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BAWAG Group AG
Major Shareholding Notification • Sep 29, 2021
737_mrq_2021-09-29_6f6ca02b-9bef-4b5e-86fc-66664ea16d0a.pdf
Major Shareholding Notification
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publication: 29.09.2021 22:00 source: http://adhoc.pressetext.com/news/1632945600575 keywords: Unternehmen / Beteiligungsmeldung / BAWAG Group AG
Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
BAWAG Group AG: Release according to article 135 section 2 BörseG
Vienna (pta033/29.09.2021/22:00) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer:
BAWAG Group AG, Wiedner Gürtel 11, 1100 Wien, Austria
2. Reason for notification:
Acquisition / disposal of shares with voting rights
3. Details of person subject to the notification obligation
Name: Steven A. Tananbaum
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
GoldenTree HoldCo Lux 1 S.à.r.l. GoldenTree HoldCo Lux 2 S.à.r.l. GoldenTree HoldCo Lux 3 S.à.r.l. GoldenTree Asset Management Dutch BV GN3 SIP LP
5. Date on which threshold was crossed or reached
28.09.2021
6. Total positions
| % of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
total of both in % (7.a. + 7.b.) |
total number of voting rights of issuer |
|
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached |
12.06 | 0.00 | 12.06 | 89,142,237 |
| Position of previous notification |
21.82 | 0.0 | 21.82 |
7. Notified details of the resulting situation
7.a. Voting rights attached to shares
| ISIN code | absolute direct (Sec | absolute indirect | in % direct (Sec | in % indirect (Sec |
|---|---|---|---|---|
| 130 BörseG 2018) | (Sec 133 BörseG | 130 BörseG 2018) | 133 BörseG 2018) | |
| 2018) |
| AT0000BAWAG2 | 0 | 10,753,214 | 0.00 | 12.06 |
|---|---|---|---|---|
| Total: | 10,753,214 | 12.06 |
7.b.1. Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| Type of instrument | Expiration Date | Exercise Period | Voting Rights Absolute |
Voting Rights in % |
|---|---|---|---|---|
| Total: |
7.b.2 Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| Type of | Expiration Date | Exercise Period | Physical /Cash | Voting Rights | Voting Rights in |
|---|---|---|---|---|---|
| instrument | Settlement | Absolute | % | ||
| Total: |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. |
Shares held directly (%) |
Financial/other instruments held directly (%) |
Total of both (%) |
|---|---|---|---|---|---|
| 1 | Steven A. Tananbaum |
||||
| 2 | GoldenTree Asset Management LLC |
1 | |||
| 3 | GoldenTree Asset Management LP |
2 | |||
| 4 | High Yield and Bank Loan Series Trust |
3 | |||
| 5 | San Bernardino County Employees Retirement Association |
3 | |||
| 6 | City of New York Group Trust |
3 | |||
| 7 | GT NM, L.P. | 3 | |||
| 8 | GoldenTree Partners, II, L.P. |
3 |
| 9 | GoldenTree Offshore Intermediate Fund, L.P |
3 | ||
|---|---|---|---|---|
| 10 | GoldenTree Partners (100), L.P. |
3 | ||
| 11 | GoldenTree Insurance Fund Series Interests of the SALI Multi-Series Fund, L.P. |
3 | ||
| 12 | GTAM TS Investment LLC |
3 | ||
| 13 | GoldenTree Select Partners, L.P |
3 | ||
| 14 | GoldenTree Select Offshore Intermediate Funds, L.P. |
3 | ||
| 15 | GoldenTree Distressed Master Fund III Ltd. |
3 | ||
| 16 | GoldenTree Distressed Onshore Master Fund III LP |
3 | ||
| 17 | GT G Distressed Fund 2020 LP |
3 | ||
| 18 | Ginkgo Tree, LLC |
3 | ||
| 19 | GT Credit Fund LP |
3 | ||
| 20 | GoldenTree Multi Sector-C LP |
3 | ||
| 21 | GoldenTree Partners LP |
3 |
| 22 | Louisiana State Employees Retirement System |
3 | ||
|---|---|---|---|---|
| 23 | Crown Managed Accounts SPC Crown/GT Segregated Portfolio |
3 | ||
| 24 | MA Multi-Sector Opportunistic Fund, LP |
3 | ||
| 25 | Guadalupe Fund |
3 | ||
| 26 | GoldenTree V1 Master Fund, L.P. |
3 | ||
| 27 | GoldenTree Credit Opportunities Master Fund Ltd. |
3 | ||
| 28 | Golden Tree Asset Management Lux LLC (Delaware) |
3 | ||
| 29 | Golden Tree Asset Management Lux II S.à.r.l. |
28 | ||
| 30 | Golden Tree Asset Management Lux S.à.r.l. |
29 | ||
| 31 | GoldenTree Insurance Fund Series Interests of the SALI Multi-Series Fund |
3 | ||
| 32 | GoldenTree ParentCo 3 S.à.r.l. |
3,13,14,18,21,3 1 |
| 33 | GoldenTree ParentCo 2 S.à.r.l. |
3,9,13,14,18,26 | ||
|---|---|---|---|---|
| 34 | GoldenTree Distressed Debt Fund. LP |
3 | ||
| 35 | GoldenTree ParentCo 1 S.à.r.l. |
3,4,5,6,7,8,9,10, 11,12,13,14,15, 16,17,18,19,20, 21,22,23,24,25, 26,34 |
||
| 36 | GN3 SIP LP | 3 | 1.10 | 1.10 |
| 37 | GoldenTree Asset Management Dutch BV |
30 | 6.86 | 6.86 |
| 38 | GoldenTree HoldCo Lux 3 S.à.r.l. |
32 | 1.45 | 1.45 |
| 39 | GoldenTree HoldCo Lux 2 S.à.r.l. |
33 | 1.83 | 1.83 |
| 40 | GoldenTree HoldCo Lux 1 S.à.r.l. |
35 | 0.82 | 0.82 |
9. In case of proxy voting
Date of general meeting: N/A
10. Additional Information
| emitter: | BAWAG Group AG Wiedner Gürtel 11 1100 Wien Austria |
|---|---|
| contact person: | BAWAG Group Investor Relations |
| phone: | +43 (0)59905-34444 |
| e-mail: | [email protected] |
| website: | www.bawaggroup.com |
| ISIN(s): | AT0000BAWAG2 (share) |
| stock exchanges: | official trade in Vienna |
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