Serco Group PLC

Major Shareholding Notification • Jun 11, 2021

National Storage Mechanism | Additional information

RNS Number : 6963B

Serco Group PLC

11 June 2021

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0007973794

Issuer Name

SERCO GROUP PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Name	City of registered office	Country of registered office
JPMorgan Chase Bank, N.A.
J.P. Morgan Securities plc

5. Date on which the threshold was crossed or reached

08-Jun-2021

6. Date on which Issuer notified

10-Jun-2021

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	0.376075	4.875685	5.251760	63189058
Position of previous notification (if applicable)	2.248707	3.090327	5.339034

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB0007973794		4524929		0.376075
Sub Total 8.A	4524929		0.376075%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Cash-settled Equity Swap	23/06/2021	23/06/2021	Cash	9464384	0.786603
Cash-settled Equity Swap	28/06/2021	28/06/2021	Cash	5615000	0.466673
Cash-settled Equity Swap	12/07/2021	12/07/2021	Cash	1782000	0.148105
Cash-settled Equity Swap	30/07/2021	30/07/2021	Cash	9000000	0.748007
Cash-settled Equity Swap	02/08/2021	02/08/2021	Cash	3	0.000000
Cash-settled Equity Swap	25/08/2021	25/08/2021	Cash	1374000	0.114196
Cash-settled Equity Swap	10/09/2021	10/09/2021	Cash	21647000	1.799123
Cash-settled Equity Swap	14/09/2021	14/09/2021	Cash	3775975	0.313828
Cash-settled Equity Swap	03/11/2021	03/11/2021	Cash	3839000	0.319067
Cash-settled Equity Swap	02/12/2021	02/12/2021	Cash	8708	0.000724
Cash-settled Equity Swap	05/01/2022	05/01/2022	Cash	2610	0.000217
Cash-settled Equity Swap	02/02/2022	02/02/2022	Cash	7930	0.000659
Cash-settled Equity Swap	27/04/2022	27/04/2022	Cash	211116	0.017546
Cash-settled Equity Swap	29/04/2022	29/04/2022	Cash	1478362	0.122869
Cash-settled Equity Swap	27/05/2022	27/05/2022	Cash	293343	0.024380
Cash-settled Equity Swap	06/06/2022	06/06/2022	Cash	25305	0.002103
Cash-settled Equity Swap	29/06/2022	29/06/2022	Cash	50276	0.004179
Cash-settled Equity Swap	04/07/2022	04/07/2022	Cash	61523	0.005113
Cash-settled Equity Swap	19/07/2022	19/07/2022	Cash	25200	0.002094
Cash-settled Equity Swap	02/08/2022	02/08/2022	Cash	1458	0.000121
Cash-settled Equity Swap	05/12/2022	05/12/2022	Cash	936	0.000078
Sub Total 8.B2				58664129	4.875685%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
JPMorgan Chase & Co.	J.P. Morgan Securities plc	0.376073	4.875685	5.251758
JPMorgan Chase & Co.	JPMorgan Chase Bank, National Association			0.000000

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (100%)

J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

12. Date of Completion

10-Jun-2021

13. Place Of Completion

London, United Kingdom

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