Declaration of Voting Results & Voting Rights Announcements • Jul 15, 2022
Declaration of Voting Results & Voting Rights Announcements
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Voting Rights Announcements | 15 July 2022 17:13
ADVA Optical Networking SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
ADVA Optical Networking SE
ADVA Optical Networking SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
15.07.2022 / 17:13
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
| Name: | ADVA Optical Networking SE |
| Street: | Märzenquelle 1-3 |
| Postal code: | 98617 |
| City: | Meiningen-Dreissigacker Germany |
| Legal Entity Identifier (LEI): | 5299001QZNN0TKI9J120 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligationLegal entity: ADTRAN Holdings, Inc.
City of registered office, country: Wilmington , United States of America (USA)
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:15 Jul 2022
6. Total positions
| % of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 65.43 % | 0.00 % | 65.43 % | 51902500 |
| Previous notification | 0.00 % | 0.00 % | 0.00 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
|
| DE0005103006 | 33957538 | 0 | 65.43 % | 0.00 % |
| Total | 33957538 | 65.43 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| X | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Settlement of voluntary public takeover offer with regard to the shares that have been tendered until the end of the additional acceptance period.
Date
15 Jul 2022
15.07.2022 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
| Language: | English |
| Company: | ADVA Optical Networking SE |
| Märzenquelle 1-3 | |
| 98617 Meiningen-Dreissigacker | |
| Germany | |
| Internet: | www.advaoptical.com |
| End of News | DGAP News Service |
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