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10x Genomics, Inc. Director's Dealing 2019

Sep 16, 2019

31830_dirs_2019-09-16_abe52095-db42-4cee-b8f0-e56f92b820bb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2019-09-16

Reporting Person: McAnear Justin J. (Chief Financial Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-09-16 Stock Option (right to buy) $5.04 J 600000 Disposed 2028-11-02 Class B Common Stock (600000) Direct
2019-09-16 Stock Option (right to buy) $5.04 J 600000 Acquired 2028-11-02 Class A Common Stock (600000) Direct
2019-09-16 Stock Option (right to buy) $11.48 J 20000 Disposed 2029-05-10 Class B Common Stock (20000) Direct
2019-09-16 Stock Option (right to buy) $11.48 J 20000 Acquired 2029-05-10 Class A Common Stock (20000) Direct

Footnotes

F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B Common Stock was reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering.

F2: One-fourth of the shares subject to the option vest on October 8, 2019 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. This option may be exercised prior to vesting, subject to the Issuer's right to repurchase unvested shares.

F3: One forty-eighth of the shares subject to the option vested on May 1, 2019 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.