BAWAG Group AG

Major Shareholding Notification • Jan 12, 2022

publication: 12.01.2022 19:15 source: http://adhoc.pressetext.com/news/1642011300588 keywords: Unternehmen / Beteiligungsmeldung / BAWAG Group AG

Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)

BAWAG Group AG: Release according to article 135 section 2 BörseG

Vienna (pta027/12.01.2022/19:15) - Release of Announcement according to article 135 section 2 BörseG

Notification of Major Holdings

1. Issuer:

BAWAG Group AG, Wiedner Gürtel 11, 1100 Wien, Austria

2. Reason for notification:

Acquisition / disposal of shares with voting rights

3. Details of person subject to the notification obligation

Name: Steven A. Tananbaum

4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3

GoldenTree Asset Management Dutch BV GN3 SIP LP

5. Date on which threshold was crossed or reached

11.01.2022

6. Total positions

	% of voting rights attached to shares (total of 7.a.)	% of voting rights through instruments (total of 7.b.1 + 7.b.2)	total of both in % (7.a. + 7.b.)	total number of voting rights of issuer
Resulting situation on the date on which threshold was crossed / reached	4.56	0.00	4.56	89,142,237
Position of previous notification	12.06	0	12.06

7. Notified details of the resulting situation

7.a. Voting rights attached to shares

ISIN code	absolute direct (Sec 130 BörseG 2018)	absolute indirect (Sec 133 BörseG 2018)	in % direct (Sec 130 BörseG 2018)	in % indirect (Sec 133 BörseG 2018)
AT0000BAWAG2	0	4,063,879	0.00	4.56
Total:		4,063,879		4.56

7.b.1. Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018

Type of instrument	Expiration Date	Exercise Period	Voting Rights Absolute	Voting Rights in %
		Total:

7.b.2 Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018

Type of	Expiration Date	Exercise Period	Physical /Cash	Voting Rights	Voting Rights in
instrument			Settlement	Absolute	%
			Total:

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.

No.	Name	Directly controlled by No.	Shares held directly (%)	Financial/other instruments held directly (%)	Total of both (%)
1	Steven A. Tananbaum
2	GoldenTree Asset Management LLC	1
3	GoldenTree Asset Management LP	2
4	High Yield and Bank Loan Series Trust	3
5	San Bernardino County Employees Retirement Association	3
6	GT NM, L.P.	3
7	GoldenTree Offshore Intermediate Fund, L.P	3

8	GoldenTree Insurance Fund Series Interests of the SALI Multi-Series Fund, L.P.	3
9	GoldenTree Select Partners, L.P.	3
10	GoldenTree Select Offshore Intermediate Funds, L.P.	3
11	GoldenTree Distressed Master Fund III Ltd.	3
12	GoldenTree Distressed Onshore Master Fund III LP	3
13	GT G Distressed Fund 2020 LP	3
14	Ginkgo Tree, LLC	3
15	GT Credit Fund LP	3
16	GoldenTree Multi Sector-C LP	3
17	GoldenTree Partners LP	3
18	Louisiana State Employees Retirement System	3
19	Crown Managed Accounts SPC Crown/GT Segregated Portfolio	3

20	MA Multi-Sector Opportunistic Fund, LP	3
21	GoldenTree V1 Master Fund, L.P.	3
22	Golden Tree Asset Management Lux LLC (Delaware)	3
23	Golden Tree Asset Management Lux II S.à.r.l.	22
24	Golden Tree Asset Management Lux S.à.r.l.	23
25	GN3 SIP LP	3	0.36	0.36
26	GoldenTree Asset Management Dutch BV	4,5,6,7,8,9,10,1 1,12,13,14,15,1 6,17,18,19,20,2 1,24	4.20	4.20

9. In case of proxy voting

Date of general meeting: N/A

10. Additional Information

emitter:	BAWAG Group AG Wiedner Gürtel 11 1100 Wien Austria
contact person:	BAWAG Group Investor Relations
phone:	+43 (0)59905-34444
e-mail:	investor.relations@bawaggroup.com
website:	www.bawaggroup.com
ISIN(s):	AT0000BAWAG2 (share)
stock exchanges:	official trade in Vienna

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