Quilter PLC

Director's Dealing • Sep 23, 2020

National Storage Mechanism | Additional information

RNS Number : 9183Z

Quilter PLC

23 September 2020

23 September 2020

For immediate release

Quilter plc

(the "Company")

Notification of transactions by Directors and Persons Discharging Managerial Responsibilities ("PDMRs")

The Company announces the following transactions by Directors and PDMRs in the Company's ordinary shares of £0.07 each ("Shares") which took place on 21 September 2020, in connection with the Company's interim dividend for the year ending 31 December 2020 ("2020 Interim Dividend").

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Matthew Burton

2

Reason for the notification

a)

Position/status

Chief Risk Officer - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of £0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)   Reinvestment of 2020 Interim Dividend paid on Shares held under the Quilter Share Incentive Plan.

ii)  Conditional entitlement to 2020 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Performance Share Plan (2018 Restricted Stock Unit award).

iii) Conditional entitlement to 2020 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Performance Share Plan (2019 Restricted Stock Unit award).

iv) Conditional entitlement to 2020 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Performance Share Plan (2020 Restricted Stock Unit award).

v)  Conditional entitlement to 2020 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2018 Deferred bonus award).

vi) Conditional entitlement to 2020 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

c)

Price(s) and volume(s)

Price(s)	Volume(s)
i)   £1.3267 ii)  Nil iii) Nil iv) Nil v)  Nil vi) Nil	i)   12 ii)  797 iii) 1,252 iv) 926 v)  635 vi) 947

d)

Aggregated information

- Aggregated volume

- Price

i)   Consideration price: £1.3267

ii)  Consideration price: Nil

Market value: £1.3750

iii) Consideration price: Nil

Market value: £1.3750

iv) Consideration price: Nil

Market value: £1.3750

v)  Consideration price: Nil

Market value: £1.3750

vi) Consideration price: Nil

Market value: £1.3750

e)

Date of the transaction

i)   2020-09-21 09:09 UTC time

ii)  2020-09-21

iii) 2020-09-21

iv) 2020-09-21

v)  2020-09-21

vi) 2020-09-21

f)

Place of the transaction

i)   London Stock Exchange, Main Market (XLON)

ii)  Outside a trading venue

iii) Outside a trading venue

iv) Outside a trading venue

v)  Outside a trading venue

vi) Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Karin Cook

2

Reason for the notification

a)

Position/status

Chief Operating Officer - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of £0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)   Conditional entitlement to 2020 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2019 Long Term Incentive award).

ii)  Conditional entitlement to 2020 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2020 Long Term Incentive award).

iii) Conditional entitlement to 2020 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (Recruitment award).

iv) Conditional entitlement to 2020 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

c)

Price(s) and volume(s)

Price(s)	Volume(s)
i)          Nil ii)         Nil iii)         Nil iv)        Nil	i)          2,819 ii)         3,128 iii)         2,113 iv)        1,931

d)

Aggregated information

- Aggregated volume

- Price

i)   Consideration price: Nil

Market value: £1.3750

ii)  Consideration price: Nil

Market value: £1.3750

iii) Consideration price: Nil

Market value: £1.3750

iv) Consideration price: Nil

Market value: £1.3750

e)

Date of the transaction

i)   2020-09-21

ii)  2020-09-21

iii) 2020-09-21

iv) 2020-09-21

f)

Place of the transaction

i)   Outside a trading venue

ii)  Outside a trading venue

iii) Outside a trading venue

iv) Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Paul Feeney

2

Reason for the notification

a)

Position/status

Chief Executive Officer - Director and PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of £0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)   Reinvestment of 2020 Interim Dividend paid on Shares held under the Quilter Share Incentive Plan.

ii)  Conditional entitlement to 2020 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2018 Long Term Incentive award).

iii) Conditional entitlement to 2020 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2019 Long Term Incentive award).

iv) Conditional entitlement to 2020 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2020 Long Term Incentive award).

v)  Conditional entitlement to 2020 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2018 Deferred bonus award).

vi) Conditional entitlement to 2020 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

c)

Price(s) and volume(s)

Price(s)	Volume(s)
i)   £1.3267 ii)  Nil iii) Nil iv) Nil v)  Nil vi) Nil	i)   12 ii)  7,847 iii) 7,391 iv) 8,200 v)  2,281 vi) 3,234

d)

Aggregated information

- Aggregated volume

- Price

i)   Consideration price: £1.3267

ii)  Consideration price: Nil

Market value: £1.3750

iii) Consideration price: Nil

Market value: £1.3750

iv) Consideration price: Nil

Market value: £1.3750

v)  Consideration price: Nil

Market value: £1.3750

vi) Consideration price: Nil

Market value: £1.3750

e)

Date of the transaction

i)   2020-09-21 09:09 UTC time

ii)  2020-09-21

iii) 2020-09-21

iv) 2020-09-21

v)  2020-09-21

vi) 2020-09-21

f)

Place of the transaction

i)   London Stock Exchange, Main Market (XLON)

ii)  Outside a trading venue

iii) Outside a trading venue

iv) Outside a trading venue

v)  Outside a trading venue

vi) Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Steven Levin

2

Reason for the notification

a)

Position/status

CEO, Quilter Investment Platform - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of £0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)   Reinvestment of 2020 Interim Dividend paid on Shares held under the Quilter Share Incentive Plan.

ii)  Conditional entitlement to 2020 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2018 Long Term Incentive award).

iii) Conditional entitlement to 2020 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2019 Long Term Incentive award).

iv) Conditional entitlement to 2020 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2020 Long Term Incentive award).

v)  Conditional entitlement to 2020 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2018 Deferred bonus award).

vi) Conditional entitlement to 2020 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

c)

Price(s) and volume(s)

i)                      

Price(s)	Volume(s)
i)   £1.3267 ii)  Nil iii) Nil iv) Nil v)  Nil vi) Nil	i)   12 ii)  2,034 iii) 1,916 iv) 2,126 v)  905 vi) 1,348

d)

Aggregated information

- Aggregated volume

- Price

i)   Consideration price: £1.3267

ii)  Consideration price: Nil

Market value: £1.3750

iii) Consideration price: Nil

Market value: £1.3750

iv) Consideration price: Nil

Market value: £1.3750

v)  Consideration price: Nil

Market value: £1.3750

vi) Consideration price: Nil

Market value: £1.3750

e)

Date of the transaction

i)   2020-09-21 09:09 UTC time

ii)  2020-09-21

iii) 2020-09-21

iv) 2020-09-21

v)  2020-09-21

vi) 2020-09-21

f)

Place of the transaction

i)   London Stock Exchange, Main Market (XLON)

ii)  Outside a trading venue

iii) Outside a trading venue

iv) Outside a trading venue

v)  Outside a trading venue

vi) Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Andrew McGlone

2

Reason for the notification

a)

Position/status

CEO, Quilter Cheviot - PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of £0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)   Reinvestment of 2020 Interim Dividend paid on Shares held under the Quilter Share Incentive Plan.

ii)  Conditional entitlement to 2020 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2019 Long Term Incentive award).

iii) Conditional entitlement to 2020 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Performance Share Plan (2018 Restricted Stock Unit award).

iv) Conditional entitlement to 2020 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2020 Long Term Incentive award).

v)  Conditional entitlement to 2020 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2018 Deferred bonus award).

vi) Conditional entitlement to 2020 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

c)

Price(s) and volume(s)

Price(s)	Volume(s)
i)   £1.3267 ii)  Nil iii) Nil iv) Nil v)  Nil vi) Nil	i)   12 ii)  1,505 iii) 406 iv) 1,670 v)  576 vi) 959

d)

Aggregated information

- Aggregated volume

- Price

i)   Consideration price: £1.3267

ii)  Consideration price: Nil

Market value: £1.3750

iii) Consideration price: Nil

Market value: £1.3750

iv) Consideration price: Nil

Market value: £1.3750

v)  Consideration price: Nil

Market value: £1.3750

vi) Consideration price: Nil

Market value: £1.3750

e)

Date of the transaction

i)   2020-09-21 09:09 UTC time

ii)  2020-09-21

iii) 2020-09-21

iv) 2020-09-21

v)  2020-09-21

vi) 2020-09-21

f)

Place of the transaction

i)   London Stock Exchange, Main Market (XLON)

ii)  Outside a trading venue

iii) Outside a trading venue

iv) Outside a trading venue

v)  Outside a trading venue

vi) Outside a trading venue

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Mark Satchel

2

Reason for the notification

a)

Position/status

Chief Financial Officer - Director and PDMR

b)

Initial notification/Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Quilter plc

b)

LEI

54930092XIVK28RZGM95

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument Identification code

Ordinary shares with a nominal value of £0.07 each ("Shares")

GB00BDCXV269

b)

Nature of the transaction

i)   Reinvestment of 2020 Interim Dividend paid on Shares held under the Quilter Share Incentive Plan.

ii)  Conditional entitlement to 2020 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2018 Long Term Incentive award).

iii) Conditional entitlement to 2020 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2019 Long Term Incentive award).

iv) Conditional entitlement to 2020 Interim Dividend equivalent in respect of award of nil-cost options under the Quilter Performance Share Plan (2020 Long Term Incentive award).

v)  Conditional entitlement to 2020 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2018 Deferred bonus award).

vi) Conditional entitlement to 2020 Interim Dividend equivalent in respect of conditional award over Shares under the Quilter Share Reward Plan (2019 Deferred bonus award).

c)

Price(s) and volume(s)

Price(s)	Volume(s)
i)   £1.3267 ii)  Nil iii) Nil iv) Nil v)  Nil vi) Nil	i)   12 ii)  2,528 iii) 4,927 iv) 5,467 v)  1,153 vi) 2,277

d)

Aggregated information

- Aggregated volume

- Price

i)   Consideration price: £1.3267

ii)  Consideration price: Nil

Market value: £1.3750

iii) Consideration price: Nil

Market value: £1.3750

iv) Consideration price: Nil

Market value: £1.3750

v)  Consideration price: Nil

Market value: £1.3750

vi) Consideration price: Nil

Market value: £1.3750

e)

Date of the transaction

i)   2020-09-21 09:09 UTC time

ii)  2020-09-21

iii) 2020-09-21

iv) 2020-09-21

v)  2020-09-21

vi) 2020-09-21

f)

Place of the transaction

i)   London Stock Exchange, Main Market (XLON)

ii)  Outside a trading venue

iii) Outside a trading venue

iv) Outside a trading venue

v)  Outside a trading venue

vi) Outside a trading venue

Enquiries:

Patrick Gonsalves

Company Secretary

+44 (0)7391 867 081

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