Declaration of Voting Results & Voting Rights Announcements • Mar 25, 2022
Declaration of Voting Results & Voting Rights Announcements
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News Details
Voting Rights Announcements | 25 March 2022 16:10
Sartorius AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
SARTORIUS AG
25.03.2022 / 16:10
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
| Name: | SARTORIUS AG |
| Street: | Otto-Brenner-Straße 20 |
| Postal code: | 37079 |
| City: | Göttingen Germany |
| Legal Entity Identifier (LEI): | 529900EQV2DY4FOAMU38 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligationNatural person (first name, surname): Alice N. Schwartz
Date of birth: 02 Jul 1926
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Bio-Rad Laboratories GmbH
5. Date on which threshold was crossed or reached:01 Oct 2013
6. Total positions
| % of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 33.28 % | 0.00 % | 33.28 % | 9,360,000 |
| Previous notification | n/a % | n/a % | n/a % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
|
| DE0007165607 | 0 | 3,115,201 | 0.00 % | 33.28 % |
| Total | 3,115,201 | 33.28 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0.00 | % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Alice N. Schwartz | % | % | % |
| David Schwartz Non-Exempt Marital Trust | % | % | % |
| Blue Raven Partners, L.P. | % | % | % |
| Bio-Rad Laboratories, Inc. | % | % | % |
| Bio-Rad Luxembourg S.à r.l. | % | % | % |
| Bio-Rad France Holding SAS | % | % | % |
| Bio-Rad Laboratories GmbH | 33.28 % | % | 33.28 % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Voting rights with a notification requirement have been held directly by Bio-Rad Laboratories GmbH since October 3, 2003 and were gradually increased in subsequent years, most recently to 30.01% on April 1, 2011. The voting rights were indirectly attributable to Alice N Schwartz at all times, but no notifications were made. On October 1, 2013, the Group was restructured, which is reflected in this one-time notification.
Date
24 March 2022
25.03.2022 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
| Language: | English |
| Company: | SARTORIUS AG |
| Otto-Brenner-Straße 20 | |
| 37079 Göttingen | |
| Germany | |
| Internet: | www.sartorius.com |
| End of News | DGAP News Service |
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