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10x Genomics, Inc. — Director's Dealing 2021
Apr 2, 2021
31830_dirs_2021-04-02_3d527607-2bed-4d07-a6fd-89fc3f9b0c7c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2021-04-01
Reporting Person: Hindson Benjamin J. (Director, See Remarks, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-01 | Class A Common Stock | M | 41666 | $1.07 | Acquired | 78302 | Direct |
| 2021-04-01 | Class A Common Stock | S | 800 | $179.9825 | Disposed | 77502 | Direct |
| 2021-04-01 | Class A Common Stock | S | 600 | $181.50 | Disposed | 76902 | Direct |
| 2021-04-01 | Class A Common Stock | S | 1900 | $182.4753 | Disposed | 75002 | Direct |
| 2021-04-01 | Class A Common Stock | S | 6686 | $183.7438 | Disposed | 68316 | Direct |
| 2021-04-01 | Class A Common Stock | S | 16748 | $184.5308 | Disposed | 51568 | Direct |
| 2021-04-01 | Class A Common Stock | S | 14632 | $185.5223 | Disposed | 36936 | Direct |
| 2021-04-01 | Class A Common Stock | S | 300 | $186.0783 | Disposed | 36636 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-01 | Stock Option (right to buy) | $1.07 | M | 41666 | Disposed | 2026-11-18 | Class A Common Stock (41666) | Direct |
Footnotes
F1: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
F2: This transaction was executed in multiple trades at prices ranging from $179.80 to $180.22. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3: This transaction was executed in multiple trades at prices ranging from $180.96 to $181.91. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4: This transaction was executed in multiple trades at prices ranging from $181.96 to $182.90. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5: This transaction was executed in multiple trades at prices ranging from $183.02 to $184.01. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F6: This transaction was executed in multiple trades at prices ranging from $184.02 to $185.01. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F7: This transaction was executed in multiple trades at prices ranging from $185.02 to $185.99. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F8: This transaction was executed in multiple trades at prices ranging from $186.005 to $186.15. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F9: All of the shares subject to the option are fully vested and exercisable as of the date hereof.