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Uniphar PLC

Major Shareholding Notification Jan 28, 2021

1951_mrq_2021-01-28_36d5c1f7-5550-4cfd-8f57-1d5e555d2f3c.html

Major Shareholding Notification

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National Storage Mechanism | Additional information

RNS Number : 2630N

Uniphar PLC

28 January 2021

Standard Form TR-1

Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the Central Bank of Ireland)i

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: Uniphar plc
2. Reason for the notification (please tick the appropriate box or boxes):

[x] An acquisition or disposal of voting rights

[ ] An acquisition or disposal of financial instruments [ ] An event changing the breakdown of voting rights [ ] Other (please specify)iii:
3. Details of person subject to the notification obligationiv :
Name: ROI Healthco IOM 1 Limited Douglas, Isle of Man
4. Full name of shareholder(s) (if different from 3.)v: n/a
5. Date on which the threshold was crossed or reachedvi: 27/01/2021
6. Date on which issuer notified: 28/01/2021
7. Threshold(s) that is/are crossed or reached: 7%, 6%
8. Total positions of person(s) subject to the notification obligation:
% of voting rights attached to shares (total of 9.A) % of voting rights through financial instruments

(total of 9.B.1 + 9.B.2)
Total of both in % (9.A + 9.B) Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached 5.92% n/a 5.92% 273,015,254
Position of previous notification (if applicable) 7.20% 7.20%
9. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii:
A: Voting rights attached to shares
Class/type of shares

ISIN code (if possible)
Number of voting rightsix % of voting rights
Direct Indirect Direct Indirect
IE00BJ5FQX 74 16,152,373 n/a 5.92%
SUBTOTAL A 16,152,373 5.92%
B 1: Financial Instruments according to Regulation 17(1)(a) of the Regulations
Type of financial instrument Expiration datex Exercise/ Conversion Periodxi Number of voting rights that may be acquired if the instrument is exercised/ converted. % of voting rights
SUBTOTAL B.1
B 2: Financial Instruments with similar economic effect according to Regulation 17(1)(b) of the Regulations
Type of financial instrument Expiration datex Exercise/ Conversion Period xi Physical or cash settlementxii Number of voting rights % of voting rights
SUBTOTAL B.2
10. Information in relation to the person subject to the notification obligation (please tick the applicable box):

[x] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii

[ ] Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv:
% of voting rights
% of voting rights if it through financial Total of both if it
Namexv equals or is higher

than the notifiable
instruments if it

equals or is higher
equals or is higher

than the notifiable
threshold than the notifiable threshold
threshold

11. In case of proxy voting: [name of the proxy holder] will cease to hold [% and

number] voting rights as of [date]

12. Additional informationxvi:

Done at Dublin on 27 January 2021.

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