AI assistant
10x Genomics, Inc. — Director's Dealing 2020
Apr 3, 2020
31830_dirs_2020-04-03_9e5b0262-5b35-440a-b026-6e35721968d8.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2020-04-01
Reporting Person: Hindson Benjamin J. (Director, See Remarks, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-01 | Class A Common Stock | M | 33750 | $0.88 | Acquired | 101250 | Direct |
| 2020-04-01 | Class A Common Stock | S | 18243 | $57.7357 | Disposed | 83007 | Direct |
| 2020-04-01 | Class A Common Stock | S | 13207 | $58.3666 | Disposed | 69800 | Direct |
| 2020-04-01 | Class A Common Stock | S | 2300 | $59.7079 | Disposed | 67500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-01 | Stock Option (right to buy) | $0.88 | M | 33750 | Disposed | 2025-10-27 | Class A Common Stock (33750) | Direct |
Footnotes
F1: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
F2: This transaction was executed in multiple trades at prices ranging from $57.02 to $58.01. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3: This transaction was executed in multiple trades at prices ranging from $58.02 to $59.00. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4: This transaction was executed in multiple trades at prices ranging from $59.27 to $59.90. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5: All of the shares subject to the option are fully vested and exercisable as of the date hereof.