Major Shareholding Notification • Jul 21, 2021
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Download Source Fileauthor: Linh Nguyen
date: 2021-07-21 12:08:00+00:00
TR-1: Standard form for notification of major holdings
| NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) | NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) | NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) | NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) | NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) | NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) | NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) |
|---|---|---|---|---|---|---|
| 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | ||||
| Zegona Communications plc | ||||||
| Zegona Communications plc | ||||||
| Zegona Communications plc | ||||||
| Zegona Communications plc | ||||||
| 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) |
| Non-UK issuer | Non-UK issuer | Non-UK issuer | Non-UK issuer | Non-UK issuer | Non-UK issuer | |
| 2. Reason for the notification (please mark the appropriate box or boxes with an "X") | 2. Reason for the notification (please mark the appropriate box or boxes with an "X") | 2. Reason for the notification (please mark the appropriate box or boxes with an "X") | 2. Reason for the notification (please mark the appropriate box or boxes with an "X") | 2. Reason for the notification (please mark the appropriate box or boxes with an "X") | 2. Reason for the notification (please mark the appropriate box or boxes with an "X") | 2. Reason for the notification (please mark the appropriate box or boxes with an "X") |
| An acquisition or disposal of voting rights | An acquisition or disposal of voting rights | An acquisition or disposal of voting rights | An acquisition or disposal of voting rights | An acquisition or disposal of voting rights | An acquisition or disposal of voting rights | X |
| An acquisition or disposal of financial instruments | An acquisition or disposal of financial instruments | An acquisition or disposal of financial instruments | An acquisition or disposal of financial instruments | An acquisition or disposal of financial instruments | An acquisition or disposal of financial instruments | |
| An event changing the breakdown of voting rights | An event changing the breakdown of voting rights | An event changing the breakdown of voting rights | An event changing the breakdown of voting rights | An event changing the breakdown of voting rights | An event changing the breakdown of voting rights | |
| Other (please specify): | Other (please specify): | Other (please specify): | Other (please specify): | Other (please specify): | Other (please specify): | |
| 3. Details of person subject to the notification obligation | 3. Details of person subject to the notification obligation | 3. Details of person subject to the notification obligation | 3. Details of person subject to the notification obligation | 3. Details of person subject to the notification obligation | 3. Details of person subject to the notification obligation | 3. Details of person subject to the notification obligation |
| Name | Name | Name | Petrus Advisers Investments Fund L.P | Petrus Advisers Investments Fund L.P | Petrus Advisers Investments Fund L.P | Petrus Advisers Investments Fund L.P |
| City and country of registered office (if applicable) | City and country of registered office (if applicable) | City and country of registered office (if applicable) | Camana Bay, Cayman Islands | Camana Bay, Cayman Islands | Camana Bay, Cayman Islands | Camana Bay, Cayman Islands |
| 4. Full name of shareholder(s) (if different from 3.) | 4. Full name of shareholder(s) (if different from 3.) | 4. Full name of shareholder(s) (if different from 3.) | 4. Full name of shareholder(s) (if different from 3.) | 4. Full name of shareholder(s) (if different from 3.) | 4. Full name of shareholder(s) (if different from 3.) | 4. Full name of shareholder(s) (if different from 3.) |
| Name | Name | Name | ||||
| City and country of registered office (if applicable) | City and country of registered office (if applicable) | City and country of registered office (if applicable) | ||||
| 5. Date on which the threshold was crossed or reached: | 5. Date on which the threshold was crossed or reached: | 5. Date on which the threshold was crossed or reached: | ||||
| 19/07/2021 | ||||||
| 19/07/2021 | ||||||
| 19/07/2021 | ||||||
| 19/07/2021 | ||||||
| 6. Date on which issuer notified (DD/MM/YYYY): | 6. Date on which issuer notified (DD/MM/YYYY): | 6. Date on which issuer notified (DD/MM/YYYY): | ||||
| 21/07/2021 | ||||||
| 21/07/2021 | ||||||
| 21/07/2021 | ||||||
| 21/07/2021 | ||||||
| 7. Total positions of person(s) subject to the notification obligation | 7. Total positions of person(s) subject to the notification obligation | 7. Total positions of person(s) subject to the notification obligation | 7. Total positions of person(s) subject to the notification obligation | 7. Total positions of person(s) subject to the notification obligation | 7. Total positions of person(s) subject to the notification obligation | 7. Total positions of person(s) subject to the notification obligation |
| % of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments | |||||
| (total of 8.B 1 + 8.B 2) | % of voting rights through financial instruments | |||||
| (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights of issuer | Total number of voting rights of issuer | |||
| Resulting situation on the date on which threshold was crossed or reached | ||||||
| 3.12% | ||||||
| 0.00% | 0.00% | |||||
| 3.12% | ||||||
| 218,970,076 | ||||||
| 218,970,076 | ||||||
| Position of previous notification (if | ||||||
| applicable) | ||||||
| 0.00% | ||||||
| 0.00% | 0.00% | |||||
| 0.00% | ||||||
| 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached | 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached | 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached | 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached | 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached | 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached | 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached | 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached | 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached | 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached |
|---|---|---|---|---|---|---|---|---|---|
| A: Voting rights attached to shares | A: Voting rights attached to shares | A: Voting rights attached to shares | A: Voting rights attached to shares | A: Voting rights attached to shares | A: Voting rights attached to shares | A: Voting rights attached to shares | A: Voting rights attached to shares | A: Voting rights attached to shares | A: Voting rights attached to shares |
| Class/type of | |||||||||
| shares | |||||||||
| ISIN code (if possible) | Class/type of | ||||||||
| shares | |||||||||
| ISIN code (if possible) | Number of voting rights | Number of voting rights | Number of voting rights | Number of voting rights | Number of voting rights | % of voting rights | % of voting rights | % of voting rights | % of voting rights |
| Class/type of | |||||||||
| shares | |||||||||
| ISIN code (if possible) | Class/type of | ||||||||
| shares | |||||||||
| ISIN code (if possible) | Direct | ||||||||
| (Art 9 of Directive 2004/109/EC) (DTR5.1) | Direct | ||||||||
| (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect | ||||||||
| (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Indirect | ||||||||
| (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Indirect | ||||||||
| (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct | ||||||||
| (Art 9 of Directive 2004/109/EC) (DTR5.1) | Direct | ||||||||
| (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect | ||||||||
| (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Indirect | ||||||||
| (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | |||||||||
| GB00BVGBY890 | |||||||||
| GB00BVGBY890 | |||||||||
| NIL | NIL | ||||||||
| 6,831,866 | |||||||||
| 6,831,866 | |||||||||
| 6,831,866 | |||||||||
| NIL | NIL | ||||||||
| 3.12% | |||||||||
| 3.12% | |||||||||
| SUBTOTAL 8. A | SUBTOTAL 8. A | ||||||||
| 6,831,866 | |||||||||
| 6,831,866 | |||||||||
| 6,831,866 | |||||||||
| 6,831,866 | |||||||||
| 6,831,866 | |||||||||
| 3.12% | |||||||||
| 3.12% | |||||||||
| 3.12% | |||||||||
| 3.12% | |||||||||
| B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) |
| Type of financial instrument | Type of financial instrument | Expiration | |||||||
| date | Exercise/ | ||||||||
| Conversion Period | Exercise/ | ||||||||
| Conversion Period | Exercise/ | ||||||||
| Conversion Period | Number of voting rights that may be acquired if the instrument is | ||||||||
| exercised/converted. | Number of voting rights that may be acquired if the instrument is | ||||||||
| exercised/converted. | Number of voting rights that may be acquired if the instrument is | ||||||||
| exercised/converted. | % of voting rights | % of voting rights | |||||||
| SUBTOTAL 8. B 1 | SUBTOTAL 8. B 1 | SUBTOTAL 8. B 1 | N/A | N/A | N/A | N/A | |||
| B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) |
| Type of financial instrument | Expiration | ||||||||
| date | Expiration | ||||||||
| date | Exercise/ | ||||||||
| Conversion Period | Exercise/ | ||||||||
| Conversion Period | Physical or cash | ||||||||
| settlement | Physical or cash | ||||||||
| settlement | Physical or cash | ||||||||
| settlement | Number of voting rights | % of voting rights | % of voting rights | ||||||
| SUBTOTAL 8.B.2 | SUBTOTAL 8.B.2 | SUBTOTAL 8.B.2 | N/A | N/A | |||||
| 9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X") | 9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X") | 9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X") | 9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X") | 9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X") |
| --- | --- | --- | --- | --- |
| Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer | Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer | Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer | Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer | X |
| Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) | Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) | Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) | Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) | |
| Name | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
| | | | | |
| | | | | |
| | | | | |
| | | | | |
| | | | | |
| | | | | |
| 10. In case of proxy voting, please identify: | 10. In case of proxy voting, please identify: | 10. In case of proxy voting, please identify: | 10. In case of proxy voting, please identify: | 10. In case of proxy voting, please identify: |
| Name of the proxy holder | Name of the proxy holder | N/A | N/A | N/A |
| The number and % of voting rights held | The number and % of voting rights held | N/A | N/A | N/A |
| The date until which the voting rights will be held | The date until which the voting rights will be held | N/A | N/A | N/A |
| | | | | |
| 11. Additional information | 11. Additional information | 11. Additional information | 11. Additional information | 11. Additional information |
| N/A | N/A | N/A | N/A | N/A |
| | | | | |
| Place of completion | London, UK |
|---|---|
| Date of completion | |
| 21 July 2021 | |
| Annex: Notification of major holdings (to be filed with the FCA only) | Annex: Notification of major holdings (to be filed with the FCA only) | Annex: Notification of major holdings (to be filed with the FCA only) |
|---|---|---|
| A: Identity of the person subject to the notification obligation | A: Identity of the person subject to the notification obligation | A: Identity of the person subject to the notification obligation |
| Full name (including legal form for legal entities) | Full name (including legal form for legal entities) | Petrus Advisers Investments Fund L.P |
| Contact address (registered office for legal entities) | Contact address (registered office for legal entities) | 94 Solaris Avenue, Camana Bay |
| P.O. Box 1348 | ||
| Grand Cayman KY1-1108 | ||
| Cayman Islands | ||
| [email protected] | ||
| Phone number / Fax number | Phone number / Fax number | 442079338832 |
| Other useful information | ||
| (at least legal representative for legal persons) | Other useful information | |
| (at least legal representative for legal persons) | ||
| B: Identity of the notifier, if applicable | B: Identity of the notifier, if applicable | B: Identity of the notifier, if applicable |
| Full name | Full name | Till Hufnagel |
| Contact address | Contact address | |
| [email protected] | ||
| Phone number / Fax number | Phone number / Fax number | 442079338814 |
| Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | |
| C: Additional information | C: Additional information | C: Additional information |
| None | None | None |
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