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10x Genomics, Inc. — Director's Dealing 2020
Aug 5, 2020
31830_dirs_2020-08-05_ad63a1da-435d-443f-a264-0c6cc03c5f21.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2020-08-03
Reporting Person: Hindson Benjamin J. (Director, See Remarks, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-03 | Class A Common Stock | M | 33750 | $0.88 | Acquired | 101250 | Direct |
| 2020-08-03 | Class A Common Stock | S | 5996 | $98.7619 | Disposed | 95254 | Direct |
| 2020-08-03 | Class A Common Stock | S | 25054 | $99.3322 | Disposed | 70200 | Direct |
| 2020-08-03 | Class A Common Stock | S | 2100 | $100.5219 | Disposed | 68100 | Direct |
| 2020-08-03 | Class A Common Stock | S | 600 | $101.2433 | Disposed | 67500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-03 | Stock Option (right to buy) | $0.88 | M | 33750 | Disposed | 2025-10-27 | Class A Common Stock (33750) | Direct |
Footnotes
F1: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
F2: This transaction was executed in multiple trades at prices ranging from $98.025 to $99.02. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3: This transaction was executed in multiple trades at prices ranging from $99.03 to $100.01. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4: This transaction was executed in multiple trades at prices ranging from $100.06 to $101.00. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5: This transaction was executed in multiple trades at prices ranging from $101.18 to $101.32. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F6: All of the shares subject to the option are fully vested and exercisable as of the date hereof.