Declaration of Voting Results & Voting Rights Announcements • Jan 30, 2014
Declaration of Voting Results & Voting Rights Announcements
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Stimmrechtsmitteilung übermittelt durch euro adhoc mit dem Ziel einer europaweiten Verbreitung. Für den Inhalt ist der Emittent verantwortlich.
Veröffentlichung gemäß § 93 BörseG mit dem Ziel der europaweiten Verbreitung
Angaben zum Mitteilungspflichtigen:
Name: UBS AG
Sitz: Zürich und Basel
Staat: Schweiz
UBS AG hat am 29. Jänner 2014 Raiffeisen Bank International AG, Wien, FN 122119 m gemäß §§ 91 ff BörseG mitgeteilt, dass UBS AG 1.310.622 Stück Aktien an der RBI und somit rund 0,48 % am Kapital und an den Stimmrechten hält. Durch die Abwicklung der Tranche 1 der Kapitalerhöhung der Raiffeisen Bank International AG am 28. Jänner 2014 verringern sich die der UBS AG zurechenbaren Stimmrechte an der RBI von rund 14,51 % auf rund 0,48 %, wodurch der gemäß § 91 Abs 1 BörseG relevante Schwellenwert von 4 % unterschritten wird.
Nachstehend die Mitteilung von UBS AG:
"In accordance with the Austrian Stock Exchange Act, we would like to inform you that UBS AG has fallen below the reportable thresholds of 4%, 5% & 10% of the share capital in Raiffeisen Bank International AG. Please let this serve you as our disclosure as set forth below:
Name of the person obliged to notify: UBS AG, Zurich and Basel
Residing at: Bahnhofstraße 45, P.O. Box, CH-8098 Zurich, Aeschenvorstadt 1, P.O. Box, CH-4051 Basel
Date of decrease of holding: January 28, 2014
Event triggering the notification: Settlement of the underwritten shares at the investors' accounts*
Total holding: 1,310,622 shares representing 0.48 % of the outstanding shares
of 272,259,736.
Breakdown of the total holding: Ordinary Shares: 1,117,396 Equity swaps: 193,226 (please refer to Annex)
*Please note that 14.10 % (38,377,306 shares), which were attributed to UBS Limited due to its role as Joint Global Coordinator in the capital increase of the Issuer, have been settled at the investors accounts of 28.01.2014.
Entities through which holdings are held: UBS AG UBS Fund Management (Switzerland) AG UBS Fund Services (Luxembourg) SA UBS Global Asset Management (Australia) Ltd. UBS Global Asset Management (Hong Kong) Ltd UBS Global Asset Management (Singapore) Ltd UBS Global Asset Management (UK) Limited UBS Global Asset Management Life Limited
Annex
| Instrument | Underlying | Expiration date Cash/Physically | ||
|---|---|---|---|---|
| Equity Swaps | AT0000606306 | 02-Feb-15 | Cash | |
| Equity Swaps | AT0000606306 | 17-Mar-15 | Cash | |
| Equity Swaps | AT0000606306 | 30-Jun-15 | Cash | |
| Equity Swaps | AT0000606306 | 01-Jun-16 | Cash | |
| Equity Swaps | AT0000606306 | 01-Mar-17 | Cash | |
| Equity Swaps | AT0000606306 | 19-Jul-17 | Cash | |
| Equity Swaps | AT0000606306 | 02-Oct-17 | Cash | |
| Equity Swaps | AT0000606306 | 04-Dec-17 | Cash | |
| Equity Swaps | AT0000606306 | 15-Jan-18 | Cash | |
| Equity Swaps | AT0000606306 | 01-Feb-18 | Cash | |
| Equity Swaps | AT0000606306 | 28-Jun-18 | Cash | |
| Equity Swaps | AT0000606306 | 29-Jun-18 | Cash | |
| Equity Swaps | AT0000606306 | 15-Oct-18 | Cash |
Disclaimer: The securities mentioned herein have not been, and will not be, registered under the United States Securities Act of 1933, as amended, (the "Securities Act") and may not be offered or sold in the United States, except pursuant to an exemption from the registration requirements of the Securities Act. There will be no public offer of securities in the United States. Rückfragehinweis: Raiffeisen Bank International AG Mag. Susanne Langer Tel.: +43 1 71707-2089 [email protected] Emittent: Raiffeisen Bank International AG Am Stadtpark 9 A-1030 Wien Telefon: +43 1 71707-2089 FAX: +43 1 71707-2138 Email: [email protected] WWW: www.rbinternational.com Branche: Banken ISIN: AT0000606306 Indizes: ATX Prime, ATX Börsen: Amtlicher Handel: Wien, Börse: Luxembourg Stock Exchange Sprache: Deutsch
Aussendung übermittelt durch euro adhoc The European Investor Relations Service
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