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10x Genomics, Inc. — Director's Dealing 2021
Dec 16, 2021
31830_dirs_2021-12-15_f77caea6-8999-47f7-9079-485a46076aba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2021-12-13
Reporting Person: CRUTCHFIELD BRADFORD (Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-13 | Class A Common Stock | M | 17000 | $1.16 | Acquired | 60055 | Direct |
| 2021-12-13 | Class A Common Stock | S | 1565 | $137.6331 | Disposed | 58490 | Direct |
| 2021-12-13 | Class A Common Stock | S | 3235 | $138.6009 | Disposed | 55255 | Direct |
| 2021-12-13 | Class A Common Stock | S | 9599 | $139.5186 | Disposed | 45656 | Direct |
| 2021-12-13 | Class A Common Stock | S | 1701 | $140.3832 | Disposed | 43955 | Direct |
| 2021-12-13 | Class A Common Stock | S | 800 | $141.3110 | Disposed | 43155 | Direct |
| 2021-12-13 | Class A Common Stock | S | 100 | $142.47 | Disposed | 43055 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-13 | Stock Option (right to buy) | $1.16 | M | 17000 | Disposed | 2027-02-03 | Class A Common Stock (17000) | Direct |
Footnotes
F1: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $137.00 to $137.97. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3: This transaction was executed in multiple trades at prices ranging from $138.00 to $138.99. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4: This transaction was executed in multiple trades at prices ranging from $139.00 to $139.99. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5: This transaction was executed in multiple trades at prices ranging from $140.01 to $140.90. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F6: This transaction was executed in multiple trades at prices ranging from $141.02 to $141.895. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F7: This option, originally for 800,000 shares, of which 374,000 shares have been exercised, vested as to one-fourth of the shares on February 2, 2018 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.