Serco Group PLC

Major Shareholding Notification • Jun 2, 2021

National Storage Mechanism | Additional information

RNS Number : 6226A

Serco Group PLC

02 June 2021

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0007973794

Issuer Name

SERCO GROUP PLC 

UK or Non-UK Issuer

UK 

2. Reason for Notification

An acquisition or disposal of financial instruments 

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co. 

City of registered office (if applicable)

Country of registered office (if applicable)

US 

4. Details of the shareholder

Name	City of registered office	Country of registered office
J.P. Morgan Securities Plc
JPMorgan Chase Bank, N.A.

5. Date on which the threshold was crossed or reached

27-May-2021

6. Date on which Issuer notified

01-Jun-2021

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	2.248707	3.090327	5.339034	64340202
Position of previous notification (if applicable)	2.355109	2.990522	5.345631

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB0007973794		27098958		2.248707
Sub Total 8.A	27098958		2.248707%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Cash-settled Equity Swap	23/06/2021	23/06/2021	Cash	9464384	0.785367
Cash-settled Equity Swap	28/06/2021	28/06/2021	Cash	5615000	0.465940
Cash-settled Equity Swap	12/07/2021	12/07/2021	Cash	1782000	0.147873
Cash-settled Equity Swap	30/07/2021	30/07/2021	Cash	9000000	0.746832
Cash-settled Equity Swap	02/08/2021	02/08/2021	Cash	3	0.000000
Cash-settled Equity Swap	25/08/2021	25/08/2021	Cash	1374000	0.114016
Cash-settled Equity Swap	14/09/2021	14/09/2021	Cash	3775975	0.313335
Cash-settled Equity Swap	03/11/2021	03/11/2021	Cash	3839000	0.318565
Cash-settled Equity Swap	02/12/2021	02/12/2021	Cash	48345	0.004012
Cash-settled Equity Swap	05/01/2022	05/01/2022	Cash	2610	0.000217
Cash-settled Equity Swap	02/02/2022	02/02/2022	Cash	7930	0.000658
Cash-settled Equity Swap	28/02/2022	28/02/2022	Cash	33439	0.002775
Cash-settled Equity Swap	27/04/2022	27/04/2022	Cash	182700	0.015161
Cash-settled Equity Swap	29/04/2022	29/04/2022	Cash	1645012	0.136505
Cash-settled Equity Swap	27/05/2022	27/05/2022	Cash	257734	0.021387
Cash-settled Equity Swap	06/06/2022	06/06/2022	Cash	123628	0.010259
Cash-settled Equity Swap	29/06/2022	29/06/2022	Cash	5749	0.000477
Cash-settled Equity Swap	04/07/2022	04/07/2022	Cash	6462	0.000536
Cash-settled Equity Swap	19/07/2022	19/07/2022	Cash	19900	0.001651
Cash-settled Equity Swap	21/11/2022	21/11/2022	Cash	27339	0.002269
Cash-settled Equity Swap	28/11/2022	28/11/2022	Cash	1821	0.000151
Cash-settled Equity Swap	04/05/2026	04/05/2026	Cash	28213	0.002341
Sub Total 8.B2				37241244	3.090327%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary) 

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
JPMorgan Chase & Co.	J.P. Morgan Securities plc	2.248704	3.090327	5.339031
JPMorgan Chase & Co.	JPMorgan Chase Bank, National Association			0.000000

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (100%)

J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%) 

12. Date of Completion

02-Jun-2021

13. Place Of Completion

London 

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