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10x Genomics, Inc. — Director's Dealing 2021
Oct 5, 2021
31830_dirs_2021-10-05_01fe79bf-8a56-469f-a978-f5c29d148c87.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2021-10-01
Reporting Person: Hindson Benjamin J. (Director, See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-01 | Class A Common Stock | M | 41666 | $5.04 | Acquired | 88783 | Direct |
| 2021-10-01 | Class A Common Stock | S | 4400 | $142.1570 | Disposed | 84383 | Direct |
| 2021-10-01 | Class A Common Stock | S | 13297 | $143.1266 | Disposed | 71086 | Direct |
| 2021-10-01 | Class A Common Stock | S | 21469 | $143.9700 | Disposed | 49617 | Direct |
| 2021-10-01 | Class A Common Stock | S | 2500 | $144.7690 | Disposed | 47117 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-01 | Stock Option (right to buy) | $5.04 | M | 41666 | Disposed | 2028-11-02 | Class A Common Stock (41666) | Direct |
Footnotes
F1: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $141.53 to $142.50. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3: This transaction was executed in multiple trades at prices ranging from $142.53 to $143.52. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4: This transaction was executed in multiple trades at prices ranging from $143.53 to $144.52. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5: This transaction was executed in multiple trades at prices ranging from $144.54 to $145.02. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F6: This option, originally for 175,000 shares, of which 113,884 shares have been exercised, vested as to 1/48th of the shares on October 1, 2018 and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.