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10x Genomics, Inc. — Director's Dealing 2021
Dec 31, 2021
31830_dirs_2021-12-30_cc9a4b5f-0c0b-4fb0-91da-1be980a8ad52.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2021-12-28
Reporting Person: Saxonov Serge (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-28 | Class A Common Stock | M | 56363 | $1.20 | Acquired | 934218 | Direct |
| 2021-12-13 | Class A Common Stock | G | 360 | $0.00 | Disposed | 4138 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-28 | Stock Option (right to buy) | $1.20 | M | 56363 | Disposed | 2027-10-18 | Class A Common Stock (56363) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 89960 | Indirect |
Footnotes
F1: The shares are held by the Andromeda Trust, for which the Reporting Person serves as trustee.
F2: The shares are held by the Y/S Descendants' Trust, for which the Reporting Person serves as trustee.
F3: This option, originally for 300,000 shares, of which 247,465 have been exercised, vested as to 1/48th of the shares on October 1, 2017, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
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