AI assistant
10x Genomics, Inc. — Director's Dealing 2021
Oct 15, 2021
31830_dirs_2021-10-14_912d426a-bada-4360-b341-6318fb658f02.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2021-10-12
Reporting Person: CRUTCHFIELD BRADFORD (Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-12 | Class A Common Stock | M | 17000 | $1.16 | Acquired | 60336 | Direct |
| 2021-10-12 | Class A Common Stock | S | 5960 | $156.4896 | Disposed | 54376 | Direct |
| 2021-10-12 | Class A Common Stock | S | 7997 | $157.404 | Disposed | 46379 | Direct |
| 2021-10-12 | Class A Common Stock | S | 3043 | $158.6315 | Disposed | 43336 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-12 | Stock Option (right to buy) | $1.16 | M | 17000 | Disposed | 2027-02-03 | Class A Common Stock (17000) | Direct |
Footnotes
F1: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $155.95 to $156.94. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3: This transaction was executed in multiple trades at prices ranging from $156.95 to $157.94. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4: This transaction was executed in multiple trades at prices ranging from $158.09 to $159.02. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5: This option, originally for 800,000 shares, of which 340,000 shares have been exercised, vested as to one-fourth of the shares on February 2, 2018 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.