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10x Genomics, Inc. — Director's Dealing 2021
Nov 17, 2021
31830_dirs_2021-11-16_e20573d6-3433-49c0-b58a-196c1dee625f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2021-11-12
Reporting Person: CRUTCHFIELD BRADFORD (Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-12 | Class A Common Stock | M | 17000 | $1.16 | Acquired | 60336 | Direct |
| 2021-11-12 | Class A Common Stock | S | 1030 | $163.1013 | Disposed | 59306 | Direct |
| 2021-11-12 | Class A Common Stock | S | 4122 | $164.1760 | Disposed | 55184 | Direct |
| 2021-11-12 | Class A Common Stock | S | 6872 | $164.8665 | Disposed | 48312 | Direct |
| 2021-11-12 | Class A Common Stock | S | 4776 | $165.8932 | Disposed | 43536 | Direct |
| 2021-11-12 | Class A Common Stock | S | 100 | $167.27 | Disposed | 43436 | Direct |
| 2021-11-12 | Class A Common Stock | S | 100 | $168.34 | Disposed | 43336 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-12 | Stock Option (right to buy) | $1.16 | M | 17000 | Disposed | 2027-02-03 | Class A Common Stock (17000) | Direct |
Footnotes
F1: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $162.49 to $163.47. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3: This transaction was executed in multiple trades at prices ranging from $163.50 to $164.495. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4: This transaction was executed in multiple trades at prices ranging from $164.50 to $165.49. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5: This transaction was executed in multiple trades at prices ranging from $165.51 to $166.44. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F6: This option, originally for 800,000 shares, of which 357,000 shares have been exercised, vested as to one-fourth of the shares on February 2, 2018 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.