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ROQUEFORT THERAPEUTICS PLC

Director's Dealing Sep 28, 2022

5061_dirs_2022-09-28_5493070d-1bae-49a1-8cd6-1fda2099bfb6.html

Director's Dealing

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National Storage Mechanism | Additional information

RNS Number : 8960A

Roquefort Therapeutics PLC

28 September 2022

28 September 2022

Roquefort Therapeutics plc

("Roquefort Therapeutics" or the "Company")

Director/PDMR Shareholding

Roquefort Therapeutics (LSE:ROQ, OTCQB:ROQAF), the Main Market listed biotech company focused on developing first in class drugs in the high value and high growth oncology segment, advises that Stephen West, Executive Chairman and Dr Simon Sinclair, a Non-Executive Director have purchased ordinary shares in the Company in the market, as detailed below:

Name Number of Ordinary Shares Average Price Paid Per Share Total Consideration Paid
Stephen West 244,656 8.175 pence £19,999.79
Simon Sinclair 60,415 8.276 pence £4,999.97

Following the above purchase of shares, Stephen West and Simon Sinclair hold interests in the following Company securities:

Name Number of Ordinary Shares Held % of Issued Share Capital Number of Warrants Held
Stephen West 5,313,264 4.11% 7,500,000
Simon Sinclair 60,415 0.05% 300,000

4,628,485 of Mr West's shares are held in the name of Cresthaven Investments Pty Ltd ATF the Bellini Trust.

Enquiries:

Roquefort Therapeutics plc
Stephen West (Chairman) / Ajan Reginald (CEO) +44 (0)20 3290 9339
Hybridan LLP (Joint Broker)

Claire Louise Noyce

Optiva Securities Limited (Joint Broker)
+44 (0)203 764 2341
Christian Dennis

Buchanan (Public Relations)

Ben Romney / Jamie Hooper / George Beale
+44 (0)20 3411 1881

+44 (0)20 7466 5000

LEI: ‎254900P4SISIWOR9RH34

About Roquefort Therapeutics

Roquefort Therapeutics (LSE:ROQ, OTCQB:ROQAF) is a Main Market listed biotech company developing first in class drugs in the high value and high growth oncology segment prior to partnering or selling to big pharma.

Since listing in March 2021, Roquefort Therapeutics has successfully acquired Lyramid Pty Limited, a leader in the development of medicines for a new therapeutic target, Midkine (a human growth factor associated with cancer progression), and most recently acquired Oncogeni Ltd, founded by Nobel Laureate Professor Sir Martin Evans, which has developed two families of innovative cell and RNA oncology medicines.

Roquefort Therapeutics' portfolio consists of four fully funded, novel patent-protected pre-clinical anti-cancer medicines.  The highly complementary profile of four best-in-class medicines consists of:

·    Midkine antibodies with significant in vivo efficacy and toxicology studies;

·    Midkine RNA therapeutics with novel anti-cancer gene editing action;

·    MK cell therapy with direct and NK-mediated anti-cancer action; and

·    siRNA targeting novel STAT-6 target in solid tumours showing significant in vivo efficacy.

For further information on Roquefort Therapeutics, please visit www.roquefortplc.com and @RoquefortTherap on Twitter.

This announcement contains inside information for the purposes of Article 7 of the UK version of Market Regulation (EU) No 596/2014 on Market Abuse as it forms part of UK domestic law by virtue of the European Union (Withdrawal) Act 2018, as amended ("UK MAR").

The notification below, made in accordance with the requirements of the UK MAR, provides further detail:

NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Stephen West
2 Reason for the notification
a) Position/status Executive Chairman
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Roquefort Therapeutics plc
b) LEI 254900P4SISIWOR9RH34
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument

Identification code
Ordinary shares of £0.01 par value

ISIN: GB00BMDQ2T15
b) Nature of the transaction Purchase of 244,656 ordinary shares
c) Price(s) and volume(s) Price(s) Volume(s)
8.000 pence per share

8.215 pence per share

8.000 pence per share

8.250 pence per share
62,040

60,416

62,040

60,160
d Aggregated information

- Aggregated volume

- Price
-       244,656

-       8.175p
e) Date of the transactions 27 September 2022
f) Place of the transactions London Stock Exchange (XLON); Main Market

The notification below, made in accordance with the requirements of the UK MAR, provides further detail:

NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Dr Simon Sinclair
2 Reason for the notification
a) Position/status Non-Executive Director
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Roquefort Therapeutics plc
b) LEI 254900P4SISIWOR9RH34
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument

Identification code
Ordinary shares of £0.01 par value

ISIN: GB00BMDQ2T15
b) Nature of the transaction Purchase of 60,415 ordinary shares
c) Price(s) and volume(s) Price(s) Volume(s)
8.276 pence per share 60,415
d Aggregated information

- Aggregated volume

- Price
-       60,415

-       8.276p
e) Date of the transactions 27 September 2022
f) Place of the transactions London Stock Exchange (XLON); Main Market

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

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