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10x Genomics, Inc. — Director's Dealing 2023
Mar 23, 2023
31830_dirs_2023-03-23_78d1b8ef-d5df-408d-b56e-32a2f47d00af.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2023-03-21
Reporting Person: Hindson Benjamin J. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-21 | Class A Common Stock | A | 36387 | — | Acquired | 286624 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-21 | Stock Option (right to buy) | $50.1 | A | 36387 | Acquired | 2033-03-21 | Class A Common Stock (36387) | Direct |
| 2023-03-21 | Performance- based Restricted Stock Units | $ | A | 18194 | Acquired | 2028-04-01 | Class A Common Stock (18194) | Direct |
Footnotes
F1: Constitute restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/16th of the RSUs shall vest
on each quarterly anniversary measured from February 21, 2023, subject to the Reporting Person continuing as a service provider through each such date.
F2: 1/48th of the total number of shares subject to the option vest on each monthly anniversary measured from April 1, 2023, subject to the Reporting Person continuing as a
service provider through each such date.
F3: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/3rd of the PSUs shall vest
upon the Issuer's Class A Common Stock achieving each of three escalating stock price milestones, subject to the Reporting Person continuing as a service provider through
each such date.