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Bavarian Nordic
Director's Dealing • Mar 16, 2020
3354_rpt_2020-03-16_4e0e3ecd-d988-4033-bd40-f4b4d7d52f6c.pdf
Director's Dealing
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Company Announcement
Report of transactions of shares and related securities of Bavarian Nordic by persons holding managerial responsibilities and/or persons/companies closely associated with such
COPENHAGEN, Denmark, March 16, 2020 – Bavarian Nordic A/S (OMX: BAVA, OTC: BVNRY) has today received information about the following transactions of the company's shares/related securities by persons holding managerial responsibilities and/or persons/companies closely associated with such.
| 1. | Details of the person discharging managerial responsibilities/person closely associated | ||
|---|---|---|---|
| a) | Name | Henrik Juuel | |
| 2. | Reason for the notification | ||
| a) | Position/status | Executive Vice President and Chief Financial Officer of Bavarian Nordic A/S |
|
| b) | Initial notification/Amendment | Initial notification | |
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
| a) | Name | Bavarian Nordic A/S | |
| b) | LEI | 2138006JCDVYIN6INP51 | |
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
| a) | Description of the financial instrument, type of instrument |
New shares | |
| Identification code | DK0061268711 | ||
| b) | Nature of the transaction | Purchase (exercise of subscription rights) | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| DKK 109 | 2,500 | ||
| d) | Aggregated information - Aggregated volume - Price |
2,500 DKK 272,500.00 |
|
| e) | Date of the transaction | 2020-03-16 | |
| f) | Place of the transaction | Nasdaq Copenhagen A/S, XCSE |
| 1. | Details of the person discharging managerial responsibilities/person closely associated | ||
|---|---|---|---|
| a) | Name | Henrik Juuel | |
| 2. | Reason for the notification | ||
| a) | Position/status | Executive Vice President and Chief Financial Officer of Bavarian Nordic A/S |
|
| b) | Initial notification/Amendment | Initial notification | |
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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| a) | Name | Bavarian Nordic A/S | |
|---|---|---|---|
| b) | LEI | 2138006JCDVYIN6INP51 | |
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
| a) | Description of the financial instrument, type of instrument |
Subscription rights | |
| Identification code | DK0061268638 | ||
| b) | Nature of the transaction | Purchase of subscription rights | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| DKK 1.68 | 2,500 | ||
| d) | Aggregated information - Aggregated volume - Price |
2,500 DKK 4,200.00 |
|
| e) | Date of the transaction | 2020-03-16 | |
| f) | Place of the transaction | Nasdaq Copenhagen A/S, XCSE |
| 1. | Details of the person discharging managerial responsibilities/person closely associated | |||
|---|---|---|---|---|
| a) | Name | Paul Chaplin | ||
| 2. | Reason for the notification | |||
| a) | Position/status | President and Chief Executive Officer of Bavarian Nordic A/S |
||
| b) | Initial notification/Amendment | Initial notification | ||
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||
| a) | Name | Bavarian Nordic A/S | ||
| b) | LEI | 2138006JCDVYIN6INP51 | ||
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||
| a) | Description of the financial instrument, type of instrument |
New shares | ||
| Identification code | DK0061268711 | |||
| b) | Nature of the transaction | Purchase (exercise of subscription rights) | ||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
| DKK 109 | 25,534 | |||
| d) | Aggregated information - Aggregated volume - Price |
25,534 DKK 2,783,206.00 |
||
| e) | Date of the transaction | 2020-03-11 | ||
| f) | Place of the transaction | Nasdaq Copenhagen A/S, XCSE |
| 1. | Details of the person discharging managerial responsibilities/person closely associated | ||
|---|---|---|---|
| a) | Name | Paul Chaplin | |
| 2. | Reason for the notification | ||
| a) | Position/status | President and Chief Executive Officer of Bavarian Nordic A/S |
|
| b) | Initial notification/Amendment | Initial notification |
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||
|---|---|---|---|---|
| a) | Name | Bavarian Nordic A/S | ||
| b) | LEI | 2138006JCDVYIN6INP51 | ||
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||
| a) | Description of the financial instrument, type of instrument |
Subscription rights | ||
| Identification code | DK0061268638 | |||
| b) | Nature of the transaction | Sale of subscription rights | ||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
| DKK 9.85 | 130,514 | |||
| d) | Aggregated information - Aggregated volume - Price |
130,514 DKK 1,285,199.17 |
||
| e) | Date of the transaction | 2020-03-11 | ||
| f) | Place of the transaction | Nasdaq Copenhagen A/S, XCSE |
| 1. | Details of the person discharging managerial responsibilities/person closely associated | ||
|---|---|---|---|
| a) | Name | Paul Chaplin | |
| 2. | Reason for the notification | ||
| a) | Position/status | President and Chief Executive Officer of Bavarian Nordic A/S |
|
| b) | Initial notification/Amendment | Initial notification | |
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
| a) | Name | Bavarian Nordic A/S | |
| b) | LEI | 2138006JCDVYIN6INP51 | |
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
| a) | Description of the financial instrument, type of instrument |
Shares | |
| Identification code | DK0015998017 | ||
| b) | Nature of the transaction | Acquisition of shares (vesting of restricted stock units) |
|
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| DKK 194.90 | 4,971 | ||
| d) | Aggregated information - Aggregated volume - Price |
4,971 DKK 968,870.00 |
|
| e) | Date of the transaction | 2020-03-16 | |
| f) | Place of the transaction | Outside a trading venue |
About Bavarian Nordic
Bavarian Nordic is a fully integrated biotechnology company focused on the development, manufacture and commercialization of life-saving vaccines. We are a global leader in smallpox vaccines and has been a long-term supplier to the U.S. Strategic National Stockpile of a non-replicating smallpox vaccine, which has been approved by the FDA, also for the protection against monkeypox. Our commercial product portfolio furthermore contains marketleading vaccines against rabies and tick-borne encephalitis. Using our live virus vaccine platform technology, MVA-BN®, we have created a diverse portfolio of proprietary and partnered product candidates designed to save and improve lives by unlocking the power of the immune system, including an investigational Ebola vaccine, licensed to Janssen. For more information visit www.bavarian-nordic.com.
Contacts Rolf Sass Sørensen Vice President Investor Relations (EU) Tel: +45 61 77 47 43
Graham Morrell Paddock Circle Advisors (US) [email protected] Tel: +1 781 686 9600
Company Announcement no. 11 / 2020