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10x Genomics, Inc. — Director's Dealing 2020
Dec 4, 2020
31830_dirs_2020-12-03_b7966fd2-c75b-4793-b9dc-9156a83ad64c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2020-12-01
Reporting Person: Hindson Benjamin J. (Director, See Remarks, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-01 | Class A Common Stock | M | 33750 | $0.88 | Acquired | 101250 | Direct |
| 2020-12-01 | Class A Common Stock | S | 10483 | $150.0656 | Disposed | 90767 | Direct |
| 2020-12-01 | Class A Common Stock | S | 11113 | $150.9244 | Disposed | 79654 | Direct |
| 2020-12-01 | Class A Common Stock | S | 4619 | $151.8367 | Disposed | 75035 | Direct |
| 2020-12-01 | Class A Common Stock | S | 4700 | $153.1429 | Disposed | 70335 | Direct |
| 2020-12-01 | Class A Common Stock | S | 2835 | $153.6798 | Disposed | 67500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-01 | Stock Option (right to buy) | $0.88 | M | 33750 | Disposed | 2025-10-27 | Class A Common Stock (33750) | Direct |
Footnotes
F1: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
F2: This transaction was executed in multiple trades at prices ranging from $149.41 to $150.40. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3: This transaction was executed in multiple trades at prices ranging from $150.41 to $151.40. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4: This transaction was executed in multiple trades at prices ranging from $151.41 to $152.38. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5: This transaction was executed in multiple trades at prices ranging from $152.44 to $153.42. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F6: This transaction was executed in multiple trades at prices ranging from $153.45 to $154.02. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F7: All of the shares subject to the option are fully vested and exercisable as of the date hereof.