DFV Deutsche Familienversicherung AG

Declaration of Voting Results & Voting Rights Announcements • Dec 7, 2018

News Details

Voting Rights Announcements | 7 December 2018 13:22

DFV Deutsche Familienversicherung AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

DFV Deutsche Familienversicherung AG

07.12.2018 / 13:22

Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.

The issuer is solely responsible for the content of this announcement.

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Notification of Major Holdings

1. Details of issuer

Name:	DFV Deutsche Familienversicherung AG
Street:	Reuterweg 47
Postal code:	60323
City:	Frankfurt/Main Germany
Legal Entity Identifier (LEI):	391200ANZU0I8BNOGO03

2. Reason for notification

	Acquisition/disposal of shares with voting rights
	Acquisition/disposal of instruments
	Change of breakdown of voting rights
X	Other reason: Initial admission of shares to trading on an organized market

3. Details of person subject to the notification obligationNatural person (first name, surname): Dr. Stefan M. Knoll

Date of birth: 26 Dec 1957

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

SK Beteiligungen GmbH

5. Date on which threshold was crossed or reached:03 Dec 2018

6. Total positions

	% of voting rights attached to shares (total of 7.a.)	% of voting rights through instruments (total of 7.b.1 + 7.b.2)	Total of both in % (7.a. + 7.b.)	Total number of voting rights pursuant to Sec. 41 WpHG
New	17.63 %	45.54 %	63.17 %	12,753,875
Previous notification	n/a %	n/a %	n/a %	/

7. Details on total positions

a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN	Absolute		In %
	Direct (Sec. 33 WpHG)	Indirect (Sec. 34 WpHG)	Direct (Sec. 33 WpHG)	Indirect (Sec. 34 WpHG)
DE000A2NBVD5	0	2,248,412	0 %	17.63 %
Total	2,248,412		17.63 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument	Expiration or maturity date	Exercise or conversion period	Voting rights absolute	Voting rights in %
				%
		Total		%

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument	Expiration or maturity date	Exercise or conversion period	Cash or physical settlement	Voting rights absolute	Voting rights in %
Securities lending of greenshoe shares	n/a	27.12.2018 – 16.01.2019	Both	570,000	4.47 %
emption rights	16.04.2019	undetermined	Physical	5,237,967	41.07 %
			Total	5,807,967	45.54 %

8. Information in relation to the person subject to the notification obligation

	Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X	Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name	% of voting rights (if at least 3% or more)	% of voting rights through instruments (if at least 5% or more)	Total of both (if at least 5% or more)
Dr. Stefan M. Knoll	0 %	0 %	0 %
SK Beteiligungen GmbH	17.63 %	45.54 %	63.17 %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:

Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights	Proportion of instruments	Total of both
%	%	%

10. Other explanatory remarks:

Date

07 Dec 2018

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07.12.2018 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.

Archive at www.dgap.de

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Language:	English
Company:	DFV Deutsche Familienversicherung AG
	Reuterweg 47
	60323 Frankfurt/Main
	Germany
Internet:	www.deutsche-familienversicherung.de

End of News	DGAP News Service