Smiths Group PLC

Director's Dealing • Nov 1, 2021

National Storage Mechanism | Additional information

RNS Number : 9808Q

Smiths Group PLC

01 November 2021

1 NOVEMBER 2021

NOTIFICATION OF TRANSACTION OF PERSON DISCHARGING MANAGERIAL RESPONSIBILITY

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

SIR GEORGE BUCKLEY

2 

Reason for the notification 

a) 

Position/status 

CHAIRMAN

b) 

Initial notification /Amendment 

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor 

a) 

Name 

Smiths Group plc ("the Company")

b) 

LEI 

213800MJL6IPZS3ASA11

4 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted 

a) 

Description of the financial instrument, type of instrument

Identification code 

Ordinary shares of 37.5p each in Smiths Group plc ("Ordinary Shares")

GB00B1WY2338

b)

Nature of the transaction

Quarterly acquisition of Ordinary Shares using a fixed proportion (20%) of the after-tax fees the Chairman receives from the Company.

c) 

Price(s) and volume(s) 

Price	Volume
£13.84	904

d)

Aggregated information 

- Aggregated volume 

- Price 

Not applicable

e) 

Date of the transaction 

2021-11-01

f)

Place of the transaction 

London Stock Exchange (XLON)

1 NOVEMBER 2021

NOTIFICATION OF TRANSACTION OF PERSON DISCHARGING MANAGERIAL RESPONSIBILITY

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

KARIN HOEING

2 

Reason for the notification 

a) 

Position/status 

NON-EXECUTIVE DIRECTOR

b) 

Initial notification /Amendment 

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor 

a) 

Name 

Smiths Group plc ("the Company")

b) 

LEI 

213800MJL6IPZS3ASA11

4 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted 

a) 

Description of the financial instrument, type of instrument

Identification code 

Ordinary shares of 37.5p each in Smiths Group plc ("Ordinary Shares")

GB00B1WY2338

b)

Nature of the transaction

Quarterly acquisition of Ordinary Shares using a fixed proportion of the after-tax fees received from the Company.

c) 

Price(s) and volume(s) 

Price	Volume
£13.84	77

d)

Aggregated information 

- Aggregated volume 

- Price 

Not applicable

e) 

Date of the transaction 

2021-11-01

f)

Place of the transaction 

London Stock Exchange (XLON)

1 NOVEMBER 2021

NOTIFICATIONS OF TRANSACTIONS OF DIRECTORS / PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

PAM CHENG

2

Reason for the notification

a)

Position/status

NON-EXECUTIVE DIRECTOR

b)

Initial Notification / Amendment

INITIAL NOTIFICATION

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

SMITHS GROUP PLC

b)

LEI

213800MJL6IPZS3ASA11

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument,

type of instrument

Identification code

SMITHS GROUP PLC AMERICAN DEPOSITARY RECEIPTS ("ADR")

ISIN:  US83238P2039

b)

Nature of the transaction  

ACQUISITION OF ADRs

Price(s) and volume(s)

	Average Price	Volume
Acquisition of ADRs by Pam Cheng	$19.09	3,000

d)

Aggregated information

- Aggregated volume

- Price

Acquisition of 3,000 ADRs at an average price of $19.09

Not Applicable

e)

Date of the transaction

2021-10-28

f)

Place of the transaction

OVER THE COUNTER

1 NOVEMBER 2021

NOTIFICATIONS OF TRANSACTIONS OF DIRECTORS / PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

JOHN SHIPSEY

2

Reason for the notification

a)

Position/status

CHIEF FINANCIAL OFFICER

b)

Initial Notification / Amendment

INITIAL NOTIFICATION

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

SMITHS GROUP PLC

b)

LEI

213800MJL6IPZS3ASA11

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument,

type of instrument

Identification code

ORDINARY SHARES OF 37.5P EACH IN SMITHS GROUP PLC

ISIN GB00B1WY2338

b)

Nature of the transaction  

1.   VESTING OF AN AWARD UNDER THE SMITHS GROUP DEFERRED BONUS PLAN ("DBP")

2.   MARKET SALE OF SHARES TO FINANCE INCOME TAX LIABILITY ARISING ON THE VESTING OF THE AWARD WITH THE BALANCE OF SHARES VESTED RETAINED.

c)

Price(s) and volume(s)

	Price(s)	Volume(s)
1.  Vesting of DBP Award	N/A	6,393
2.  Sale by John Shipsey	£13.70	3,013

d)

Aggregated information

- Aggregated volume

- Price

Not Applicable

e)

Date of the transaction

2021-11-01

f)

Place of the transaction

London Stock Exchange (XLON)

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