AI Terminal
KAP AG
Declaration of Voting Results & Voting Rights Announcements • Jan 3, 2020
241_dva_2020-01-03_8c9a5fb9-4685-4c07-b6ea-840886b00fe9.html
Declaration of Voting Results & Voting Rights Announcements
Open in ViewerOpens in native device viewer
News Details
Voting Rights Announcements | 3 January 2020 12:30
KAP AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
KAP AG
03.01.2020 / 12:30
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
| Name: | KAP AG |
| Street: | Edelzeller Straße 44 |
| Postal code: | 36043 |
| City: | Fulda Germany |
| Legal Entity Identifier (LEI): | 529900PL69Z32D8WH189 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| X | Acquisition/disposal of instruments |
| Change of breakdown of voting rights | |
| X | Other reason: Voluntary group notification due to crossing of thresholds on subsidiary level as a result of an intra-group reorganization |
3. Details of person subject to the notification obligationNatural person (first name, surname): David Mark Rubenstein
Date of birth: 11 Aug 1949
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Project Diamant Bidco AG
5. Date on which threshold was crossed or reached:01 Jan 2020
6. Total positions
| % of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 45.51 % | 25.51 % | 71.02 % | 7760353 |
| Previous notification | 46.10 % | 25.85 % | 71.95 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
|
| DE0006208408 | 0 | 3531719 | 0.00 % | 45.51 % |
| Total | 3531719 | 45.51 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| % | ||||
| Total | % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Right of first refusal in shareholders agreement (subject to condition precedent) | N/A | N/A | Physical | 1980000 | 25.51 % |
| Total | 1980000 | 25.51 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| David Mark Rubenstein | % | % | % |
| Carlyle Group Management L.L.C. | % | % | % |
| The Carlyle Group Inc. | % | % | % |
| Carlyle Holdings III GP Management L.L.C. | % | % | % |
| Carlyle Holdings III GP L.P. | % | % | % |
| Carlyle Holdings III GP Sub L.L.C. | % | % | % |
| Carlyle Holdings III L.P. | % | % | % |
| TC Group Cayman, L.P. | % | % | % |
| TC Group Cayman Sub L.P, | % | % | % |
| CSP IV (Cayman 3) GP, Ltd. | % | % | % |
| CSP IV (Cayman 3) General Partner, L.P. | % | % | % |
| CSP IV (Cayman 3), L.P, | % | % | % |
| Diamant Acquisition, L.P. | % | % | % |
| CSP Diamant LuxCo I S.a.r.l. | % | % | % |
| CSP Diamant LuxCo II S.a.r.l. | % | % | % |
| Project Diamant Administration GmbH | % | % | % |
| Project Diamant GmbH & Co. KG | % | % | % |
| Project Diamant Bidco AG | 45.51% % | 25.51% % | 71.02% % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
03 Jan 2020
03.01.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
| Language: | English |
| Company: | KAP AG |
| Edelzeller Straße 44 | |
| 36043 Fulda | |
| Germany | |
| Internet: | www.kap.de |
| End of News | DGAP News Service |