Quilter PLC

Director's Dealing • May 11, 2023

National Storage Mechanism | Additional information

RNS Number : 1404Z

Quilter PLC

11 May 2023

11 May 2023

Quilter plc

(the "Company")

Notification of transactions by Directors and Persons Discharging Managerial Responsibilities ("PDMRs")

The Company announces that on 10 May 2023 the following Directors and PDMRs were granted options to purchase ordinary shares of 8 1/6 pence each in the Company ("Shares") pursuant to the Quilter plc 2023 Sharesave Plan at an exercise price of 69 pence per share.

The options are, in normal circumstances, not exercisable until the completion of either a three- or five-year savings contract and will then be exercisable for a period of six months.  The exercise periods, in normal circumstances, are therefore as follows:

Length of savings contract	Exercise period
Three years	1 July 2026 to 31 December 2026
Five years	1 July 2028 to 31 December 2028

In addition, certain PDMRs elected to cancel their participation in the Quilter plc 2022 Sharesave Plan, resulting in the lapse of options originally granted to them on 10 May 2022 with an exercise price of £1.17 per share. The notification form for each PDMR provides full details below.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Marcus Brookes

2

Reason for the notification

a)

Position/status

Chief Investment Officer and Managing Director, Quilter Investors - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of 8 1/6 pence each ("Shares")

GB00BNHSJN34

b)

Nature of the transaction

Option over 26,086 Shares granted pursuant to the Quilter plc 2023 Sharesave Plan (subject to a three-year savings contract)

c)

Price(s) and volume(s)

Price(s)	Volume(s)
Nil	26,086

d)

Aggregated information

- Aggregated volume

- Price

Consideration price: Nil

e)

Date of the transaction

2023-05-10

f)

Place of the transaction

Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Stephen Gazard

2

Reason for the notification

a)

Position/status

Chief Distribution Officer and Chief Executive Officer, Quilter Financial Planning - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of 8 1/6 pence each ("Shares")

GB00BNHSJN34

b)

Nature of the transaction

1)   Cancellation of options under the Quilter plc 2022 Sharesave plan (subject to a three-year savings contract)

2)   Option over 26,086 Shares granted pursuant to the Quilter plc 2023 Sharesave Plan (subject to a three-year savings contract)

c)

Price(s) and volume(s)

Price(s)	Volume(s)
1)   Nil 2)   Nil	1)   15,384 2)   26,086

d)

Aggregated information

- Aggregated volume

- Price

1)   Consideration price: Nil

2)   Consideration price: Nil

e)

Date of the transaction

1)   2023-04-14

2)   2023-05-10

f)

Place of the transaction

1)   Outside a trading venue

2)   Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Steven Levin

2

Reason for the notification

a)

Position/status

Chief Executive Officer - Director and PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of 8 1/6 pence each ("Shares")

GB00BNHSJN34

b)

Nature of the transaction

1)   Cancellation of options under the Quilter plc 2022 Sharesave plan (subject to a three-year savings contract)

2)   Option over 43,478 Shares granted pursuant to the Quilter plc 2023 Sharesave Plan (subject to a five-year savings contract)

c)

Price(s) and volume(s)

Price(s)	Volume(s)
1)   Nil 2)   Nil	1)   15,384 2)   43,478

d)

Aggregated information

- Aggregated volume

- Price

1)   Consideration price: Nil

2)   Consideration price: Nil

e)

Date of the transaction

1)   2023-04-17

2)   2023-05-10

f)

Place of the transaction

1)   Outside a trading venue

2)   Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Andrew McGlone

2

Reason for the notification

a)

Position/status

Chief Executive Officer, Quilter Cheviot and Quilter Private Client Advisers - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of 8 1/6 pence each ("Shares")

GB00BNHSJN34

b)

Nature of the transaction

1)   Cancellation of options under the Quilter plc 2022 Sharesave plan (subject to a three-year savings contract)

2)   Option over 26,086 Shares granted pursuant to the Quilter plc 2023 Sharesave Plan (subject to a three-year savings contract)

c)

Price(s) and volume(s)

Price(s)	Volume(s)
1)   Nil 2)   Nil	1)   15,384 2)   26,086

d)

Aggregated information

- Aggregated volume

- Price

1)   Consideration price: Nil

2)   Consideration price: Nil

e)

Date of the transaction

1)   2023-04-23

2)   2023-05-10

f)

Place of the transaction

1)   Outside a trading venue

2)   Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Nicholas Sacre-Hardy

2

Reason for the notification

a)

Position/status

Interim Chief Risk Officer - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of 8 1/6 pence each ("Shares")

GB00BNHSJN34

b)

Nature of the transaction

1)   Cancellation of options under the Quilter plc 2022 Sharesave plan (subject to a three-year savings contract)

2)   Option over 26,086 Shares granted pursuant to the Quilter plc 2023 Sharesave Plan (subject to a three-year savings contract)

c)

Price(s) and volume(s)

Price(s)	Volume(s)
1)   Nil 2)   Nil	1)   15,384 2)   26,086

d)

Aggregated information

- Aggregated volume

- Price

1)   Consideration price: Nil

2)   Consideration price: Nil

e)

Date of the transaction

1)   2023-05-02

2)   2023-05-10

f)

Place of the transaction

1)   Outside a trading venue

2)   Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Mark Satchel

2

Reason for the notification

a)

Position/status

Chief Financial Officer - Director and PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of 8 1/6 pence each ("Shares")

GB00BNHSJN34

b)

Nature of the transaction

1)   Cancellation of options under the Quilter plc 2022 Sharesave plan (subject to a five-year savings contract)

2)   Option over 43,478 Shares granted pursuant to the Quilter plc 2023 Sharesave Plan (subject to a five-year savings contract)

c)

Price(s) and volume(s)

Price(s)	Volume(s)
1)   Nil 2)   Nil	1)   25,641 2)   43,478

d)

Aggregated information

- Aggregated volume

- Price

1)   Consideration price: Nil

2)   Consideration price: Nil

e)

Date of the transaction

1)   2023-04-17

2)   2023-05-10

f)

Place of the transaction

1)   Outside a trading venue

2)   Outside a trading venue

Enquiries:

Clare Barrett

Company Secretary

+ 44 (0)77 4138 4512

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