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10x Genomics, Inc. — Director's Dealing 2021
May 5, 2021
31830_dirs_2021-05-05_8d4dbad8-fb7b-4246-9965-cd0d24acf571.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2021-05-03
Reporting Person: Hindson Benjamin J. (Director, See Remarks, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-03 | Class A Common Stock | M | 24080 | $1.07 | Acquired | 60716 | Direct |
| 2021-05-03 | Class A Common Stock | M | 17586 | $1.20 | Acquired | 78302 | Direct |
| 2021-05-03 | Class A Common Stock | S | 1492 | $189.0732 | Disposed | 76810 | Direct |
| 2021-05-03 | Class A Common Stock | S | 4908 | $190.1894 | Disposed | 71902 | Direct |
| 2021-05-03 | Class A Common Stock | S | 7905 | $191.0681 | Disposed | 63997 | Direct |
| 2021-05-03 | Class A Common Stock | S | 20100 | $192.1032 | Disposed | 43897 | Direct |
| 2021-05-03 | Class A Common Stock | S | 5361 | $192.9553 | Disposed | 38536 | Direct |
| 2021-05-03 | Class A Common Stock | S | 800 | $193.9674 | Disposed | 37736 | Direct |
| 2021-05-03 | Class A Common Stock | S | 500 | $194.878 | Disposed | 37236 | Direct |
| 2021-05-03 | Class A Common Stock | S | 600 | $197.91 | Disposed | 36636 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-03 | Stock Option (right to buy) | $1.07 | M | 24080 | Disposed | 2026-11-18 | Class A Common Stock (24080) | Direct |
| 2021-05-03 | Stock Option (right to buy) | $1.20 | M | 17586 | Disposed | 2027-10-18 | Class A Common Stock (17586) | Direct |
Footnotes
F1: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
F2: This transaction was executed in multiple trades at prices ranging from $188.51 to $189.37. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3: This transaction was executed in multiple trades at prices ranging from $189.57 to $190.55. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4: This transaction was executed in multiple trades at prices ranging from $190.57 to $191.56. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5: This transaction was executed in multiple trades at prices ranging from $191.57 to $192.56. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F6: This transaction was executed in multiple trades at prices ranging from $192.59 to $193.46. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F7: This transaction was executed in multiple trades at prices ranging from $193.75 to $194.22. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F8: This transaction was executed in multiple trades at prices ranging from $194.76 to $195.16. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F9: This transaction was executed in multiple trades at prices ranging from $197.55 to $198.09. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F10: All of the shares subject to the option are fully vested and exercisable as of the date hereof.
F11: This option, originally for 200,000 shares, of which 45,586 shares have been exercised, vested as to one forty-eighth of the shares on October 1, 2017 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.