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10x Genomics, Inc. Director's Dealing 2021

May 5, 2021

31830_dirs_2021-05-05_8d4dbad8-fb7b-4246-9965-cd0d24acf571.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2021-05-03

Reporting Person: Hindson Benjamin J. (Director, See Remarks, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-03 Class A Common Stock M 24080 $1.07 Acquired 60716 Direct
2021-05-03 Class A Common Stock M 17586 $1.20 Acquired 78302 Direct
2021-05-03 Class A Common Stock S 1492 $189.0732 Disposed 76810 Direct
2021-05-03 Class A Common Stock S 4908 $190.1894 Disposed 71902 Direct
2021-05-03 Class A Common Stock S 7905 $191.0681 Disposed 63997 Direct
2021-05-03 Class A Common Stock S 20100 $192.1032 Disposed 43897 Direct
2021-05-03 Class A Common Stock S 5361 $192.9553 Disposed 38536 Direct
2021-05-03 Class A Common Stock S 800 $193.9674 Disposed 37736 Direct
2021-05-03 Class A Common Stock S 500 $194.878 Disposed 37236 Direct
2021-05-03 Class A Common Stock S 600 $197.91 Disposed 36636 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-03 Stock Option (right to buy) $1.07 M 24080 Disposed 2026-11-18 Class A Common Stock (24080) Direct
2021-05-03 Stock Option (right to buy) $1.20 M 17586 Disposed 2027-10-18 Class A Common Stock (17586) Direct

Footnotes

F1: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2: This transaction was executed in multiple trades at prices ranging from $188.51 to $189.37. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F3: This transaction was executed in multiple trades at prices ranging from $189.57 to $190.55. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F4: This transaction was executed in multiple trades at prices ranging from $190.57 to $191.56. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F5: This transaction was executed in multiple trades at prices ranging from $191.57 to $192.56. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F6: This transaction was executed in multiple trades at prices ranging from $192.59 to $193.46. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F7: This transaction was executed in multiple trades at prices ranging from $193.75 to $194.22. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F8: This transaction was executed in multiple trades at prices ranging from $194.76 to $195.16. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F9: This transaction was executed in multiple trades at prices ranging from $197.55 to $198.09. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F10: All of the shares subject to the option are fully vested and exercisable as of the date hereof.

F11: This option, originally for 200,000 shares, of which 45,586 shares have been exercised, vested as to one forty-eighth of the shares on October 1, 2017 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.