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10x Genomics, Inc. — Director's Dealing 2020
Dec 30, 2020
31830_dirs_2020-12-30_016ff289-dbfa-4df0-ae31-849efac49807.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2020-12-28
Reporting Person: CRUTCHFIELD BRADFORD (Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-28 | Class A Common Stock | M | 20312 | $1.20 | Acquired | 21275 | Direct |
| 2020-12-28 | Class A Common Stock | M | 13333 | $5.04 | Acquired | 34608 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-28 | Stock Option (right to buy) | $1.20 | M | 20312 | Disposed | 2027-10-18 | Class A Common Stock (20312) | Direct |
| 2020-12-28 | Stock Option (right to buy) | $5.04 | M | 13333 | Disposed | 2028-11-02 | Class A Common Stock (13333) | Direct |
Footnotes
F1: This option, originally for 25,000 shares, of which 20,312 shares have been exercised, vested as to one forty-eighth of the shares on October 1, 2017 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
F2: This option, originally for 125,000 shares, of which 13,333 shares have been exercised, vested as to one forty-eighth of the shares on October 1, 2018 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.