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METRO AG
Declaration of Voting Results & Voting Rights Announcements • Dec 10, 2020
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Declaration of Voting Results & Voting Rights Announcements
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News Details
Voting Rights Announcements | 10 December 2020 15:16
METRO AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
METRO AG
10.12.2020 / 15:16
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
| Name: | METRO AG |
| Street: | Metro-Straße 1 |
| Postal code: | 40235 |
| City: | Dusseldorf Germany |
| Legal Entity Identifier (LEI): | 5299006EQ03K3SSUYS12 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| X | Acquisition/disposal of instruments |
| Change of breakdown of voting rights | |
| X | Other reason: applying of trading book exemption according to sec. 36 para. 1 WpHG |
3. Details of person subject to the notification obligationLegal entity: Credit Suisse Group AG
City of registered office, country: Zürich , Switzerland
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:02 Dec 2020
6. Total positions
| % of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 2.32 % | 2.56 % | 4.88 % | 360121736 |
| Previous notification | 3.90 % | 0.95 % | 4.86 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
|
| DE000BFB0019 | 0 | 243627 | 0.00 % | 0.07 % |
| DE000BFB0V12 | 0 | 8110038 | 0.00 % | 2.25 % |
| Total | 8353665 | 2.32 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Lent Securities (right to recall) | undetermined | at any time | 9187670 | 2.55 % |
| Total | 9187670 | 2.55 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Equity Swap | from 21.09.2021 to 28.02.2022 | Cash compensation | 41956 | 0.01 % | |
| Total | 41956 | 0.01 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Credit Suisse Group AG | % | % | % |
| Credit Suisse AG | % | % | % |
| Credit Suisse International | % | % | % |
| – | % | % | % |
| Credit Suisse Group AG | % | % | % |
| Credit Suisse AG | % | % | % |
| Credit Suisse Investments (UK) | % | % | % |
| Credit Suisse Investment Holdings (UK) | % | % | % |
| Credit Suisse Securities (Europe) Limited | % | % | % |
| – | % | % | % |
| Credit Suisse Group AG | % | % | % |
| Credit Suisse AG | % | % | % |
| Credit Suisse AG, Dublin Branch | % | % | % |
| – | % | % | % |
| Credit Suisse Group AG | % | % | % |
| Credit Suisse AG | % | % | % |
| Credit Suisse Asset Management International Holding Ltd | % | % | % |
| Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG | % | % | % |
| Credit Suisse Funds AG | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
08 Dec 2020
10.12.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
| Language: | English |
| Company: | METRO AG |
| Metro-Straße 1 | |
| 40235 Dusseldorf | |
| Germany | |
| Internet: | www.metroag.de |
| End of News | DGAP News Service |