Macquarie Group Limited

Major Shareholding Notification • May 28, 2024

National Storage Mechanism | Additional information

RNS Number : 1420Q

Macquarie Group Ltd

28 May 2024

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Full name of discloser:	Macquarie Group Limited
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Ltd
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:	N/A
(e) Date position held/dealing undertaken:      For an opening position disclosure, state the latest practicable date prior to the disclosure	27th May 2024
(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	No

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Ordinary NPV & ADR
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	114,811,762	2.26	14,000	0.0003
(2) Cash-settled derivatives:	0	0	0	0
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	367,840	0.007	496,600	0.009
TOTAL:	115,179,602	2.27	510,600	0.01

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Class of relevant security	Purchase/sale	Number of securities	Price per unit
Ordinary NPV	Purchase	220	AUD 44.87
Ordinary NPV	Purchase	100	AUD 44.88
Ordinary NPV	Purchase	8764	AUD 45.03
Ordinary NPV	Purchase	500	AUD 45.05
Ordinary NPV	Purchase	96952	AUD 45.15
Ordinary NPV	Purchase	166	AUD 45.16
Ordinary NPV	Purchase	2150	AUD 45.17
Ordinary NPV	Purchase	1,120	AUD 45.175
Ordinary NPV	Purchase	880	AUD 45.18
Ordinary NPV	Purchase	500	AUD 45.185
Ordinary NPV	Purchase	35,430	AUD 45.20
Ordinary NPV	Purchase	700	AUD 45.57
Ordinary NPV	Purchase	400	AUD 45.58
Ordinary NPV	Sale	100	AUD 44.88
Ordinary NPV	Sale	111	AUD 44.91
Ordinary NPV	Sale	4621	AUD 44.9575
Ordinary NPV	Sale	100	AUD 45.05
Ordinary NPV	Sale	150	AUD 45.14
Ordinary NPV	Sale	71,657	AUD 45.15
Ordinary NPV	Sale	247	AUD 45.17
Ordinary NPV	Sale	3,000	AUD 45.18
Ordinary NPV	Sale	8259	AUD 45.185
Ordinary NPV	Sale	4,898	AUD 45.19
Ordinary NPV	Sale	6183	AUD 45.195
Ordinary NPV	Sale	29,599	AUD 45.20
Ordinary NPV	Sale	5,144	AUD 45.205
Ordinary NPV	Sale	9090	AUD 45.21
Ordinary NPV	Sale	142	AUD 45.215

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
Ordinary NPV	Client Account Transfer in	5,930
Ordinary NPV	Client Account Transfer out	5,305

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?	YES

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.         KEY INFORMATION

Full name of person making disclosure:	Macquarie Group Limited
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	BHP Group Limited

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date
Ordinary NPV	Call Option	Purchased	3,360	AUD 44.60	European	20240620
Ordinary NPV	Call Option	Purchased	896	AUD 50.84	European	20240620
Ordinary NPV	Call Option	Purchased	113,456	AUD 47.26	American	20240620
Ordinary NPV	Call Option	Purchased	28,000	AUD 43.70	American	20240620
Ordinary NPV	Call Option	Purchased	9,632	AUD 46.38	European	20240620
Ordinary NPV	Call Option	Purchased	5,040	AUD 48.16	European	20240620
Ordinary NPV	Call Option	Purchased	71,344	AUD 46.37	American	20240620
Ordinary NPV	Call Option	Purchased	99,792	AUD 49.05	American	20240620
Ordinary NPV	Call Option	Purchased	3,200	AUD 47.50	American	20240718
Ordinary NPV	Call Option	Purchased	500	AUD 47	American	20240718
Ordinary NPV	Call Option	Purchased	3,360	AUD 44.59	American	20240620
Ordinary NPV	Call Option	Purchased	5,488	AUD 45.48	American	20240620
Ordinary NPV	Call Option	Purchased	1,100	AUD 46.50	American	20240815
Ordinary NPV	Call Option	Purchased	3,000	AUD 48	American	20240815
Ordinary NPV	Call Option	Purchased	19,000	AUD 48	American	20240718
Ordinary NPV	Call Option	Purchased	672	AUD 47.27	European	20240620
Ordinary NPV	OTC Call Option	Purchased	52,518	AUD 44.69	European	20240620
Ordinary NPV	OTC Call Option	Purchased	46,385	AUD 44.67	European	20240620
Ordinary NPV	OTC Call Option	Purchased	83,228	AUD 45.88	European	20240620
Ordinary NPV	Put Option	Purchased	1,120	AUD 44.60	European	20240620
Ordinary NPV	Put Option	Purchased	1,680	AUD 41.03	European	20240620
Ordinary NPV	Put Option	Purchased	476,000	AUD 43.70	American	20240620
Ordinary NPV	Put Option	Purchased	1,120	AUD 42.36	American	20240620
Ordinary NPV	Put Option	Purchased	560	AUD 41.92	European	20240620
Ordinary NPV	Put Option	Purchased	11,760	AUD 43.25	American	20240620
Ordinary NPV	Put Option	Purchased	2,240	AUD 45.49	European	20240620
Ordinary NPV	Put Option	Purchased	1,120	AUD 43.71	European	20240620
Ordinary NPV	OTC Put Option	Purchased	10,100	AUD 45.65	European	20241219
Ordinary NPV	OTC Put Option	Purchased	60,208	AUD 44.78	European	20241219
Ordinary NPV	OTC Put Option	Purchased	52,518	AUD 44.69	European	20240620
Ordinary NPV	OTC Put Option	Purchased	46,385	AUD 44.67	European	20240620
Ordinary NPV	OTC Put Option	Purchased	83,228	AUD 45.88	European	20240620
Ordinary NPV	OTC Call Option	Written	52,518	AUD 44.69	European	20240620
Ordinary NPV	OTC Call Option	Written	46,385	AUD 44.67	European	20240620
Ordinary NPV	OTC Call Option	Written	83,228	AUD 45.88	European	20240620
Ordinary NPV	OTC Put Option	Written	10,100	AUD 45.65	European	20241219
Ordinary NPV	OTC Put Option	Written	60,208	AUD 44.78	European	20241219
Ordinary NPV	OTC Put Option	Written	52,518	AUD 44.69	European	20240620
Ordinary NPV	OTC Put Option	Written	46,385	AUD 44.67	European	20240620
Ordinary NPV	OTC Put Option	Written	83,228	AUD 45.88	European	20240620
Ordinary NPV	OTC Put Option	Written	40,000	AUD 40	American	20241219
Ordinary NPV	OTC Put Option	Purchased	40,000	AUD 40	American	20241219
Ordinary NPV	Put Option	Purchased	1,000	AUD 44	American	20240815

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .

###### Date of disclosure:	28th May 2024
###### Contact name:	Francesca Cola
###### Telephone number*:	+44 20 3037 2927

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

END

RETSEWFLAELSEFI