Hammerson PLC

Major Shareholding Notification • Jul 23, 2020

National Storage Mechanism | Additional information

RNS Number : 8132T

Hammerson PLC

23 July 2020

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:			Hammerson Plc
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments						X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name			JPMorgan Chase & Co.
City and country of registered office (if applicable)			Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from 3.)v
Name			J.P. Morgan Securities plc J.P. Morgan Securities LLC JPMorgan Chase Bank, National Association
City and country of registered office (if applicable)			London, United Kingdom
5. Date on which the threshold was crossed or reachedvi:			20 July 2020
6. Date on which issuer notified (DD/MM/YYYY):			22 July 2020
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached	1.13%	3.93%		5.06%	766,293,613
Position of previous notification (if applicable)	1.01%	4.04%		5.05%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)	Number of voting rightsix				% of voting rights
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)	Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB0004065016			8,681,639			1.13%
SUBTOTAL 8. A	8,681,639				1.13%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument	Expiration datex	Exercise/ Conversion Periodxi		Number of voting rights that may be acquired if the instrument is exercised/converted.		% of voting rights
Right to Recall	N/A	N/A		451,600		0.06%
Physically Settled Call or Put Option*	27/07/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	03/08/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	10/08/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	17/08/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	24/08/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	28/08/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	07/09/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	14/09/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	21/09/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	28/09/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	05/10/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	12/10/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	19/10/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	26/10/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	02/11/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	09/11/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	16/11/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	23/11/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	30/11/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	07/12/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	14/12/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	21/12/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	29/12/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	04/01/2021	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	11/01/2021	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	18/01/2021	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	25/01/2021	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	01/02/2021	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	08/02/2021	Call: 7.864, Put: 5.243		600,000		0.08%
		SUBTOTAL 8. B 1		18,451,600		2.41%

* Please note that either a call or a put option (but not both) can be exercised upon maturity, depending on the share price of Hammerson Plc.

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration datex	Exercise/ Conversion Period xi	Physical or cash settlementxii	Number of voting rights	% of voting rights
Cash-settled Equity Swap	03/11/2020	03/11/2020	Cash	286	0.00%
Cash-settled Equity Swap	02/12/2020	02/12/2020	Cash	10,176	0.00%
Cash-settled Equity Swap	05/01/2021	05/01/2021	Cash	17,312	0.00%
Cash-settled Equity Swap	02/02/2021	02/02/2021	Cash	13,595	0.00%
Cash-settled Equity Swap	02/03/2021	02/03/2021	Cash	6,458	0.00%
Cash-settled Equity Swap	06/04/2021	06/04/2021	Cash	34,499	0.00%
Cash-settled Equity Swap	19/04/2021	19/04/2021	Cash	118,311	0.02%
Cash-settled Equity Swap	29/04/2021	29/04/2021	Cash	24,507	0.00%
Cash-settled Equity Swap	30/04/2021	30/04/2021	Cash	2,629,296	0.34%
Cash-settled Equity Swap	05/05/2021	05/05/2021	Cash	130,836	0.02%
Cash-settled Equity Swap	06/05/2021	06/05/2021	Cash	12,607	0.00%
Cash-settled Equity Swap	11/05/2021	11/05/2021	Cash	10,085	0.00%
Cash-settled Equity Swap	12/05/2021	12/05/2021	Cash	2,447,371	0.32%
Cash-settled Equity Swap	02/06/2021	02/06/2021	Cash	73,253	0.01%
Cash-settled Equity Swap	23/06/2021	23/06/2021	Cash	58,769	0.01%
Cash-settled Equity Swap	30/06/2021	30/06/2021	Cash	2,287	0.00%
Cash-settled Equity Swap	02/07/2021	02/07/2021	Cash	489,859	0.06%
Cash-settled Equity Swap	08/07/2021	08/07/2021	Cash	618,733	0.08%
Cash-settled Equity Swap	23/07/2021	23/07/2021	Cash	1,044,727	0.14%
Cash-settled Equity Swap	28/07/2021	28/07/2021	Cash	8,644	0.00%
Cash-settled Equity Swap	03/08/2021	03/08/2021	Cash	145,760	0.02%
Cash-settled Equity Swap	11/08/2021	11/08/2021	Cash	110,660	0.01%
Cash-settled Equity Swap	02/09/2021	02/09/2021	Cash	99,322	0.01%
Cash-settled Equity Swap	04/01/2022	04/01/2022	Cash	22,131	0.00%
Cash-settled Equity Swap	08/06/2023	08/06/2023	Cash	500,000	0.07%
Cash-settled Equity Swap	09/06/2023	09/06/2023	Cash	500,000	0.07%
Cash-settled Equity Swap	12/06/2023	12/06/2023	Cash	1,000,000	0.13%
Cash-settled Equity Swap	10/07/2023	10/07/2023	Cash	500,000	0.07%
Cash-settled Equity Swap	14/07/2023	14/07/2023	Cash	500,000	0.07%
Cash-settled Equity Swap	17/07/2023	17/07/2023	Cash	150,000	0.02%
Cash-settled Equity Swap	13/09/2024	13/09/2024	Cash	952,777	0.12%
Cash-settled Equity Swap	18/06/2025	18/06/2025	Cash	39,445	0.01%
			SUBTOTAL 8.B.2	12,271,706	1.60%

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)				X
Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association
J.P. Morgan International Finance Limited
J.P. Morgan Capital Holdings Limited
J.P. Morgan Securities plc		3.93%	5.05%
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association
JPMorgan Chase & Co.
JPMorgan Chase Holdings LLC
J.P. Morgan Broker-Dealer Holdings Inc.
J.P. Morgan Securities LLC
10. In case of proxy voting, please identify:
Name of the proxy holder		N/A
The number and % of voting rights held		N/A
The date until which the voting rights will be held		N/A
11. Additional informationxvi
Chain of controlled undertakings: JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%) J.P. Morgan International Finance Limited (100%) J.P. Morgan Capital Holdings Limited (100%) J.P. Morgan Securities plc (100%) JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%) JPMorgan Chase & Co. (100%) JPMorgan Chase Holdings LLC (100%) J.P. Morgan Broker-Dealer Holdings Inc. (100%) J.P. Morgan Securities LLC (100%)

Place of completion	London, United Kingdom
Date of completion	22 July 2020

For further information contact:

Richard Crowle

Assistant Company Secretary

Tel: +44 (0)20 7887 1000

23 July 2020

The announcement above has also been released on the SENS system of the Johannesburg Stock Exchange.

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