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10x Genomics, Inc. — Director's Dealing 2020
Jun 3, 2020
31830_dirs_2020-06-03_2d53a002-e14b-4060-b82e-1eb7b9bee141.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2020-06-01
Reporting Person: Hindson Benjamin J. (Director, See Remarks, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-01 | Class A Common Stock | M | 33750 | $0.88 | Acquired | 101250 | Direct |
| 2020-06-01 | Class A Common Stock | S | 3098 | $77.1179 | Disposed | 98152 | Direct |
| 2020-06-01 | Class A Common Stock | S | 7000 | $78.0657 | Disposed | 91152 | Direct |
| 2020-06-01 | Class A Common Stock | S | 4700 | $79.153 | Disposed | 86452 | Direct |
| 2020-06-01 | Class A Common Stock | S | 4800 | $79.9851 | Disposed | 81652 | Direct |
| 2020-06-01 | Class A Common Stock | S | 8600 | $81.3013 | Disposed | 73052 | Direct |
| 2020-06-01 | Class A Common Stock | S | 5552 | $81.8559 | Disposed | 67500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-01 | Stock Option (right to buy) | $0.88 | M | 33750 | Disposed | 2025-10-27 | Class A Common Stock (33750) | Direct |
Footnotes
F1: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
F2: This transaction was executed in multiple trades at prices ranging from $76.595 to $77.50. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3: This transaction was executed in multiple trades at prices ranging from $77.59 to $78.57. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4: This transaction was executed in multiple trades at prices ranging from $78.65 to $79.64. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5: This transaction was executed in multiple trades at prices ranging from $79.65 to $80.59. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F6: This transaction was executed in multiple trades at prices ranging from $80.65 to $81.64. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F7: This transaction was executed in multiple trades at prices ranging from $81.65 to $82.22. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F8: All of the shares subject to the option are fully vested and exercisable as of the date hereof.