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Bilfinger SE
Declaration of Voting Results & Voting Rights Announcements • Jun 10, 2020
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Declaration of Voting Results & Voting Rights Announcements
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News Details
Voting Rights Announcements | 10 June 2020 10:42
Bilfinger SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
Bilfinger SE
10.06.2020 / 10:42
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
| Name: | Bilfinger SE |
| Street: | Oskar-Meixner-Straße 1 |
| Postal code: | 68163 |
| City: | Mannheim Germany |
| Legal Entity Identifier (LEI): | 529900H0HULEN2BZ4604 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: Notification is triggered due to the non application of the Trading Book Exemption which is available under Sect. 36 Para. 1 WpHG. |
3. Details of person subject to the notification obligationLegal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware , United States of America (USA)
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Morgan Stanley & Co. International plc
5. Date on which threshold was crossed or reached:03 Jun 2020
6. Total positions
| % of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 5.39 % | 1.16 % | 6.55 % | 44209042 |
| Previous notification | 1.35 % | 0.07 % | 1.42 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
|
| DE0005909006 | 0 | 2381104 | 0.00 % | 5.39 % |
| Total | 2381104 | 5.39 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Call Option | From 19.06.2020 to 19.03.2021 | at any time | 2000 | 0.00 % |
| Right of recall over securities lending agreements | at any time | at any time | 34017 | 0.08 % |
| Total | 36017 | 0.08 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Equity Swap | 08.04.2022 | at any time | Cash | 469377 | 1.06 % |
| Put Option | From 19.06.2020 to 19.03.2021 | at any time | Physical | 8200 | 0.02 % |
| Total | 477577 | 1.08 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | 4.06 % | % | 5.19 % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Investment Management Inc. | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| MSDW Offshore Equity Services Inc. | % | % | % |
| FUNDLOGIC SAS | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
The notification was triggered predominately due to an acquisition of shares with voting rights which resulted in the holdings of Morgan Stanley & Co. International plc crossing above 5% in aggregate, as such the trading book exemption is no longer able to be applied to the holdings of Morgan Stanley & Co. International plc.
Date
09 Jun 2020
10.06.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
| Language: | English |
| Company: | Bilfinger SE |
| Oskar-Meixner-Straße 1 | |
| 68163 Mannheim | |
| Germany | |
| Internet: | http://www.bilfinger.com |
| End of News | DGAP News Service |