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10x Genomics, Inc. — Director's Dealing 2019
Sep 16, 2019
31830_dirs_2019-09-16_abe52095-db42-4cee-b8f0-e56f92b820bb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2019-09-16
Reporting Person: McAnear Justin J. (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-16 | Stock Option (right to buy) | $5.04 | J | 600000 | Disposed | 2028-11-02 | Class B Common Stock (600000) | Direct |
| 2019-09-16 | Stock Option (right to buy) | $5.04 | J | 600000 | Acquired | 2028-11-02 | Class A Common Stock (600000) | Direct |
| 2019-09-16 | Stock Option (right to buy) | $11.48 | J | 20000 | Disposed | 2029-05-10 | Class B Common Stock (20000) | Direct |
| 2019-09-16 | Stock Option (right to buy) | $11.48 | J | 20000 | Acquired | 2029-05-10 | Class A Common Stock (20000) | Direct |
Footnotes
F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B Common Stock was reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering.
F2: One-fourth of the shares subject to the option vest on October 8, 2019 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. This option may be exercised prior to vesting, subject to the Issuer's right to repurchase unvested shares.
F3: One forty-eighth of the shares subject to the option vested on May 1, 2019 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.