-Jun-2033		Cash	29943	0.020963
Swap	30-Jun-2031		Cash	28684	0.020081
Swap	13-Jan-2033		Cash	27937	0.019559
Swap	02-Aug-2033		Cash	27024	0.018919
Swap	21-Jun-2033		Cash	23133	0.016195
Swap	19-Dec-2025		Cash	20513	0.014361
Swap	01-Aug-2033		Cash	16890	0.011824
Swap	27-Sep-2024		Cash	13566	0.009497
Swap	26-Jul-2033		Cash	10094	0.007067
Swap	21-Jun-2033		Cash	7675	0.005373
Swap	15-Jun-2033		Cash	3458	0.002421
Swap	20-Jun-2033		Cash	2358	0.001651
Swap	04-Jan-2033		Cash	1199	0.000840
Swap	01-Aug-2033		Cash	300	0.000210
Swap	28-Jul-2026		Cash	169	0.000118
Sub Total 8.B2				2408919	1.686481%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs (UK) L.L.C.	2.807907	6.851542	9.659448%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs Group UK Limited	2.807907	6.851542	9.659448%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs International	2.807907	6.851542	9.659448%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs & Co. LLC
The Goldman Sachs Group, Inc. (Chain 3)
The Goldman Sachs Group, Inc. (Chain 3)	Goldman Sachs Bank USA
The Goldman Sachs Group, Inc. (Chain 3)	Goldman Sachs Bank Europe SE

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error.

General email contact:

gs-regops-emea-position-enquiries@gs.com

12. Date of Completion

07-Aug-2023

13. Place Of Completion

London

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