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10x Genomics, Inc. — Director's Dealing 2021
May 27, 2021
31830_dirs_2021-05-26_0586b61e-2d2b-4e44-b27c-f9db3324793b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2021-03-19
Reporting Person: Saxonov Serge (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-19 | Class A Common Stock | A | 24571 | $0.00 | Acquired | 905039 | Direct |
| 2021-05-24 | Class A Common Stock | S | 771 | $162.6596 | Disposed | 904268 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-19 | Stock Option (right to buy) | $177.76 | A | 61428 | Acquired | 2031-03-19 | Class A Common Stock (61428) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 89960 | Indirect |
Footnotes
F1: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock. One-sixteenth of the RSUs shall vest on May 21, 2021 and on each three-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
F2: The number of shares beneficially owned following the reported transaction is as of March 19, 2021.
F3: These shares were sold to cover tax withholding obligations in connection with the vesting of RSUs.
F4: The number of shares beneficially owned following the reported transaction is as of May 24, 2021.
F5: The shares are held by the Y/S Descendants' Trust, for which the Reporting Person serves as trustee.
F6: This option, granted pursuant to the Issuer's 2019 Omnibus Incentive Plan, vests as to one forty-eighth of the shares on May 1, 2021 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.