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10x Genomics, Inc. — Director's Dealing 2021
Dec 23, 2021
31830_dirs_2021-12-23_59ac8fd2-dd8c-438b-a3d9-17c53cf1e0dd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2021-12-21
Reporting Person: CRUTCHFIELD BRADFORD (Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-21 | Class A Common Stock | M | 4688 | $1.20 | Acquired | 47743 | Direct |
| 2021-12-21 | Class A Common Stock | M | 49910 | $5.04 | Acquired | 97653 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-21 | Stock Option (right to buy) | $1.2 | M | 4688 | Disposed | 2027-10-18 | Class A Common Stock (4688) | Direct |
| 2021-12-21 | Stock Option (right to buy) | $5.04 | M | 49910 | Disposed | 2028-11-02 | Class A Common Stock (49910) | Direct |
Footnotes
F1: This option, originally for 25,000 shares, of which 25,000 shares have been exercised, vested as to 1/48th of the shares on October 1, 2017, and 1/48th of the shares subject to the option vested each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
F2: This option, originally for 125,000 shares, of which 63,243 shares have been exercised, vested as to 1/48th of the shares on October 1, 2018, and 1/48th of the shares subject to the option vested each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.