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10x Genomics, Inc. — Director's Dealing 2020
Jun 2, 2020
31830_dirs_2020-06-01_b0ca7ae2-376b-4275-8719-f45938464bc1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2020-05-29
Reporting Person: Kosaraju Sridhar (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-29 | Class A Common Stock | M | 10000 | $11.48 | Acquired | 10000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-29 | Stock Option (right to buy) | $11.48 | M | 10000 | Disposed | 2029-05-10 | Class A Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 10833 | Indirect |
Footnotes
F1: These shares are held by the Kosaraju Family Trust dated June 21, 2014, of which the Reporting Person is trustee.
F2: This option, originally for 130,000 shares, of which 20,833 have been exercised, vested as to one forty-eighth of the shares on April 29, 2019, and one-forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. This option may be exercised prior to vesting, subject to the Issuer's right to repurchase unvested shares.