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BAWAG Group AG
Major Shareholding Notification • Feb 25, 2022
737_mrq_2022-02-25_7daa5399-9e50-463d-8e18-17e733f4a575.pdf
Major Shareholding Notification
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publication: 25.02.2022 19:00 source: http://adhoc.pressetext.com/news/1645812000545 keywords: Unternehmen / Beteiligungsmeldung / BAWAG Group AG
Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
BAWAG Group AG: Release according to article 135 section 2 BörseG
Vienna (pta042/25.02.2022/19:00) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer:
BAWAG Group AG, Wiedner Gürtel 11, 1100 Wien, Austria
2. Reason for notification:
Acquisition / disposal of shares with voting rights
3. Details of person subject to the notification obligation
Name: Wellington Management Group LLP
City and country of registered office: Boston, USA - United States
- Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
5. Date on which threshold was crossed or reached
23.02.2022
6. Total positions
| % of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
total of both in % (7.a. + 7.b.) |
total number of voting rights of issuer |
|
|---|---|---|---|---|
| Resulting situation on the date on which threshold was crossed / reached |
5.01 | 0.02 | 5.03 | 89,142,237 |
| Position of previous notification |
4.99 | 0.02 | 5.01 |
7. Notified details of the resulting situation
7.a. Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) |
absolute indirect (Sec 133 BörseG 2018) |
in % direct (Sec 130 BörseG 2018) |
in % indirect (Sec 133 BörseG 2018) |
|---|---|---|---|---|
| AT0000BAWAG2 | 0 | 4,464,944 | 0.00 | 5.01 |
| Total: | 4,464,944 | 5.01 |
7.b.1. Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| Type of instrument | Expiration Date | Exercise Period | Voting Rights Absolute |
Voting Rights in % |
|---|---|---|---|---|
| Total: |
7.b.2 Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| Type of | Expiration Date | Exercise Period | Physical /Cash | Voting Rights | Voting Rights in |
|---|---|---|---|---|---|
| instrument | Settlement | Absolute | % | ||
| Total Return Swap |
22/05/2023 | N/A | Cash | 16,100 | 0.02 |
| Total Return Swap |
15/05/2023 | N/A | Cash | 1,201 | 0.00 |
| Total: | 17,301 | 0.02 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. |
Shares held directly (%) |
Financial/other instruments held directly (%) |
Total of both (%) |
|---|---|---|---|---|---|
| 1 | Wellington Management Group LLP |
||||
| 2 | Wellington Group Holdings LLP |
1 | |||
| 3 | Wellington Investment Advisors Holdings LLP |
2 | |||
| 4 | Wellington Management Global Holdings, Ltd. |
3 | |||
| 5 | Wellington Management International Limited |
4 | 0.97 | 0.02 | 0.99 |
| 6 | Wellington Management Japan Pte Ltd |
4 | 0.12 | 0.12 | |
| 7 | Wellington Management Company LLP |
3 | 3.92 | 3.92 |
9. In case of proxy voting
Date of general meeting: N/A
10. Additional Information
| emitter: | BAWAG Group AG Wiedner Gürtel 11 1100 Wien Austria |
|---|---|
| contact person: phone: |
BAWAG Group Investor Relations +43 (0)59905-34444 |
| e-mail: | [email protected] |
| website: | www.bawaggroup.com |
| ISIN(s): | AT0000BAWAG2 (share) |
| stock exchanges: | official trade in Vienna |
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