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10x Genomics, Inc. — Director's Dealing 2021
Jul 6, 2021
31830_dirs_2021-07-06_601a1b86-8b3e-43fc-a9be-205f2f9477d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2021-07-01
Reporting Person: Hindson Benjamin J. (Director, See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-01 | Class A Common Stock | M | 41666 | $1.20 | Acquired | 89120 | Direct |
| 2021-07-01 | Class A Common Stock | S | 9058 | $189.7994 | Disposed | 80062 | Direct |
| 2021-07-01 | Class A Common Stock | S | 12845 | $190.5138 | Disposed | 67217 | Direct |
| 2021-07-01 | Class A Common Stock | S | 7202 | $191.5776 | Disposed | 60015 | Direct |
| 2021-07-01 | Class A Common Stock | S | 2872 | $192.6939 | Disposed | 57143 | Direct |
| 2021-07-01 | Class A Common Stock | S | 5989 | $193.6254 | Disposed | 51154 | Direct |
| 2021-07-01 | Class A Common Stock | S | 2500 | $194.5783 | Disposed | 48654 | Direct |
| 2021-07-01 | Class A Common Stock | S | 1200 | $195.6013 | Disposed | 47454 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-01 | Stock Option (right to buy) | $1.20 | M | 41666 | Disposed | 2027-10-18 | Class A Common Stock (41666) | Direct |
Footnotes
F1: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
F2: This transaction was executed in multiple trades at prices ranging from $189.14 to $190.12. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3: This transaction was executed in multiple trades at prices ranging from $190.14 to $191.09. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4: This transaction was executed in multiple trades at prices ranging from $191.14 to $192.105. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5: This transaction was executed in multiple trades at prices ranging from $192.14 to $193.085. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F6: This transaction was executed in multiple trades at prices ranging from $193.15 to $194.14. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F7: This transaction was executed in multiple trades at prices ranging from $194.17 to $195.16. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F8: This transaction was executed in multiple trades at prices ranging from $195.23 to $196.05. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F9: This option, originally for 200,000 shares, of which 128,918 shares have been exercised, vested as to one forty-eighth of the shares on October 1, 2017 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.