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MTU Aero Engines AG
Declaration of Voting Results & Voting Rights Announcements • Dec 1, 2021
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Declaration of Voting Results & Voting Rights Announcements
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News Details
Voting Rights Announcements | 1 December 2021 10:49
MTU Aero Engines AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
MTU Aero Engines AG
01.12.2021 / 10:49
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
| Name: | MTU Aero Engines AG |
| Street: | Dachauer Straße 665 |
| Postal code: | 80995 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 529900807L67JY81RD65 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligationNatural person (first name, surname): Kenneth C. Griffin
Date of birth: 15 Oct 1968
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:24 Nov 2021
6. Total positions
| % of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 2.82 % | 0.23 % | 3.05 % | 53422264 |
| Previous notification | 3.04 % | 0.47 % | 3.51 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
|
| DE000A0D9PT0 | 0 | 1505206 | 0.00 % | 2.82 % |
| Total | 1505206 | 2.82 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Swaps | Automatically renewable | n/a | Cash settled | 125354 | 0.23 % |
| Total | 125354 | 0.23 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Kenneth C. Griffin | % | % | % |
| Citadel Securities GP LLC | % | % | % |
| Citadel Securities Group LP | % | % | % |
| – | % | % | % |
| Kenneth C. Griffin | % | % | % |
| Citadel Securities GP LLC | % | % | % |
| Citadel Securities LP | % | % | % |
| CSHC US LLC | % | % | % |
| Citadel Securities LLC | % | % | % |
| – | % | % | % |
| Kenneth C. Griffin | % | % | % |
| Citadel Securities GP LLC | % | % | % |
| Citadel Securities LP | % | % | % |
| CSHC Europe LLC | % | % | % |
| Citadel Securities (Europe) Limited | % | % | % |
| – | % | % | % |
| Kenneth C. Griffin | % | % | % |
| Citadel Securities GP LLC | % | % | % |
| Citadel Securities LP | % | % | % |
| CSHC Ireland Ltd. | % | % | % |
| Citadel Securities GCS (Ireland) Limited | % | % | % |
| – | % | % | % |
| Kenneth C. Griffin | % | % | % |
| Citadel Securities GP LLC | % | % | % |
| Citadel Securities LP | % | % | % |
| CSHC Asia LLC | % | % | % |
| CSFT Holdings (Ireland) Limited | % | % | % |
| Citadel Securities Financial Trading (Ireland) DAC | % | % | % |
| – | % | % | % |
| Kenneth C. Griffin | % | % | % |
| GFH HFEVA LLC | % | % | % |
| Citadel Limited Partnership | % | % | % |
| Citadel Advisors Holdings LP | % | % | % |
| Citadel Advisors LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
30 Nov 2021
01.12.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
| Language: | English |
| Company: | MTU Aero Engines AG |
| Dachauer Straße 665 | |
| 80995 München | |
| Germany | |
| Internet: | www.mtu.de |
| End of News | DGAP News Service |