10x Genomics, Inc. — Director's Dealing 2019

Sep 16, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2019-09-16

Reporting Person: CRUTCHFIELD BRADFORD (Chief Commercial Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-09-16	Stock Option (right to buy)	$1.16	J	800000	Disposed	2027-02-03	Class B Common Stock (800000)	Direct
2019-09-16	Stock Option (right to buy)	$1.16	J	800000	Acquired	2027-02-03	Class A Common Stock (800000)	Direct
2019-09-16	Stock Option (right to buy)	$1.20	J	25000	Disposed	2027-10-18	Class B Common Stock (25000)	Direct
2019-09-16	Stock Option (right to buy)	$1.20	J	25000	Acquired	2027-10-18	Class A Common Stock (25000)	Direct
2019-09-16	Stock Option (right to buy)	$5.04	J	125000	Disposed	2028-11-02	Class B Common Stock (125000)	Direct
2019-09-16	Stock Option (right to buy)	$5.04	J	125000	Acquired	2028-11-02	Class A Common Stock (125000)	Direct
2019-09-16	Stock Option (right to buy)	$11.48	J	70000	Disposed	2029-05-10	Class B Common Stock (70000)	Direct
2019-09-16	Stock Option (right to buy)	$11.48	J	70000	Acquired	2029-05-10	Class A Common Stock (70000)	Direct

Footnotes

F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B Common Stock was reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering.

F2: One-fourth of the shares subject to the option vested on February 2, 2018 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. This option may be exercised prior to vesting, subject to the Issuer's right to repurchase unvested shares.

F3: One forty-eighth of the shares subject to the option vested on October 1, 2017 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F4: One forty-eighth of the shares subject to the option vested on October 1, 2018 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F5: One forty-eighth of the shares subject to the option vested on May 1, 2019 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.