AI Terminal
ADVA Optical Networking SE
Declaration of Voting Results & Voting Rights Announcements • Jan 28, 2022
17_dva_2022-01-28_b81621fe-d0d4-4590-8e8b-61e1e31d00a4.html
Declaration of Voting Results & Voting Rights Announcements
Open in ViewerOpens in native device viewer
News Details
Voting Rights Announcements | 28 January 2022 14:23
ADVA Optical Networking SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
ADVA Optical Networking SE
28.01.2022 / 14:23
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
| Name: | ADVA Optical Networking SE |
| Street: | Märzenquelle 1-3 |
| Postal code: | 98617 |
| City: | Meiningen-Dreissigacker Germany |
| Legal Entity Identifier (LEI): | 5299001QZNN0TKI9J120 |
2. Reason for notification
| Acquisition/disposal of shares with voting rights | |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: Withdrawal of the notification of 13.01.2022, published on 13.01.2022 |
3. Details of person subject to the notification obligationLegal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware , United States of America (USA)
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Morgan Stanley & Co. International plc
5. Date on which threshold was crossed or reached:10 Jan 2022
6. Total positions
| % of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 4.33 % | 1.78 % | 6.11 % | 51445892 |
| Previous notification | 4.04 % | 1.83 % | 5.87 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
|
| DE0005103006 | 0 | 2226909 | 0.00 % | 4.33 % |
| Total | 2226909 | 4.33 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | From 02.02.2067 to 08.09.2071 | at any time | Cash | 201 | 0 % |
| Put Option | 21.01.2022 | at any time | Physical | 55000 | 0.11 % |
| Equity Swap | 24.02.2026 | at any time | Cash | 859796 | 1.67 % |
| Total | 914997 | 1.78 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley Capital Services LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | 3.35 % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| ETCM Holdings, LLC | % | % | % |
| E*TRADE Securities LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
The voting rights notification of 13.01.2022 is hereby withdrawn, as there was no notification obligation. The holdings under 6 “New” and 7 correspond to the holdings on 10.01.2022
Date
27 Jan 2022
28.01.2022 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
| Language: | English |
| Company: | ADVA Optical Networking SE |
| Märzenquelle 1-3 | |
| 98617 Meiningen-Dreissigacker | |
| Germany | |
| Internet: | www.advaoptical.com |
| End of News | DGAP News Service |