Surteco Group SE

Declaration of Voting Results & Voting Rights Announcements • Jun 14, 2021

News Details

Voting Rights Announcements | 14 June 2021 14:15

SURTECO GROUP SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

SURTECO GROUP SE

14.06.2021 / 14:15

Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.

The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer

Name:	SURTECO GROUP SE
Street:	Johan-Viktor-Bausch-Str. 2
Postal code:	86647
City:	Buttenwiesen Germany
Legal Entity Identifier (LEI):	52990096XE56IELO5P09

2. Reason for notification

	Acquisition/disposal of shares with voting rights
	Acquisition/disposal of instruments
	Change of breakdown of voting rights
X	Other reason: acting in concert

3. Details of person subject to the notification obligationNatural person (first name, surname): Sven Schürfeld

Date of birth: 13 Aug 1975

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

PKG Schürfeld GmbH

Th. Bausch GmbH & Co. Vermögensanlage KG

Christa Linnemann

Claus Linnemann

Christian Schlautmann

Katrin Schlautmann

5. Date on which threshold was crossed or reached:08 Jun 2021

6. Total positions

	% of voting rights attached to shares (total of 7.a.)	% of voting rights through instruments (total of 7.b.1 + 7.b.2)	Total of both in % (7.a. + 7.b.)	Total number of voting rights pursuant to Sec. 41 WpHG
New	56.87 %	0.00 %	56.87 %	15505731
Previous notification	27.79 %	0.00 %	27.79 %	/

7. Details on total positions

a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN	Absolute		In %
	Direct (Sec. 33 WpHG)	Indirect (Sec. 34 WpHG)	Direct (Sec. 33 WpHG)	Indirect (Sec. 34 WpHG)
DE0005176903	82047	8736263	0.53 %	56.34 %
Total	8818310		56.87 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument	Expiration or maturity date	Exercise or conversion period	Voting rights absolute	Voting rights in %
			0	0.00 %
		Total	0	0.00 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument	Expiration or maturity date	Exercise or conversion period	Cash or physical settlement	Voting rights absolute	Voting rights in %
				0	0.00 %
			Total	0	0.00 %

8. Information in relation to the person subject to the notification obligation

X	Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
	Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name	% of voting rights (if at least 3% or more)	% of voting rights through instruments (if at least 5% or more)	Total of both (if at least 5% or more)

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:

Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights	Proportion of instruments	Total of both
%	%	%

10. Other explanatory remarks:

Entry into force of the pool agreement in accordance with Section 6.4.2 of the offer document for the takeover offer PKG Schürfeld GmbH for shareholders of Surteco Group SE dated April 9, 2021. Result of the total number: 8,762,068 (according to Section 6.4.2 of the offer document, originally pool-linked Surteco shares) + 49,000 (from inheritance H.C. Ahrenkiel) + 7,242 (from the takeover offer) = 8,818,310

Date

10 Jun 2021

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14.06.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.

Archive at www.dgap.de

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Language:	English
Company:	SURTECO GROUP SE
	Johan-Viktor-Bausch-Str. 2
	86647 Buttenwiesen
	Germany
Internet:	www.surteco-group.com

End of News	DGAP News Service