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10x Genomics, Inc. — Director's Dealing 2021
Feb 4, 2021
31830_dirs_2021-02-03_0f6569ff-e1bc-4d70-a812-128bc315f187.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2021-02-01
Reporting Person: CRUTCHFIELD BRADFORD (Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-01 | Class A Common Stock | M | 17000 | $1.16 | Acquired | 51608 | Direct |
| 2021-02-01 | Class A Common Stock | S | 746 | $173.9896 | Disposed | 50862 | Direct |
| 2021-02-01 | Class A Common Stock | S | 4003 | $175.2491 | Disposed | 46859 | Direct |
| 2021-02-01 | Class A Common Stock | S | 8451 | $175.9365 | Disposed | 38408 | Direct |
| 2021-02-01 | Class A Common Stock | S | 2700 | $176.9449 | Disposed | 35708 | Direct |
| 2021-02-01 | Class A Common Stock | S | 900 | $177.8594 | Disposed | 34808 | Direct |
| 2021-02-01 | Class A Common Stock | S | 200 | $178.915 | Disposed | 34608 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-01 | Stock Option (right to buy) | $1.16 | M | 17000 | Disposed | 2027-02-03 | Class A Common Stock (17000) | Direct |
Footnotes
F1: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
F2: This transaction was executed in multiple trades at prices ranging from $173.45 to $174.44. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3: This transaction was executed in multiple trades at prices ranging from $174.50 to $175.49. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4: This transaction was executed in multiple trades at prices ranging from $175.50 to $176.48. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5: This transaction was executed in multiple trades at prices ranging from $176.53 to $177.36. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F6: This transaction was executed in multiple trades at prices ranging from $177.67 to $178.24. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F7: This transaction was executed in multiple trades at prices ranging from $178.86 to $178.97. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F8: This option, originally for 800,000 shares, of which 204,000 shares have been exercised, vested as to one-fourth of the shares on February 2, 2018 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.