AI assistant
10x Genomics, Inc. — Director's Dealing 2021
May 14, 2021
31830_dirs_2021-05-13_069f0921-7b75-4ac4-8ffa-eba9f304a7ab.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2021-05-12
Reporting Person: CRUTCHFIELD BRADFORD (Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-12 | Class A Common Stock | M | 17000 | $1.16 | Acquired | 51608 | Direct |
| 2021-05-12 | Class A Common Stock | S | 5123 | $133.8589 | Disposed | 46485 | Direct |
| 2021-05-12 | Class A Common Stock | S | 7875 | $134.6996 | Disposed | 38610 | Direct |
| 2021-05-12 | Class A Common Stock | S | 2702 | $135.7444 | Disposed | 35908 | Direct |
| 2021-05-12 | Class A Common Stock | S | 1200 | $136.8033 | Disposed | 34708 | Direct |
| 2021-05-12 | Class A Common Stock | S | 100 | $137.57 | Disposed | 34608 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-12 | Stock Option (right to buy) | $1.16 | M | 17000 | Disposed | 2027-02-03 | Class A Common Stock (17000) | Direct |
Footnotes
F1: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
F2: This transaction was executed in multiple trades at prices ranging from $133.33 to $134.32. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3: This transaction was executed in multiple trades at prices ranging from $134.34 to $135.26. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4: This transaction was executed in multiple trades at prices ranging from $135.38 to $136.30. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5: This transaction was executed in multiple trades at prices ranging from $136.44 to $137.14. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F6: This option, originally for 800,000 shares, of which 255,000 shares have been exercised, vested as to one-fourth of the shares on February 2, 2018 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.