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10x Genomics, Inc. — Director's Dealing 2020
May 5, 2020
31830_dirs_2020-05-05_dacb76d4-d2e1-4e18-aadd-2fdf32078bf9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2020-05-01
Reporting Person: McAnear Justin J. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-01 | Class A Common Stock | M | 10000 | $5.04 | Acquired | 10000 | Direct |
| 2020-05-01 | Class A Common Stock | S | 5390 | $76.6437 | Disposed | 4610 | Direct |
| 2020-05-01 | Class A Common Stock | S | 2010 | $77.6603 | Disposed | 2600 | Direct |
| 2020-05-01 | Class A Common Stock | S | 2600 | $78.7044 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-01 | Stock Option (right to buy) | $5.04 | M | 10000 | Disposed | 2028-11-02 | Class A Common Stock (10000) | Direct |
Footnotes
F1: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
F2: This transaction was executed in multiple trades at prices ranging from $76.16 to $77.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3: This transaction was executed in multiple trades at prices ranging from $77.24 to $78.13. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4: This transaction was executed in multiple trades at prices ranging from $78.28 to $79.12. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5: This option, originally for 600,000 shares, of which 30,000 shares have been exercised, vested as to one-fourth of the shares on October 8, 2019 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.