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Hamburger Hafen und Logistik AG

Quarterly Report Nov 13, 2014

195_10-q_2014-11-13_8e2d7b0d-3287-4066-a959-cf57fa0f19a2.pdf

Quarterly Report

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HAMBURGER HAFEN UND LOGISTIK AKTIENGESELLSCHAFT Interim Report January to September 2014

Key Figures

HHLA Group
in € million 1– 9 2014 1– 9 2013 Change
Revenue and Earnings
Revenue 906.7 855.3 6.0 %
EBITDA 219.6 208.1 5.5 %
EBITDA margin in % 24.2 24.3 - 0.1 pp
EBIT 131.3 118.4 10.9 %
EBIT margin in % 14.5 13.8 0.7 pp
Profi t after tax 73.7 71.1 3.6 %
Profi t after tax and minority interests 46.9 44.6 5.2 %
Cash Flow Statement and Investments
Cash fl ow from operating activities 184.5 146.2 26.2 %
Investments 81.8 79.8 2.6 %
Performance Data
Container throughput in thousand TEU 5,701 5,681 0.3 %
Container transport in thousand TEU 973 883 10.2 %
in € million 30.09.2014 31.12.2013 Change
Balance Sheet
Balance sheet total 1,744.4 1,716.0 1.7 %
Equity 584.5 600.1 - 2.6 %
Equity ratio in % 33.5 35.0 - 1.5 pp
Employees
Number of employees 5,136 4,924 4.3 %
in € million Port Logistics Subgroup 1, 2 Real Estate Subgroup 1, 3
1– 9 2014 1– 9 2013 Change 1– 9 2014 1– 9 2013 Change
Revenue 885.4 834.4 6.1 % 25.2 24.8 1.7 %
EBITDA 205.1 194.2 5.6 % 14.4 13.9 4.0 %
EBITDA margin in % 23.2 23.3 - 0.1 pp 57.2 56.0 1.2 pp
EBIT 120.0 107.6 11.5 % 11.1 10.6 5.3 %
EBIT margin in % 13.5 12.9 0.6 pp 44.1 42.6 1.5 pp
Profi t after tax and minority interests 41.0 39.8 3.2 % 5.9 4.8 21.5 %
Earnings per share in € 4 0.59 0.57 3.2 % 2.17 1.79 21.5 %

The previous year's fi gures have been restated due to revised IFRS regulations for group accounting.

Before consolidation between subgroups

2 Listed Class A shares

Non-listed Class S shares

4 Basic and diluted

Contents

  • The Share
  • Foreword from the Chairman of the Executive Board
  • Business Development at a Glance

Interim Management Report

  • Economic Environment
  • Group Performance
  • Container Segment
  • Intermodal Segment
  • Logistics Segment
  • Real Estate Segment
  • Financial Position
  • Employees
  • Transactions with Respect to Related Parties
  • Events after the Balance Sheet Date
  • Business Forecast
  • Risk and Opportunity Report

Interim Financial Statements

  • Income Statement
  • Balance Sheet
  • Cash Flow Statement
  • Segment Report
  • Statement of Changes in Equity
  • Notes to the Condensed Interim Consolidated Financial Statements

Responsibility Statement

Financial Calendar / Imprint

The Share

Stock Market Data

30.06.2014 – 30.09.2014 HHLA SDAX DAX
Change - 2.5 % - 7.2 % - 3.6 %
Closing 30.06.2014 € 19.40 7,385 9,833
Closing 30.09.2014 € 18.92 6,853 9,474
High € 19.93 7,512 10,029
Low € 17.68 6,751 9,009

The international stock markets lost momentum in the period July to September 2014 following a generally strong second quarter. This downward trend was primarily driven by uncertainty due to geopolitical tensions in Ukraine, Iraq and Syria. This was illustrated particularly clearly by the passenger plane crash in eastern Ukraine in July, which heightened investors' risk awareness. Share prices fell as a result until the DAX reached its quarterly low on 8 August. As the month progressed, positive economic data buoyed trading, causing a gradual share price recovery. At the beginning of September, a political rapprochement between Russia and Ukraine helped stabilise the markets. Following an announcement by the US Federal Reserve that it would continue to pursue its policy of low interest rates for the time being, shares in mid-September temporarily approached the high prices seen at the beginning of the quarter. However, they fell again towards the end of the month because of modest economic data from Europe and the US. All in all, Germany's benchmark index, the DAX, lost 3.6 % in the third quarter and closed at 9,474 points. The SDAX stood at 6,853 points on 30 September, down 7.2 % on its opening level for the quarter.

The HHLA share developed largely in line with key indices in the third quarter of 2014. As well as affecting the markets, the Ukraine confl ict put pressure on the HHLA share. Although it started July with encouraging gains and reached a quarterly high of € 19.93 on 3 July, the price fell again in the wake of the market downturn and stabilised at between € 19 and € 19.50 in mid-July. At the end of the month, the HHLA share was unable to escape the general market trend as prices slumped and it briefl y dropped below the € 18 mark. However, in the run-up to publication of the half-year fi gures it was able to regain this ground. Although the company confi rmed its guidance for the full year and earnings developed positively, trading volumes remained comparatively fl at and the share price did not rise noticeably at fi rst. Following a brief upturn prompted by good

industry data, the share trended almost parallel to the SDAX – which was generally weak – and settled at around € 18.50 over the course of the month. As 2 October approached, when the Federal Administrative Court was due to announce its verdict on the dredging of the river Elbe, the share price rose perceptibly and almost reached the € 19 mark. This was helped by one analyst recommending the share as a buy. As a result, the share was quoted at € 18.92 on 30 September. Although this was 2.5 % down on its opening price for the quarter, it was up 6.4 % on the year to date.

The Federal Administrative Court in Leipzig adjourned its verdict on the dredging of the river Elbe to await a ruling by the European Court of Justice on several issues concerning the interpretation and application of the EU's Water Framework Directive. As a consequence, the share lost the ground it had previously gained. The weak economic outlook subsequently also depressed the share price.

HHLA continued its active IR work in the third quarter and main tained a strong presence at roadshows and investor conferences in key fi nancial centres. Meetings with numerous investors and analysts concentrated mainly on the current business development, the dredging of the river Elbe and the impact of the Ukraine confl ict on HHLA's container terminal in Odessa. In total, 22 fi nancial analysts covered HHLA's business development in the third quarter. More than half of them continued to recommend either buying or holding the share.

Share Price Development July to September 2014

Source: Datastream

The latest prices and additional information on the HHLA share can be found online at www.hhla.de/en/investor-relations

Ladies and Gentlemen,

Hamburger Hafen und Logistik AG (HHLA) has made strong progress in the 2014 fi nancial year to date. We have

  • I succeeded in improving revenue and earnings,
  • I achieved a further increase in container throughput, despite declining feeder traffi c and negative implications arising from the political and economic crisis in Ukraine, and
  • I recorded strong growth in our container transport activities in the European hinterland by both road and rail thereby gaining further market share.

This performance confi rms our strategy even in a diffi cult operating environment: we are expanding capacities, improving the effi ciency of our megaship handling and continuing to drive growth in our hinterland transportation services.

The decline in feeder traffi c to HHLA's Hamburg terminals and the tense situation in Ukraine combined to slow throughput growth in Hamburg and Odessa. The recession in Ukraine – which has seen economic output slump by some 20 % – has led to a marked fall in our container throughput in Odessa. Our Hamburg terminals recorded a decline of approximately 5 % in feeder traffi c with the North Sea and Baltic ports. Against this background, it is all the more remarkable that our Hamburg terminals were able to generally grow their container volume by 1.8 % due to the positive development of Asian traffi c and that our throughput in Odessa has now stabilised, albeit at a lower level.

Revenue and the operating result made encouraging progress: both easily outpaced volume growth. This was due to operational improvements and moves to optimise the cost of coping

with peak loads, which mainly took effect in the third quarter. In addition to this, we are benefi ting from persistently high storage fees and a noticeable increase in the proportion of higher-revenue and higher-margin overseas traffi c in our handling mix. Our intermodal strategy remains successful, which also contributed towards the revenue and earnings trend. Both the established transport links with the Czech Republic, Slovakia and Hungary and our new connections within Germany, Austria and Switzerland reported growth.

Based on the development of business so far this year, we now expect a marginal year-on-year increase in throughput volume for 2014. We still anticipate that volume growth in container transport services will outstrip the general market trend and therefore anticipate a substantial increase here. Our annual revenue should therefore be mod erately higher than the prior-year fi gure. We expect the operating result at Group level to be in the region of the upper end of our guidance range of € 138 million to € 158 million.

We therefore look forward to a successful completion of our fi nancial year 2014. The fact that we look set to achieve this despite further delays in dredging the river Elbe shows that measures such as the introduction of the Feeder Logistics Center and the Nautical Terminal Coordination are taking effect.

Yours,

Klaus-Dieter Peters Chairman of the Executive Board

Klaus-Dieter Peters Chairman of the Executive Board

Business Development at a Glance

  • I Container throughput up 0.3 % on the previous year despite declining volumes in Odessa
  • I Intermodal companies achieved 10.2 % growth in transport volume
  • I Revenue up 6.0 % to € 906.7 million
  • I Operating result (EBIT) improved by 10.9 % to € 131.3 million
  • I Financial result still adversely affected by exchange rate effects (Ukraine)
  • I Profi t after tax and minority interests increased 5.2 % to € 46.9 million
  • I Forecast for the full year 2014: EBIT in the region of the upper end of guidance range with moderate revenue growth

On track for success: a HHLA container train on the section between Decin and Dresden

Interim Management Report

Economic Environment

Macroeconomic Development

Global economic growth slowed markedly over the course of the year. The economic recovery faltered in many industrialised nations. Emerging markets also experienced increasingly fl at growth curves. In addition, geopolitical crises and military confl icts had a negative impact on the economies of these regions. Their closest trading partners were also affected. World trade proved weaker, developing largely in line with the global economy and therefore falling short of earlier growth rates.

Growth in global gross domestic product (GDP) was still driven by the rate of expansion in the emerging markets, which admittedly lessened somewhat but is much stronger than in the industrialised nations. The People's Republic of China will probably reach growth of 7.5 % again for the fi rst three quarters of 2014. The Ukrainian economy continued to be burdened strongly by the consequences of the political confl ict.

After experiencing a downturn in GDP-growth in the fi rst quarter due to adverse weather conditions, the US economy was able to make up for this economic dip in the following quarters. In the eurozone, however, the sluggish economic recovery seen in recent years largely came to a halt. The EU countries in Central and Eastern Europe which do not use the single currency also stagnated.

The German economy – which was expanding signifi cantly compared to its European neighbours until recently – also suffered a slowdown in growth. However, Germany's foreign trade performed somewhat better, with exports up by 2.8 % and imports by 1.8 % (January to August 2014).

Sector Development

Driven by another strong increase in traffi c within Asia, global container traffi c was on a stable growth trajectory in the fi rst three quarters of 2014. According to estimates by the market research institute Drewry, throughput volume grew by over 5 % in this period. However, as carrying capacity increased by some 6 %, the imbalance between supply and demand in tonnage continued to grow. Container shipping companies stepped up their efforts to enter into mergers and new alliances with the aim of optimising their vessels' capacity utilisation and improving their fi nancial situation.

Container throughput at the Northern European ports lagged only slightly behind the global trend. The picture at Hamburg's rival ports was mixed: while Rotterdam (+ 4.2 %) and Antwerp (+ 5.0 %) charted growth, the Bremen ports saw container throughput drop by 1.4 % between January and September 2014 after gaining market share in the last two years.

Following strong growth of 5.6 % in the fi rst quarter of 2014, transport fi gures (tonne-kilometres) for European rail freight traffi c lost momentum over the summer months (second quarter 2014: + 1.9 %). Nevertheless, overall growth of 3.7 % was seen in the fi rst half compared to the same period of 2013. The traffi c fi gures for rail freight in Central and Eastern Europe shadowed this trend, rising almost 3.6 % in the fi rst half of 2014, compared to the fi rst six months of the previous year.

Group Performance

Key Figures

in € million 1– 9 2014 1– 9 2013 Change
Revenue 906.7 855.3 6.0 %
EBITDA 219.6 208.1 5.5 %
EBITDA margin in % 24.2 24.3 - 0.1 pp
EBIT 131.3 118.4 10.9 %
EBIT margin in % 14.5 13.8 0.7 pp
Profi t after tax and minority interests 46.9 44.6 5.2 %
Earnings from associates (using the equity method) 3.9 2.2 75.3 %
ROCE in % 13.2 11.7 1.5 pp

The previous year's fi gures have been restated due to revised IFRS regulations for group accounting.

Notes on the Reporting

Due to a change in IFRS regulations for group accounting, pro rata consolidation of joint ventures – including the joint venture Hansaport – is no longer permitted from the fi nancial year 2014 onwards. These companies will be accounted for in the consolidated fi nancial statements using the equity method. The new regulations will only have a signifi cant impact in the Logistics segment. The corresponding fi gures for the same period of the previous year have been restated accordingly. There were no further effects at Group level resulting from consolidation that had a material impact on the development of revenue and earnings in the reporting period.

In the period under review, negative exchange rate effects arose from the devaluation of the Ukrainian currency. This had a signifi cant impact on the Group's net assets, earnings and fi nancial position.

There is normally no long-term order backlog for handling and transport services, and thus no use is made of this particular reporting fi gure.

Earnings Position

Against a background of modest global economic growth which still remains exposed to considerable risks – including geopolitical tensions – HHLA succeeded in posting slight year-on-year growth in throughput during the period under review. The number of containers loaded and unloaded rose by a total of 0.3 % to 5,701 thousand TEU in the fi rst nine months of 2014 (previous year:

5,681 thousand TEU). Throughput in Hamburg continued to increase, while the negative trend in Odessa was unchanged. Throughput in the third quarter fell just short of the levels recorded in the previous quarter and the third quarter of 2013. The transport volume grew strongly by 10.2 % to 973 thousand TEU (previous year: 883 thousand TEU), due primarily to an expansion in transport activities.

Revenue for the HHLA Group rose to € 906.7 million in the reporting period, up 6.0 % on the previous year (€ 855.3 million). In addition to increased volumes, this stemmed mainly from a decrease in lower-revenue feeder traffi c and a temporary year-on-year rise in storage fees due to ships being delayed and the resulting longer container dwell times.

In its Container, Intermodal and Logistics segments, the listed Port Logistics subgroup generated revenue of € 885.4 million in the reporting period (previous year: € 834.4 million). Growth in the Port Logistics subgroup almost matched the trend for the Group as a whole. The non-listed Real Estate subgroup raised revenue by 1.7 % to € 25.2 million (previous year: € 24.8 million) – and thus accounted for 2.4 % of Group revenue.

Changes in inventories at Group level were at € 0.5 million (previous year: € 0.7 million) as well as own work capitalised, which came in at € 6.0 million (previous year: € 5.7 million) and showed no signifi cant changes.

Other operating income amounted to € 22.4 million (previous year: € 25.6 million). This decrease was largely due to an accounting gain from the sale of a facility in the Logistics segment in the fi rst quarter of 2013.

Expenses

Operating expenses increased by 4.6 % to € 804.3 million and thus fell short of revenue growth.

The strongly volume-dependent cost of materials amounted to € 300.3 million and increased by 6.7 % in the reporting period (previous year: € 281.3 million). The cost-of-materials ratio increased slightly to 33.1 % (previous year: 32.9 %). Disproportionately strong growth in the materialintensive Intermodal segment was the main reason for the increase in this item.

Personnel expenses rose year on year by 3.8 % to € 305.3 million (previous year: € 294.1 million). As well as higher union wage rates, this refl ected the larger number of employees needed to handle the high utilisation of storage capacity caused by shipping delays. The output-related increase in headcount in the Intermodal segment also resulted in higher personnel expenses. The personnel expenses ratio decreased slightly to 33.7 % (previous year: 34.4 %).

Other operating expenses increased by 6.3 % to € 110.4 million (previous year: € 103.8 million). This rise was largely due to higher balance sheet provisions for legal risks and an increase in rental and leasing expenses in the growing Intermodal segment. The ratio of these expenses to revenue remained almost unchanged at 12.2 % (previous year: 12.1 %).

As a result of these developments, the operating result before depreciation and amortisation (EBITDA) increased almost in line with revenue by 5.5 % to € 219.6 million (previous year: € 208.1 million). Consequently, the EBITDA margin remained almost constant at 24.2 % (previous year: 24.3 %).

Depreciation and amortisation fell slightly by 1.7 % on the previous year and amounted to € 88.3 million (previous year: € 89.8 million).

At Group level, the operating result (EBIT) improved strongly by 10.9 % to € 131.3 million (previous year: € 118.4 million). The EBIT margin also made good progress, rising to 14.5 % (previous year: 13.8 %). This was mainly due to the signifi cant improvement in the Container segment's operating result. The subgroups Port Logistics and Real Estate contributed 91.4 % and 8.6 % to EBIT, respectively.

Net expenses from the fi nancial result increased by 25.6 % from € 20.7 million in 2013 to € 26.0 million. These additional expenses were mainly due to negative exchange rate effects of € 7.0 million resulting from the devaluation of the Ukrainian currency. Earnings from associates accounted for using the equity method improved by 75.3 % to € 3.9 million (previous year: € 2.2 million).

Due to the absence of a one-off gain in the Logistics segment which had raised earnings in the previous year, as well as the inclusion of the Group's joint ventures accounted for using the equity method and a one-off effect without the corresponding tax expense, the Group's effective tax rate increased to 30.1 % (previous year: 27.2 %).

Profi t after tax rose by 3.6 % from € 71.1 million to € 73.7 million. Profi t after tax and minority interests also rose year on year by 5.2 % to € 46.9 million (previous year: € 44.6 million). The positive overall development was therefore also refl ected in earnings attributable to shareholders of the parent company.

Earnings per share of € 0.64 were 5.2 % up on the prior-year fi gure of € 0.61. The listed Port Logistics subgroup reported a 3.2 % rise in earnings per share to € 0.59 (previous year: € 0.57). Earnings per share in the non-listed Real Estate subgroup rose 21.5 % to € 2.17 (previous year: € 1.79). The return on capital employed (ROCE) climbed 1.5 percentage points to 13.2 % (previous year: 11.7 %).

Container Segment

Key Figures

in € million 1– 9 2014 1– 9 2013 Change
Revenue 565.1 539.6 4.7 %
EBITDA 186.0 169.7 9.6 %
EBITDA margin in % 32.9 31.4 1.5 pp
EBIT 121.9 103.4 17.9 %
EBIT margin in % 21.6 19.2 2.4 pp
Earnings from associates (using the equity method) 0.6 0.4 50.2 %
Container throughput in thousand TEU 5,701 5,681 0.3 %

The previous year's fi gures have been restated due to revised IFRS regulations for group accounting.

After nine months, container throughput at HHLA's terminals in Hamburg and Odessa stood at 5,701 thousand standard containers (TEU) – 0.3 % up on the previous year's fi gure of 5,681 TEU. In addition to tensions in Ukraine, which caused domestic demand to slump and consequently triggered a fall of almost 30 % in throughput in Odessa, this was primarily due to a decrease of around 5 % in feeder traffi c between HHLA's Hamburg terminals and the North Sea and Baltic ports. Accordingly the share of feeder traffi c declined from 27.7 % to 25.7 % year-on-year. Nevertheless, the HHLA terminals in Hamburg were able to record total growth of 1.8 % in container throughput due to a strong increase in Far East volumes of 8.5 %. This enabled HHLA to almost retain the recent strong gains it had achieved in its market position in Northern Europe.

The reduction in the feeder ratio meant that transport services delivering stronger revenue accounted for a higher proportion of total throughput. Along with persistently aboveaverage storage fees – due largely to shipping delays – this led to revenue growth of 4.7 % to € 565.1 million (previous year: € 539.6 million).

The segment's earnings situation improved considerably. With an increase in the operating result (EBIT) of 17.9 % to € 121.9 million (previous year: € 103.4 million), the EBIT margin rose to 21.6 % (previous year: 19.2 %). This positive development was attributable to a rise in average revenue. Moreover, the segment succeeded in keeping unit costs relatively stable – despite high additional expenses to cope with peak loads from delays – brought about by further improvements to operational processes.

Delayed ships led to peak loads at the terminals and drove up costs. The new mega-ship berth at the Container Terminal Burchardkai helped the company cope better with the ever-increasing throughput volumes per ship docking at the port. It was put into operation in August and features fi ve of the world's most modern tandem gantry cranes. Together with numerous steps to optimise processes at all container terminals, this further enhanced the capacity and quality of HHLA's mega-ship handling.

Further improvement in handling quality: the new mega-ship berth at the HHLA Container Terminal Burchardkai

Intermodal Segment

Key Figures

in € million 1– 9 2014 1– 9 2013 Change
Revenue 263.4 232.9 13.1 %
EBITDA 37.4 34.6 8.0 %
EBITDA margin in % 14.2 14.9 - 0.7 pp
EBIT 22.0 19.9 10.7 %
EBIT margin in % 8.4 8.5 - 0.1 pp
Container transport in thousand TEU 973 883 10.2 %

HHLA's Intermodal companies expanded their market positions strongly in the fi rst nine months of the fi nancial year 2014. They transported 973 thousand standard containers (TEU) in the hinterland of Northern Europe's seaports by road and rail – 10.2 % more than in the same period of the previous year (883 thousand TEU). In a highly competitive market environment, the segment also recorded double-digit growth in both revenue and earnings.

On the one hand, this growth was driven by the transport connections with high value added in the Czech Republic, Slovakia and Hungary. On the other hand, the new services which have been launched in Germany, Austria and Switzerland since the end of 2012 recorded rising volumes due to higher levels of capacity utilisation and more frequent departures – although start-up costs remain high.

With growth of 13.1 % to € 263.4 million (previous year: € 232.9 million), the segment's revenue growth outpaced the volume trend. This is primarily attributable to the rising proportion of rail services, which now account for 74.5 % of the total transport volume (previous year: 71.3 %). Due to the higher average transport distances involved, rail containers deliver higher revenue than truck containers.

Earnings power also continued to improve in the third quarter. Compared to year-on-year growth of 4.6 % at the end of the fi rst half-year, the operating result (EBIT) was up by as much as 10.7 % on the previous year at € 22.0 million as of the end of September (previous year: € 19.9 million). This was due in part to growth in long-distance transport services. The fi gure for the fi rst half was also impacted by additional costs resulting from congestion and hold-ups caused by shipping delays – some of them considerable – at the seaports.

The ongoing restructuring of the Polzug Group made further progress in the fi rst nine months of the fi nancial year. This was largely due to improved terms for the purchasing of services. However, the operating result remained negative, partly due to one-off costs. The new connections with the Polish seaports achieved substantial growth in a highly competitive environment.

HHLA is stepping up investments in its own traction equipment to further enhance product quality and increase its value added. From September 2014, the fi rst 20 new locomotives were delivered to the HHLA subsidiary Metrans. The remaining multi-system locomotives will be delivered by the end of the fi rst quarter of 2015. They will primarily serve the connections with the Czech Republic, Slovakia and Hungary.

Improved value added: new multi-system locomotives for HHLA

HHLA INTERIM REPORT 1– 9 | 2014

Logistics Segment

Key Figures

in € million 1– 9 2014 1– 9 2013 Change
Revenue 48.7 54.3 - 10.4 %
EBITDA - 0.5 2.9 neg.
EBITDA margin in % - 1.0 5.4 - 6.4 pp
EBIT - 1.3 2.1 neg.
EBIT margin in % - 2.7 3.9 - 6.6 pp
Earnings from associates (using the equity method) 3.3 1.8 81.1 %

The previous year's fi gures have been restated due to revised IFRS regulations for group accounting.

Since the start of the fi nancial year 2014, the key fi nancial fi gures for the Logistics segment have only included vehicle logistics, project and contract logistics, consultancy activities and cruise logistics. The fi gures for the previous year have been restated accordingly. Since pro rata consolidation of joint ventures is no longer permitted as of the beginning of this year, the result for bulk cargo logistics is now included in the HHLA Group's earnings from associates, accounted for using the equity method. This has been the case for earnings from fruit logistics since 2012. To ensure that the Logistics segment continues to be presented as fully as possible, earnings from associates are shown in the fi nal line of the above table.

The performance of the individual companies varied strongly in the reporting period. While the companies included in earnings from associates showed a marked improvement, the other companies posted very modest – and in some cases negative – trends in volume, revenue and earnings. Business developed as follows in the segment's various divisions:

In the vehicle logistics segment – which also includes packing and handling containers – the volume of seaborne handling including packing declined by 12.0 % to 1,129 thousand tonnes. Vehicle throughput decreased by 7.2 % to 147 thousand vehicles. This was largely attributable to calling restrictions for vessels due to the ongoing

Ebola epidemic, weather-related shipping service cancellations at the beginning of the year, and new taxes on vehicles in Nigeria. In view of this operating environment, revenue and EBIT were unable to match the respective prior-year fi gures.

There was a substantial increase in long-term orders in the fi eld of consulting activities during the fi rst nine months. The current decreases in revenue and earnings are primarily attributable to customer delays in awarding contracts and the invoicing of a major contract in the same period of the previous year.

The measures to restructure project and contract logistics adopted in 2013 have now been largely completed. As business is still not making the desired progress, however, revenue and the operating result were down on the previous year.

The cruise logistics business was much brisker than in the previous year with 169 ships (+ 12.7 %) and 548 thousand passengers (+ 15.6 %). Revenue and earnings also increased.

With a throughput of 10.5 million tonnes, bulk cargo logistics outperformed the previous year's high volume fi gure by 2.5 %. Revenue and earnings were also above the previous year's level.

The successful turnaround in fruit logistics has now been achieved. In the fi rst nine months of 2014, throughput rose by 16.4 % to 414 thousand tonnes. There was also double-digit growth in revenue. Following a negative result in the previous year, EBIT was clearly positive.

Precise work at the all-purpose port: export vehicles at O'Swaldkai

Real Estate Segment

Key Figures

in € million 1– 9 2014 1– 9 2013 Change
Revenue 25.2 24.8 1.7 %
EBITDA 14.4 13.9 4.0 %
EBITDA margin in % 57.2 56.0 1.2 pp
EBIT 11.1 10.6 5.3 %
EBIT margin in % 44.1 42.6 1.5 pp

The offi ce rental market in Germany's seven real estate hotspots – Berlin, Düsseldorf, Frankfurt, Hamburg, Cologne, Munich and Stuttgart – has become noticeably more sluggish in the course of 2014. According to the offi ce market overview by Jones Lang LaSalle, 2.06 million m2 of space was let in the fi rst nine months – a decrease of approximately 7 %.

By contrast, the amount of offi ce space let in Hamburg in the fi rst three quarters of 2014 rose by 10.5 % to 375,000 m2 . At 7.1 %, the vacancy rate fell again year-on-year from 8.0 % in the previous year.

Against this background, the Real Estate segment – comprising properties in the Speicherstadt historical warehouse district and the fi sh market area on the northern bank of the river Elbe – achieved further improvements in its key performance indicators. Revenue rose by 1.7 % to € 25.2 million (previous year: € 24.8 million), while the operating result (EBIT) improved by 5.3 % year-on-year to € 11.1 million (previous year: € 10.6 million).

The increase in revenue and earnings was driven in particular by those Speicherstadt properties which were newly placed on the market in the previous year. These comprise the warehouse 'Block R', which was constructed in the late 19th century, and the directly adjacent offi ce building 'Bei St. Annen 2', a post-war property which was designed by the renowned architect Werner Kallmorgen.

HHLA's Real Estate segment added a further highlight to its Speicherstadt development in September 2014 with the handover of the fi rst hotel in the historical warehouse district to a German hotel group. The redevelopment and refurbishment measures were in strict compliance with regulations for landmarked buildings and comprised a complex consisting of the historical coffee exchange and a warehouse previously used as offi ce space. Both buildings were designed by Werner Kallmorgen and constructed in the 1950s as part of work to rebuild those parts of the Speicherstadt historical warehouse district which were damaged in the war.

New highlight: the restaurant in the Speicherstadt hotel

Financial Position

Liquidity Analysis

in € million 1– 9 2014 1– 9 2013
Financial funds as of 01.01. 151.1 188.7
Cash fl ow from
operating activities
184.5 146.2
Cash fl ow from
investing activities
- 86.5 - 49.6
Free cash fl ow 98.0 96.6
Cash fl ow from
fi nancing activities
- 71.2 - 73.5
Change in
fi nancial funds
26.8 23.0
Change in fi nancial
funds due to
exchange rates - 3.6 0.3
Financial funds as of 30.09. 174.2 212.0

The previous year's fi gures have been restated due to revised IFRS regulations for group accounting.

The cash infl ow from operating activities (operating cash fl ow) increased in the period under review to € 184.5 million (previous year: € 146.2 million). This refl ected the improved operating result and reduced use of provisions as well as a decrease in other assets. In addition, the fi gure for the same period in the previous year included an accounting gain from the sale of a logistics property. This was mainly offset by exchange rate-related effects which resulted, in particular, from the devaluation of the Ukrainian currency.

Investing activities led to cash outfl ows of € 86.5 million (previous year: € 49.6 million). The increase of € 36.9 million was chiefl y due to cash outfl ows for short-term bank deposits (previous year: infl ows) as well as proceeds in the previous year from disposals of non-current assets held for sale totalling € 17.7 million. Without this transfer of cash to short-term deposits, cash outfl ow for investing activities would have come to € 76.5 million (previous year: € 59.6 million).

Free cash fl ow, defi ned as the total of cash fl ow from operating activities and cash fl ow from investing activities, came to € 98.0 million at the end of the reporting period (previous year: € 96.6 million) and therefore increased slightly on the previous year.

The change in cash outfl ow from fi nancing activities of € 2.3 million to € 71.2 million (previous year: € 73.5 million) was due to decreased proceeds from loans compared to the previous year. There was an opposing effect from the payment of dividends to shareholders totalling € 65.6 million (previous year: € 77.0 million) as well as from lower outgoing loan repayments.

As of the reporting date, the changes described above resulted in fi nancial funds of € 174.2 million (previous year: € 212.0 million) – an increase on the fi gure from the beginning of the year (€ 151.1 million). Including short-term deposits, the Group's available liquidity remained on a par with the previous year's at € 254.2 million.

Investment Analysis

The investment volume in the reporting period totalled € 81.8 million and was thus slightly up on the previous year's fi gure of € 79.8 million. Capital expenditure comprised € 75.4 million for property, plant and equipment (previous year: € 72.6 million) and € 6.4 million for intangible assets (previous year: € 7.2 million). The majority of the investments were for expansion work.

The Container segment accounted for a large proportion of capital expenditure in the fi rst three quarters of 2014, especially for the purchase of new handling equipment and the expansion of the Container Terminal Odessa in Ukraine. Investments in the Intermodal segment centered on additions to rolling stock in the form of locomotives. In the Real Estate subgroup, investments concentrated on the conversion of an existing property into a hotel complex.

For the remainder of the 2014 fi nancial year, investment activities will continue to focus on enhancing productivity in the existing terminal areas, expanding the high-performance hinterland connections in line with market demands and completing the fi rst phase of expansion at the terminal in Odessa.

Balance Sheet Structure

in € million
Assets 30.09.2014 31.12.2013
Non-current assets 1,273.3 1,284.6
Current assets 471.2 431.4
1,744.4 1,716.0
Equity and liabilities
Equity 584.5 600.1
Non-current liabilities 853.4 826.9
Current liabilities 306.5 289.0
1,744.4 1,716.0

The previous year's fi gures have been restated due to revised IFRS regulations for group accounting.

Balance Sheet Analysis

Compared with the end of 2013, the HHLA Group's balance sheet total increased as of the reporting date by a total of € 28.4 million to € 1,744.4 million.

Non-current assets of € 1,273.3 million were € 11.3 million lower than at year-end 2013 (€ 1,284.6 million). This trend was mainly due to scheduled depreciation on property, plant and equipment as well as currency translation adjustments for HHLA's Ukrainian subsidiary. Investments in property, plant and equipment and investment property as well as an increase in deferred taxes had the opposite effect.

At € 471.2 million, current assets grew by € 39.7 million compared to 31 December 2013 (€ 431.4 million). In conjunction with the rise in revenue, trade receivables increased by € 16.4 million to € 155.0 million. Within the scope of the cash clearing system, receivables from related parties increased by € 39.4 million to € 64.4 million. At the same time, cash and cash equivalents decreased by € 15.4 million to € 199.9 million.

Equity fell by € 15.6 million to € 584.5 million as of the reporting date (31 December 2013: € 600.1 million). This decrease is mainly attributable to the dividend payment as well as exchange rate

differences and actuarial losses recognised in other comprehensive income. The result for the year to date of € 73.7 million had the opposite effect. The equity ratio decreased to 33.5 % (31 December 2013: 35.0 %).

Non-current liabilities increased by € 26.5 million to € 853.4 million in comparison with the end of 2013 (€ 826.9 million). An increase in pension provisions of € 47.1 million to € 411.5 million – mainly due to interest rate adjustments and a € 3.4 million increase in non-current provisions – was partly offset by the € 25.3 million decline in non-current fi nancial liabilities, resulting largely from the repayment of long-term loans.

Current liabilities of € 306.5 million as of 30 September 2014 were higher than at the end of 2013 (€ 289.0 million). This was primarily due to an increase in trade liabilities of € 12.5 million and a rise in income tax liabilities and current fi nancial liabilities of € 7.2 million and € 4.8 million, respectively. Several factors had the opposite effect, including a € 3.7 million decline in other current provisions. The rise in current fi nancial liabilities also includes an increase in the short-term share of non-current liabilities, which contrasted with the scheduled fulfi lment of a settlement obligation to a minority shareholder under the profi t and loss transfer agreement.

Interim Management Report Employees Transactions with Respect to Related Parties Events after the Balance Sheet Date Business Forecast 14

in the HHLA Group as of 30.09.2014 2,990 Container 1,274 Intermodal 601 Holding/Other

234 Logistics 37 Real Estate

Number of employees

Employees

On 30 September 2014, HHLA had 5,136 employees. The Group's workforce thus increased by a total of 4.3 % or 212 compared with 31 December 2013. This growth is primarily due to the expansion of capacity in the Intermodal segment, where headcount grew by 12.9 % or 146 employees to 1,274. In order to meet growing peak loads in container handling more fl exibly, headcount in the Container segment was increased by 69 to 2,990. This represents an increase of 2.4 % since the 2013 balance sheet date. Changes in headcount in other segments, including Holding/Other, were only marginal.

Transactions with Respect to Related Parties

There are various contracts between the Free and Hanseatic City of Hamburg and/or the Hamburg Port Authority and companies in the HHLA Group for the lease of land and quay walls in the Port of Hamburg and in the Speicherstadt historical warehouse district. Moreover, the HHLA Group lets offi ce space to other enterprises and public institutions affi liated with the Free and Hanseatic City of Hamburg. Further information about these business relationships can be found in the Consolidated Financial Statements as of 31 December 2013.

Events after the Balance Sheet Date

On 2 October 2014, the 7th division of the Federal Administrative Court (BVerwG) in Leipzig adjourned proceedings against the plan approval for the dredging of the river Elbe. The Federal Administrative Court will only deliver its ruling once the European Court of Justice (ECJ) has clarifi ed a number of issues relating to the interpretation and application of the EU's Water Framework Directive. A more detailed interpretation of EU legislation on water and waterways is expected from the ECJ in May 2015. A decision on whether the planned dredging of the river Elbe is in compliance with EU law and therefore permissible can only be decided once this interpretation has been presented. The BVerwG also ruled that the existing and identifi ed shortcomings in the plan approval for the dredging of the river Elbe with regard to the environmental impact assessment were rectifi able and would not lead to the revocation of plan approval, neither individually nor in their entirety. It is not yet possible to say exactly when the Federal Administrative Court will reach its verdict. Until such time, we remain unable to issue a statement regarding the outcome of proceedings.

There were no other events of special signifi cance after the balance sheet date 30 September 2014.

Business Forecast

Macroeconomic Environment

Following a perceptible upturn in the fi rst half of the year, the pace of global economic growth has slowed considerably. Geopolitical tensions in Ukraine, Syria and Iraq were major reasons for this decline in momentum. The duration and consequences of these confl icts for the world economy remain a signifi cant source of uncertainty. Against this background, the International Monetary Fund (IMF) now anticipates global GDP growth of just 3.3 % for 2014. The expectations for world trade have also been downgraded slightly: the IMF now forecasts growth of 3.8 %. The pace of growth for world trade therefore looks set to outstrip global economic growth once again.

To date, the pace of growth has varied in those economic regions of particular importance for HHLA's business development. The IMF expects the Chinese government to fall slightly short of its 7.5 % growth target and has left its economic forecast unchanged at 7.4 %. By contrast, the US economy's robust upturn is gathering pace again following a weak period in spring due to adverse weather conditions. As a result, the IMF has upgraded its outlook by 0.5 percentage points to 2.2 %. The economic recovery in the eurozone is not likely to continue due in particular to increased uncertainty about the development of the confl ict in Ukraine and the economic impact of the sanctions imposed on Russia. Moreover, market confi dence in a sustainable economic recovery is faltering due to the reform backlog in France and Italy. Although the IMF believes that the eurozone's total economic output will increase in 2014 for the fi rst time in two years, it has reduced its forecast for the full year by 0.3 percentage points to 0.8 %. So far, the Central and Eastern European economies have proved relatively resilient to the economic

slump in the eurozone and the Ukraine crisis. The IMF is therefore upholding its growth forecast of 2.7 % for 2014. In addition to the existing, fundamental structural problems, the Russia-Ukraine confl ict and related sanctions are taking their toll on the Russian economy. Having already substantially downgraded its forecast throughout 2014, the IMF still projects low growth of 0.2 % for 2014. The expansion of the German economy has slowed over the course of the year. In addition to the unexpectedly weak eurozone economy, political uncertainty in connection with the Ukraine crisis has been a key factor for weaker export prospects and an increasing reluctance of companies to invest. The IMF has therefore downgraded its outlook for the German economy by 0.5 percentage points and now anticipates GDP growth of 1.4 % for the current year.

Sector Development

Despite the somewhat weaker economic outlook, the market research institute Drewry has raised its forecast for global container throughput by 0.3 percentage points to 5.2 %. According to Drewry, this accelerated growth will be driven by China (+ 7.1 %), South Asia (+ 8.2 %), North Africa (+ 7.7 %) and the west coast of South America (+ 8.0 %). The volume of containers at Northern Europe's ports is expected to increase by 2.7 %. Within Europe, strong growth is anticipated above all in the eastern Mediterranean and Black Sea regions (+ 4.6 %) as well as the western Mediterranean (+ 4.0 %). Volume growth of 2.6 % is forecast for the Baltic region.

Competition between the North Range ports will continue to intensify on account of the further build-up in capacity from current expansion projects and will exert corresponding pressure on the earnings power of terminal operators. Although shipping companies have been placing fewer orders in recent months, the total capacity of the global container shipping fl eet will continue to outstrip the growth in world demand. Shipping companies are responding to the economic challenges predominantly by rolling out strict cost-cutting programmes and forcing or expanding operating alliances. This is illustrated by the announcement that the world's two largest shipping liners – Maersk and MSC – intend to form the 2M alliance. Meanwhile, CMA CGM intends to enter into the Ocean Three alliance with China Shipping Container Lines (CSCL) and the United Arab Shipping Company (UASC) next

year. The fuel price, which has fallen considerably since June 2014, might contribute to a certain upturn in the cost situation of the shipping companies.

In principle, better throughput prospects for the Northern European ports will translate into rising transport volumes for the pre- and onwardcarriage systems of the European hinterland. However, this volume growth is being driven above all by increases in ship size – thus exerting further pressure on the terminals' handling capacities as well as the quality of the seaports' hinterland links. The trend for those routes served by HHLA is likely to vary in line with the economic trend. Overall market growth of 3.5 % is anticipated for freight traffi c in Germany for the full year 2014. Accordingly, high growth is expected for both road- and rail-bound cargo transportation. A slight increase is anticipated for the European market.

The prospects for the Logistics segment are mixed: the positive outlook for the automotive industry in 2014 has so far been confi rmed due to strong sales in the USA and China. Rising demand is forecast for the steel industry in view of the economic upturn in 2014. By contrast, fruit and contract logistics will remain under intense pressure. The number of cruise ships booked to dock at the port indicates a further strong rise in handling services over the course of the year.

Group Performance

Expected Earnings Position

On the basis of the trend for the fi rst nine months of the current fi nancial year, HHLA still anticipates a moderate increase in Group revenue for the year as a whole (restated fi gure for previous year: approx. € 1,140 million) and expects to realise an operating result (EBIT) in the region of the upper end of the stated range of € 138 million to 158 million (restated fi gure for previous year: approx. € 154 million). EBIT of the Port Logistics subgroup will also be in the region of the upper end of the stated range of between € 125 million and € 145 million (restated fi gure for previous year: approx. € 140 million). The business development of the Real Estate subgroup is expected to remain stable and good with an operating result on a par with the previous year. Furthermore, the following key trends are expected for the operating segments of the Port Logistics subgroup:

Based on the volume trend in the fi rst nine months, HHLA expects throughput in the Container segment to rise only marginally year on year for the full twelve months. A moderate increase in revenue is anticipated for the 2014 fi nancial year due to the exceptional effects associated with shipping delays. EBIT is likely to grow faster than revenue.

In the Intermodal segment, the transport volume handled to date indicates a signifi cant increase in container transport in 2014. Volume growth is expected to contribute to a signifi cant rise in revenue. The company anticipates moderate EBIT growth year on year in 2014, primarily due to ongoing start-up costs for the services in Germany, Austria and Switzerland and the shutdown of some routes in summer due to storms.

As the pro rata consolidation of joint ventures is no longer permitted as of fi nancial year 2014, this will lead to a signifi cant decrease in revenue and EBIT of the Logistics segment. Allowing for the changed regulations, revenue is expected to be considerably lower than the restated fi gure for the previous year (approx. € 72 million). Based on developments in the fi rst nine months, a positive operating result is also not expected for the full year.

Financial Position

Due to expected delays in deliveries, HHLA anticipates capital expenditure in the range of € 150 million at Group level in the fi nancial year 2014. The Port Logistics subgroup is expected to account for around € 130 million of this total. The Group's balance sheet total is likely to increase slightly in 2014. A rise in non-current assets – primarily in the area of property, plant and equipment – i s

Forecast 2014

HHLA Group Forecast in the fi rst half of the year Forecast in the nine-month report
Container throughput Slight increase on previous year
(2013: 7.5 million TEU)
Marginal increase on previous year
(2013: 7.5 million TEU)
Container transport Signifi cant increase on previous year
(2013: 1.2 million TEU)
Signifi cant increase
on previous year (2013: 1.2 million TEU)
Revenue Moderate increase on the previous
year's restated fi gure (previous year
restated: approx. € 1,140 million)
Moderate increase on the previous
year's restated fi gure (previous year
restated: approx. € 1,140 million)
EBIT In a range of € 138 million
to € 158 million (previous year
restated: approx. € 154 million)
In the region of the upper end of a range
of € 138 million to € 158 million (previous
year restated: approx. € 154 million)
Investments In the region of € 160 million In the region of € 150 million

The previous year's fi gures have been restated due to revised IFRS regulations for group accounting.

expected on the assets side. Meanwhile, equity should continue to increase in view of the net profi t less the dividend payment. Changes in other comprehensive income (exchange rate differences, actuarial losses) are likely to have the opposite effect. Moreover, fi nancial liabilities may increase due to the need for project-related funding. Overall, HHLA's balance sheet policy remains focused on preserving earnings power and realising opportunities while retaining a stable capital structure.

HHLA will release its fi nancial position and performance guidance for 2015 when it publishes its annual fi nancial report for 2014.

Risk and Opportunity Report

On account of the continuing uncertainty regarding the situation in Ukraine, further exchange rate effects and a decline in handling demand at the container terminal in Odessa may have a negative impact on the HHLA Group's fi nancial position and performance. Economic sanctions imposed on the Russian Federation may have a temporary adverse effect on seaborne transportation to and from Russia during the remainder of the year. There remains a possibility that balance sheet fi gures may have to be adjusted in the future.

Moreover, with regard to the HHLA Group's risk and opportunity position, the statements made on pages 79 to 85 of the Management Report section of the 2013 Annual Report continue to apply, unless stated otherwise in this report. This section of the Annual Report describes the risk and opportunity factors associated with the HHLA Group's business activities. The risks identifi ed – taken both singularly and cumulatively – still do not threaten the existence of the Group. As far as the future is concerned, there are also no discernible risks at present which could jeopardise the continued existence of the company.

No material changes with regard to other topics occurred during the reporting period. The following table lists the topics concerned. The relevant disclosures are largely included in the Annual Report for 2013 and remain valid.

Areas in which no material changes occurred in the reporting period
(Page numbers refer to the Annual Report 2013)
Company organisation and structure
Page 45
Company goals/strategies
Page 51 et seqq.
Main services
Page 46 et seq.
Sales markets/competitive position
Page 46 et seqq.
Research and development
Page 58 et seqq.
Legal parameters
Page 50
Principles and goals of fi nancial management
Page 53 et seq., 71
Acquisitions and disposals of companies
Page 74
Future services, sales markets/competitive position, R&D activities
Page 78
Dividend policy
Page 78

Interim Financial Statements

Income Statement HHLA Group

in € thousand 1–9 2014 1– 9 2013 7– 9 2014 7– 9 2013
Revenue 906,715 855,312 310,982 288,953
Changes in inventories 478 712 68 - 336
Own work capitalised 6,019 5,747 2,102 1,462
Other operating income 22,366 25,607 5,567 5,878
Cost of materials - 300,326 - 281,339 - 104,710 - 97,226
Personnel expenses - 305,320 - 294,112 - 100,220 - 94,393
Other operating expenses - 110,363 - 103,811 - 35,048 - 34,804
Earnings before interest, taxes, depreciation and amortisation (EBITDA) 219,569 208,116 78,741 69,533
Depreciation and amortisation - 88,263 - 89,753 - 28,822 - 29,861
Earnings before interest and taxes (EBIT) 131,306 118,364 49,918 39,672
Earnings from associates accounted for using the equity method 3,931 2,242 1,156 715
Interest income 11,567 2,267 2,643 550
Interest expenses - 41,882 - 25,596 - 12,186 - 8,109
Other fi nancial result 404 409 0 5
Financial result - 25,980 - 20,678 - 8,387 - 6,839
Earnings before tax (EBT) 105,326 97,686 41,531 32,833
Income tax - 31,655 - 26,542 - 11,832 - 8,219
Profi t after tax 73,671 71,143 29,699 24,612
of which attributable to non-controlling interests 26,755 26,538 8,818 8,997
of which attributable to shareholders of the parent company 46,916 44,605 20,881 15,615
Earnings per share, basic, in €
Group 0.64 0.61 0.28 0.21
Port Logistics 0.59 0.57 0.28 0.20
Real Estate 2.17 1.79 0.66 0.57
Earnings per share, diluted, in €
Group 0.64 0.61 0.28 0.21
Port Logistics 0.59 0.57 0.28 0.20
Real Estate 2.17 1.79 0.66 0.57

Statement of Comprehensive Income HHLA Group

in € thousand 1–9 2014 1– 9 2013 7– 9 2014 7– 9 2013
Profi t after tax 73,671 71,143 29,699 24,612
Components, which can not be transferred to Income Statement
Actuarial gains/losses - 44,130 16,750 - 22,610 10,309
Deferred taxes 14,243 - 5,429 7,298 - 3,339
Total - 29,887 11,321 - 15,312 6,970
Components, which can be transferred to Income Statement
Cash fl ow hedges 155 267 58 58
Foreign currency translation differences - 24,545 - 2,146 - 1,375 - 2,785
Deferred taxes 37 - 5 - 16 - 10
Other 23 - 48 - 5 70
Total - 24,331 - 1,932 - 1,339 - 2,667
Income and expense recognised directly in equity - 54,218 9,389 - 16,651 4,303
Total Comprehensive Income 19,453 80,532 13,047 28,915
of which attributable to non-controlling interests 26,703 26,512 8,811 9,017
of which attributable to shareholders of the parent company - 7,250 54,020 4,236 19,898

The previous year's fi gures were retrospectively restated due to the effects of applying IFRS 11.

Interim Financial Statements Income Statement HHLA Subgroups Statement of Comprehensive Income HHLA Subgroups 20

Income Statement HHLA Subgroups

in € thousand; subgroup Port Logistics and subgroup Real Estate;
annex to the condensed notes
1– 9 2014
Group
1– 9 2014
Port Logistics
1– 9 2014
Real Estate
1– 9 2014
Consolidation
Revenue 906,715 885,391 25,209 - 3,885
Changes in inventories 478 479 - 1 0
Own work capitalised 6,019 6,019 0 0
Other operating income 22,366 19,377 3,741 - 752
Cost of materials - 300,326 - 295,529 - 4,873 76
Personnel expenses - 305,320 - 303,642 - 1,678 0
Other operating expenses - 110,363 - 106,957 - 7,967 4,561
Earnings before interest, taxes, depreciation and amortisation (EBITDA) 219,569 205,138 14,431 0
Depreciation and amortisation - 88,263 - 85,177 - 3,321 235
Earnings before interest and taxes (EBIT) 131,306 119,961 11,110 235
Earnings from associates accounted for using the equity method 3,931 3,931 0 0
Interest income 11,567 11,497 172 - 102
Interest expenses - 41,882 - 38,700 - 3,284 102
Other fi nancial result 404 404 0 0
Financial result - 25,980 - 22,868 - 3,112 0
Earnings before tax (EBT) 105,326 97,093 7,998 235
Income tax - 31,655 - 29,299 - 2,299 - 57
Profi t after tax 73,671 67,794 5,699 178
of which attributable to non-controlling interests 26,755 26,755 0
of which attributable to shareholders of the parent company 46,916 41,039 5,877
Earnings per share, basic, in € 0.64 0.59 2.17
Earnings per share, diluted, in € 0.64 0.59 2.17

Statement of Comprehensive Income HHLA Subgroups

in € thousand; subgroup Port Logistics and subgroup Real Estate;
annex to the condensed notes
1– 9 2014
Group
1– 9 2014
Port Logistics
1– 9 2014
Real Estate
1– 9 2014
Consolidation
Profi t after tax 73,671 67,794 5,699 178
Components, which can not be transferred to Income Statement
Actuarial gains/losses - 44,130 - 43,429 - 701
Deferred taxes 14,243 14,017 226
Total - 29,887 - 29,412 - 475
Components, which can be transferred to Income Statement
Cash fl ow hedges 155 155 0
Foreign currency translation differences - 24,545 - 24,545 0
Deferred taxes 37 37 0
Other 23 23 0
Total - 24,331 - 24,331 0
Income and expense recognised directly in equity - 54,218 - 53,743 - 475 0
Total Comprehensive Income 19,453 14,051 5,224 178
of which attributable to non-controlling interests 26,703 26,703 0
of which attributable to shareholders of the parent company - 7,250 - 12,652 5,402

Income Statement HHLA Subgroups

in € thousand; subgroup Port Logistics and subgroup Real Estate;
annex to the condensed notes
1– 9 2013
Group
1– 9 2013
Port Logistics
1– 9 2013
Real Estate
1– 9 2013
Consolidation
Revenue 855,312 834,402 24,784 - 3,874
Changes in inventories 712 708 4 0
Own work capitalised 5,747 5,681 0 66
Other operating income 25,607 22,287 4,013 - 693
Cost of materials - 281,339 - 276,256 - 5,083 0
Personnel expenses - 294,112 - 292,477 - 1,635 0
Other operating expenses - 103,811 - 100,104 - 8,208 4,501
Earnings before interest, taxes, depreciation and amortisation (EBITDA) 208,116 194,241 13,875 0
Depreciation and amortisation - 89,753 - 86,662 - 3,321 230
Earnings before interest and taxes (EBIT) 118,364 107,580 10,554 230
Earnings from associates accounted for using the equity method 2,242 2,242 0 0
Interest income 2,267 2,305 91 - 129
Interest expenses - 25,596 - 22,060 - 3,665 129
Other fi nancial result 409 409 0 0
Financial result - 20,678 - 17,104 - 3,574 0
Earnings before tax (EBT) 97,686 90,476 6,980 230
Income tax - 26,542 - 24,171 - 2,315 - 56
Profi t after tax 71,143 66,304 4,665 174
of which attributable to non-controlling interests 26,538 26,538 0
of which attributable to shareholders of the parent company 44,605 39,766 4,839
Earnings per share, basic, in € 0.61 0.57 1.79
Earnings per share, diluted, in € 0.61 0.57 1.79

Statement of Comprehensive Income HHLA Subgroups

in € thousand; subgroup Port Logistics and subgroup Real Estate;
annex to the condensed notes
1– 9 2013
Group
1– 9 2013
Port Logistics
1– 9 2013
Real Estate
1– 9 2013
Consolidation
Profi t after tax 71,143 66,304 4,665 174
Components, which can not be transferred to Income Statement
Actuarial gains/losses 16,750 16,571 179
Deferred taxes - 5,429 - 5,371 - 58
Total 11,321 11,200 121
Components, which can be transferred to Income Statement
Cash fl ow hedges 267 267 0
Foreign currency translation differences - 2,146 - 2,146 0
Deferred taxes - 5 - 5 0
Other - 48 - 48 0
Total - 1,932 - 1,932 0
Income and expense recognised directly in equity 9,389 9,268 121 0
Total Comprehensive Income 80,532 75,572 4,786 174
of which attributable to non-controlling interests 26,512 26,512 0
of which attributable to shareholders of the parent company 54,020 49,060 4,960

The previous year's fi gures were retrospectively restated due to the effects of applying IFRS 11.

Interim Financial Statements Income Statement HHLA Subgroups Statement of Comprehensive Income HHLA Subgroups 22

Income Statement HHLA Subgroups

in € thousand; subgroup Port Logistics and subgroup Real Estate;
annex to the condensed notes
7–9 2014
Group
7– 9 2014
Port Logistics
7– 9 2014
Real Estate
7–9 2014
Consolidation
Revenue 310,982 303,724 8,552 - 1,294
Changes in inventories 68 69 - 1 0
Own work capitalised 2,102 2,104 0 - 2
Other operating income 5,567 4,654 1,172 - 259
Cost of materials - 104,710 - 102,994 - 1,792 76
Personnel expenses - 100,220 - 99,652 - 568 0
Other operating expenses - 35,048 - 34,075 - 2,452 1,479
Earnings before interest, taxes, depreciation and amortisation (EBITDA) 78,741 73,830 4,911 0
Depreciation and amortisation - 28,822 - 27,789 - 1,111 78
Earnings before interest and taxes (EBIT) 49,918 46,041 3,799 78
Earnings from associates accounted for using the equity method 1,156 1,156 0 0
Interest income 2,643 2,665 11 - 33
Interest expenses - 12,186 - 11,090 - 1,129 33
Other fi nancial result 0 0 0 0
Financial result - 8,387 - 7,269 - 1,118 0
Earnings before tax (EBT) 41,531 38,772 2,681 78
Income tax - 11,832 - 10,855 - 958 - 19
Profi t after tax 29,699 27,917 1,723 59
of which attributable to non-controlling interests 8,818 8,818 0
of which attributable to shareholders of the parent company 20,881 19,099 1,782
Earnings per share, basic, in € 0.28 0.28 0.66
Earnings per share, diluted, in € 0.28 0.28 0.66

Statement of Comprehensive Income HHLA Subgroups

in € thousand; subgroup Port Logistics and subgroup Real Estate;
annex to the condensed notes
7–9 2014
Group
7– 9 2014
Port Logistics
7– 9 2014
Real Estate
7–9 2014
Consolidation
Profi t after tax 29,699 27,917 1,723 59
Components, which can not be transferred to Income Statement
Actuarial gains/losses - 22,610 - 22,247 - 363
Deferred taxes 7,298 7,181 117
Total - 15,312 - 15,066 - 246
Components, which can be transferred to Income Statement
Cash fl ow hedges 58 58 0
Foreign currency translation differences - 1,375 - 1,375 0
Deferred taxes - 16 - 16 0
Other - 5 - 5 0
Total - 1,339 - 1,339 0
Income and expense recognised directly in equity - 16,651 - 16,405 - 246
Total Comprehensive Income 13,047 11,511 1,477 59
of which attributable to non-controlling interests 8,811 8,811 0
of which attributable to shareholders of the parent company 4,236 2,700 1,536

Income Statement HHLA Subgroups

in € thousand; subgroup Port Logistics and subgroup Real Estate;
annex to the condensed notes
7– 9 2013
Group
7– 9 2013
Port Logistics
7– 9 2013
Real Estate
7– 9 2013
Consolidation
Revenue 288,953 281,883 8,368 - 1,298
Changes in inventories - 336 - 340 4 0
Own work capitalised 1,462 1,454 0 8
Other operating income 5,878 4,855 1,231 - 208
Cost of materials - 97,226 - 95,572 - 1,654 0
Personnel expenses - 94,393 - 93,909 - 484 0
Other operating expenses - 34,804 - 33,304 - 2,998 1,498
Earnings before interest, taxes, depreciation and amortisation (EBITDA) 69,533 65,067 4,466 0
Depreciation and amortisation - 29,861 - 28,812 - 1,126 77
Earnings before interest and taxes (EBIT) 39,672 36,255 3,340 77
Earnings from associates accounted for using the equity method 715 715 0 0
Interest income 550 586 25 - 61
Interest expenses - 8,109 - 7,040 - 1,130 61
Other fi nancial result 5 5 0 0
Financial result - 6,839 - 5,734 - 1,105 0
Earnings before tax (EBT) 32,833 30,521 2,235 77
Income tax - 8,219 - 7,456 - 745 - 18
Profi t after tax 24,612 23,064 1,490 58
of which attributable to non-controlling interests 8,997 8,997 0
of which attributable to shareholders of the parent company 15,615 14,067 1,548
Earnings per share, basic, in € 0.21 0.20 0.57
Earnings per share, diluted, in € 0.21 0.20 0.57

Statement of Comprehensive Income HHLA Subgroups

in € thousand; subgroup Port Logistics and subgroup Real Estate;
annex to the condensed notes
7– 9 2013
Group
7– 9 2013
Port Logistics
7– 9 2013
Real Estate
7– 9 2013
Consolidation
Profi t after tax 24,612 23,064 1,490 58
Components, which can not be transferred to Income Statement
Actuarial gains/losses 10,309 10,201 108
Deferred taxes - 3,339 - 3,304 - 35
Total 6,970 6,897 73
Components, which can be transferred to Income Statement
Cash fl ow hedges 58 58 0
Foreign currency translation differences - 2,785 - 2,785 0
Deferred taxes - 10 - 10 0
Other 70 70 0
Total - 2,667 - 2,667 0
Income and expense recognised directly in equity 4,303 4,230 73 0
Total Comprehensive Income 28,915 27,294 1,562 58
of which attributable to non-controlling interests 9,017 9,017 0
of which attributable to shareholders of the parent company 19,898 18,277 1,621

The previous year's fi gures were retrospectively restated due to the effects of applying IFRS 11.

Balance Sheet HHLA Group

in € thousand
Assets 30.09.2014 31.12.2013
Non-current assets
Intangible assets 79,553 81,539
Property, plant and equipment 915,993 962,255
Investment property 196,814 184,256
Associates accounted for using the equity method 13,389 9,710
Financial assets 17,499 12,608
Deferred taxes 50,003 34,188
1,273,251 1,284,557
Current assets
Inventories 23,725 21,622
Trade receivables 155,001 138,601
Receivables from related parties 64,424 25,023
Other fi nancial receivables 3,162 3,050
Other assets 23,681 23,819
Income tax receivables 1,224 3,944
Cash, cash equivalents and short-term deposits 199,946 215,364
471,163 431,423
1,744,414 1,715,980
Equity and liabilities
Equity
Subscribed capital 72,753 72,753
Subgroup Port Logistics 70,048 70,048
Subgroup Real Estate 2,705 2,705
Capital reserve 141,584 141,584
Subgroup Port Logistics 141,078 141,078
Subgroup Real Estate 506 506
Retained earnings 375,065 363,000
Subgroup Port Logistics 349,456 339,888
Subgroup Real Estate 25,609 23,113
Other comprehensive income - 53,101 1,065
Subgroup Port Logistics - 53,515 178
Subgroup Real Estate 414 887
Non-controlling interests 48,208 21,700
Subgroup Port Logistics 48,208 21,700
Subgroup Real Estate 0 0
584,509 600,103
Non-current liabilities
Pension provisions 411,499 364,414
Other non-current provisions 55,847 52,485
Non-current liabilities to related parties 106,705 106,869
Non-current fi nancial liabilities 262,788 288,086
Deferred taxes 16,556 15,072
853,395 826,926
Current liabilities
Other current provisions 11,484 15,141
Trade liabilities 81,765 69,295
Current liabilities to related parties 74,467 74,757
Current fi nancial liabilities 105,922 101,115
Other liabilities 22,698 25,623
Income tax liabilities 10,174 3,020
306,510 288,951
1,744,414 1,715,980

The previous year's fi gures were retrospectively restated due to the effects of applying IFRS 11.

Balance Sheet HHLA Subgroups

in € thousand; subgroup Port Logistics and subgroup Real Estate; annex to the condensed notes

Assets 30.09.2014
Group
30.09.2014
Port Logistics
30.09.2014
Real Estate
30.09.2014
Consolidation
Non-current assets
Intangible assets 79,553 79,546 7 0
Property, plant and equipment 915,993 895,499 4,792 15,702
Investment property 196,814 46,125 179,311 - 28,622
Associates accounted for using the equity method 13,389 13,389 0 0
Financial assets 17,499 14,701 2,798 0
Deferred taxes 50,003 61,133 0 - 11,130
1,273,251 1,110,393 186,908 - 24,050
Current assets
Inventories 23,725 23,651 74 0
Trade receivables 155,001 154,356 645 0
Receivables from related parties 64,424 75,525 379 - 11,480
Other fi nancial receivables 3,162 3,143 19 0
Other assets 23,681 22,914 767 0
Income tax receivables 1,224 1,223 1 0
Cash, cash equivalents and short-term deposits 199,946 199,529 417 0
471,163 480,341 2,302 - 11,480
1,744,414 1,590,734 189,210 - 35,530
Equity and liabilities
Equity
Subscribed capital 72,753 70,048 2,705 0
Capital reserve 141,584 141,078 506 0
Retained earnings 375,065 349,456 35,322 - 9,713
Other comprehensive income - 53,101 - 53,515 414 0
Non-controlling interests 48,208 48,208 0 0
584,509 555,275 38,947 - 9,713
Non-current liabilities
Pension provisions 411,499 405,050 6,449 0
Other non-current provisions 55,847 54,230 1,617 0
Non-current liabilities to related parties 106,705 106,705 0 0
Non-current fi nancial liabilities 262,788 219,288 43,500 0
Deferred taxes 16,556 19,496 11,397 - 14,337
853,395 804,769 62,963 - 14,337
Current liabilities
Other current provisions 11,484 11,191 293 0
Trade liabilities 81,765 79,903 1,862 0
Current liabilities to related parties 74,467 7,060 78,887 - 11,480
Current fi nancial liabilities 105,922 100,370 5,552 0
Other liabilities 22,698 22,400 298 0
Income tax liabilities 10,174 9,766 408 0
306,510 230,690 87,300 - 11,480
1,744,414 1,590,734 189,210 - 35,530

Balance Sheet HHLA Subgroups

in € thousand; subgroup Port Logistics and subgroup Real Estate; annex to the condensed notes

Assets 31.12.2013
Group
31.12.2013
Port Logistics
31.12.2013
Real Estate
31.12.2013
Consolidation
Non-current assets
Intangible assets 81,539 81,530 9 0
Property, plant and equipment 962,255 941,384 4,843 16,027
Investment property 184,256 50,147 163,292 - 29,183
Associates accounted for using the equity method 9,710 9,710 0 0
Financial assets 12,608 10,223 2,385 0
Deferred taxes 34,188 44,640 0 - 10,452
1,284,557 1,137,635 170,529 - 23,608
Current assets
Inventories 21,622 21,556 66 0
Trade receivables 138,601 137,795 806 0
Receivables from related parties 25,023 33,287 1,968 - 10,233
Other fi nancial receivables 3,050 3,004 46 0
Other assets 23,819 23,754 65 0
Income tax receivables 3,944 4,525 0 - 580
Cash, cash equivalents and short-term deposits 215,364 199,783 15,581 0
431,423 423,704 18,532 - 10,813
1,715,980 1,561,339 189,062 - 34,421
Equity and liabilities
Equity
Subscribed capital 72,753 70,048 2,705 0
Capital reserve 141,584 141,078 506 0
Retained earnings 363,000 339,888 33,005 - 9,892
Other comprehensive income 1,065 178 887 0
Non-controlling interests 21,700 21,700 0 0
600,103 572,891 37,103 - 9,892
Non-current liabilities
Pension provisions 364,414 358,567 5,847 0
Other non-current provisions 52,485 50,920 1,565 0
Non-current liabilities to related parties 106,869 106,869 0 0
Non-current fi nancial liabilities 288,086 241,034 47,052 0
Deferred taxes 15,072 18,022 10,766 - 13,716
826,926 775,412 65,230 - 13,716
Current liabilities
Other current provisions 15,141 14,250 890 0
Trade liabilities 69,295 66,162 3,133 0
Current liabilities to related parties 74,757 9,739 75,251 - 10,233
Current fi nancial liabilities 101,115 95,367 5,748 0
Other liabilities 25,623 25,108 515 0
Income tax liabilities 3,020 2,408 1,192 - 580
288,951 213,035 86,729 - 10,813
1,715,980 1,561,339 189,062 - 34,421

The previous year's fi gures were retrospectively restated due to the effects of applying IFRS 11.

Cash Flow Statement HHLA Group

1. Cash fl ow from operating activities
Earnings before interest and taxes (EBIT)
131,306
118,363
Depreciation, amortisation, impairment and reversals on non-fi nancial non-current assets
88,263
89,753
Decrease in provisions
- 8,397
- 23,918
Result arising from the disposal of non-current assets
217
- 5,535
Increase in inventories, trade receivables and other assets not attributable to investing or fi nancing activities
- 14,120
- 22,941
Increase in trade payables and other liabilities not attributable to investing or fi nancing activities
28,641
23,103
Interest received
1,987
2,431
Interest paid
- 15,502
- 12,331
Income tax paid
- 21,585
- 22,295
Exchange rate and other effects
- 6,293
- 464
Cash fl ow from operating activities
184,517
146,166
2. Cash fl ow from investing activities
Proceeds from disposal of intangible assets and property, plant and equipment
1,429
1,419
Proceeds from disposal of non-current assets held for sale
0
17,672
Payments for investments in property, plant and equipment and investment property
- 71,480
- 68,754
Payments for investments in intangible assets
- 6,390
- 7,245
Payments for investments in non-current fi nancial assets
- 1
- 2,581
Proceeds from disposal of interests in consolidated companies and other business units
(including funds sold)
0
119
Payments for acquiring interests in consolidated companies and other business units
(including funds purchased)
- 61
- 231
Proceeds from / Payments for short-term deposits
- 10,000
10,000
Cash fl ow from investing activities
- 86,503
- 49,601
3. Cash fl ow from fi nancing activities
Dividends paid to shareholders of the parent company
- 34,903
- 48,777
Dividends/settlement obligation paid to non-controlling interests
- 30,676
- 28,189
Redemption of lease liabilities
- 5,286
- 5,011
Proceeds from the issuance of (fi nancial) loans
24,202
39,174
Payments for the redemption of (fi nancial) loans
- 24,566
- 30,739
Cash fl ow from fi nancing activities
- 71,229
- 73,542
4. Financial funds at the end of the period
Change in fi nancial funds (subtotals 1. – 3.)
26,785
23,023
Change in fi nancial funds due to exchange rates
- 3,608
277
Financial funds at the beginning of the period
151,069
188,656
Financial funds at the end of the period
174,246
211,956
in € thousand 1–9 2014 1– 9 2013

The previous year's fi gures were retrospectively restated due to the effects of applying IFRS 11.

Cash Flow Statement HHLA Subgroups

in € thousand; subgroup Port Logistics and subgroup Real Estate;
annex to the condensed notes
1– 9 2014
Group
1– 9 2014
Port Logistics
1– 9 2014
Real Estate
1– 9 2014
Consolidation
1. Cash fl ow from operating activities
Earnings before interest and taxes (EBIT) 131,306 119,961 11,110 235
Depreciation, amortisation, impairment and reversals on non-fi nancial
non-current assets
88,263 85,177 3,321 - 235
Decrease in provisions - 8,397 - 7,557 - 840
Result arising from the disposal of non-current assets 217 221 - 4
Change in inventories, trade receivables and other assets
not attributable to investing or fi nancing activities
- 14,120 - 14,374 707 - 453
Increase in trade payables and other liabilities not attributable
to investing or fi nancing activities
28,641 27,738 450 453
Interest received 1,987 1,917 172 - 102
Interest paid - 15,502 - 12,365 - 3,239 102
Income tax paid - 21,585 - 19,360 - 2,225
Exchange rate and other effects - 6,293 - 6,293 0
Cash fl ow from operating activities 184,517 175,065 9,452 0
2. Cash fl ow from investing activities
Proceeds from disposal of intangible assets and property,
plant and equipment
1,429 1,205 224
Proceeds from disposal of non-current assets held for sale 0 0 0
Payments for investments in property, plant and equipment
and investment property
- 71,480 - 51,973 - 19,507
Payments for investments in intangible assets - 6,390 - 6,390 0
Payments for investments in non-current fi nancial assets - 1 - 1 0
Proceeds from disposal of interests in consolidated companies
and other business units (including funds sold)
0 51 0 - 51
Payments for acquiring interests in consolidated companies
and other business units (including funds purchased)
- 61 - 61 - 51 51
Payments for short-term deposits - 10,000 - 10,000 0
Cash fl ow from investing activities - 86,503 - 67,169 - 19,334 0
3. Cash fl ow from fi nancing activities
Dividends paid to shareholders of the parent company - 34,903 - 31,522 - 3,381
Dividends/settlement obligation paid to non-controlling interests - 30,676 - 30,676 0
Redemption of lease liabilities - 5,286 - 5,286 0
Proceeds from the issuance of (fi nancial) loans 24,202 24,202 0
Payments for the redemption of (fi nancial) loans - 24,566 - 20,965 - 3,601
Cash fl ow from fi nancing activities - 71,229 - 64,247 - 6,982 0
4. Financial funds at the end of the period
Change in fi nancial funds (subtotals 1. – 3.) 26,785 43,649 - 16,864 0
Change in fi nancial funds due to exchange rates - 3,608 - 3,608 0
Financial funds at the beginning of the period 151,069 139,788 11,281
Financial funds at the end of the period 174,246 179,829 - 5,583 0

Cash Flow Statement HHLA Subgroups

in € thousand; subgroup Port Logistics and subgroup Real Estate;
annex to the condensed notes
1– 9 2013
Group
1– 9 2013
Port Logistics
1– 9 2013
Real Estate
1– 9 2013
Consolidation
1. Cash fl ow from operating activities
Earnings before interest and taxes (EBIT) 118,363 107,579 10,554 230
Depreciation, amortisation, impairment and reversals on
non-fi nancial non-current assets
89,753 86,662 3,321 - 230
Decrease in provisions - 23,918 - 20,205 - 3,713
Result arising from the disposal of non-current assets - 5,535 - 5,337 - 198
Change in inventories, trade receivables and other assets
not attributable to investing or fi nancing activities
- 22,941 - 23,100 136 23
Increase in trade payables and other liabilities not attributable
to investing or fi nancing activities
23,103 18,488 4,638 - 23
Interest received 2,431 2,469 91 - 129
Interest paid - 12,331 - 8,836 - 3,624 129
Income tax paid - 22,295 - 21,686 - 609
Exchange rate and other effects - 464 - 464 0
Cash fl ow from operating activities 146,166 135,570 10,596 0
2. Cash fl ow from investing activities
Proceeds from disposal of intangible assets
and property, plant and equipment
1,419 1,023 396
Proceeds from disposal of non-current assets held for sale 17,672 17,672 0
Payments for investments in property, plant
and equipment and investment property
- 68,754 - 59,343 - 9,411
Payments for investments in intangible assets - 7,245 - 7,233 - 12
Payments for investments in non-current fi nancial assets - 2,581 - 2,581 0
Proceeds from disposal of interests in consolidated companies
and other business units (including funds sold)
119 119 0
Payments for acquiring interests in consolidated companies
and other business units (including funds purchased)
- 231 - 231 0
Proceeds from short-term deposits 10,000 10,000 0
Cash fl ow from investing activities - 49,601 - 40,574 - 9,027 0
3. Cash fl ow from fi nancing activities
Dividends paid to shareholders of the parent company - 48,777 - 45,532 - 3,245
Dividends/settlement obligation paid to non-controlling interests - 28,189 - 28,189 0
Redemption of lease liabilities - 5,011 - 5,011 0
Proceeds from the issuance of (fi nancial) loans 39,174 16,773 22,401
Payments for the redemption of (fi nancial) loans - 30,739 - 27,720 - 3,019
Cash fl ow from fi nancing activities - 73,542 - 89,679 16,137 0
4. Financial funds at the end of the period
Change in fi nancial funds (subtotals 1. – 3.) 23,023 5,317 17,706 0
Change in fi nancial funds due to exchange rates 277 277 0
Financial funds at the beginning of the period 188,656 188,698 - 42
Financial funds at the end of the period 211,956 194,292 17,664 0

The previous year's fi gures were retrospectively restated due to the effects of applying IFRS 11.

Segment Report HHLA Group

in € thousand; business segments;

annex to the condensed notes Subgroup Port Logistics
1– 9 2014 Container Intermodal Logistics
Segment revenue
Segment revenue from non-affi liated third parties 563,548 262,058 44,382
Inter-segment revenue 1,550 1,306 4,310
Total segment revenue 565,098 263,364 48,692
Earnings
EBITDA 186,041 37,408 - 504
EBITDA margin 32.9 % 14.2 % - 1.0 %
EBIT 121,856 21,996 - 1,337
EBIT margin 21.6 % 8.4 % - 2.7 %
Segment assets 876,842 297,333 17,758
Other segment information
Investments
Property, plant and equipment and investment property 36,918 17,446 180
Intangible assets 5,811 290 41
Depreciation of property, plant and equipment and investment property 57,189 15,164 790
of which impairment
Amortisation of intangible assets 6,996 248 44
Earnings from associates accounted for using the equity method 637 3,293
Non-cash items 10,740 1,356 1,058
Container throughput in thousand TEU 5,701
Container transport in thousand TEU 973
1– 9 2013
Segment revenue
Segment revenue from non-affi liated third parties 537,886 231,827 48,782
Inter-segment revenue 1,719 1,070 5,535
Total segment revenue 539,605 232,898 54,317
Earnings
EBITDA 169,676 34,622 2,911
EBITDA margin 31.4 % 14.9 % 5.4 %
EBIT 103,393 19,872 2,118
EBIT margin 19.2 % 8.5 % 3.9 %
Segment assets 916,683 292,266 18,677
Other segment information
Investments
Property, plant and equipment and investment property 49,384 9,730 833
Intangible assets 5,066 150 11
Depreciation of property, plant and equipment and investment property 59,716 14,489 756
Amortisation of intangible assets 6,567 261 37
Earnings from associates accounted for using the equity method 424 1,818
Non-cash items 12,892 1,074 790

The previous year's fi gures were retrospectively restated due to the effects of applying IFRS 11.

Container throughput in thousand TEU 5,681

Container transport in thousand TEU 883

Group Consolidation and
reconciliation with Group
Total Subgroup Real Estate
Real Estate Holding/Other
906,715 0 906,715 23,226 13,502
0 - 88,831 88,831 1,983 79,682
995,546 25,209 93,184
219,569 0 219,569 14,431 - 17,807
57.2 % - 19.1 %
131,306 535 130,771 11,110 - 22,854
44.1 % - 24.5 %
1,744,414 286,759 1,457,655 188,741 76,981
75,455 0 75,455 19,506 1,405
6,390 76 6,314 0 173
80,524 - 318 80,842 3,319 4,380
279 279 279
7,738 - 218 7,956 2 666
3,931 0 3,931
27,107 22 27,085 211 13,720
855,312 0 855,312 22,829 13,987
0 - 94,486 94,486 1,955 84,207
949,798 24,784 98,194
208,117 - 111 208,227 13,875 - 12,856
56.0 % - 13.1 %
118,364 545 117,819 10,553 - 18,117
42.6 % - 18.4 %
1,750,380 270,515 1,479,865 171,406 80,833
72,550 0 72,550 9,411 3,192
7,244 - 111 7,355 11 2,117
82,531 - 312 82,843 3,318 4,564
7,222 - 343 7,565 3 697
2,242 0 2,242
27,730 3 27,726 931 12,039

Statement of Changes in Equity HHLA Group

in € thousand

Parent company
Subscribed capital Capital reserve Retained
consolidated
earnings
Reserve for foreign
currency translation
A division S division A division S division
Balance as of 31.12.2012 70,048 2,705 141,078 506 357,485 - 14,967
Dividends - 48,777
Total comprehensive income 44,605 - 2,119
Other changes 1,795
Balance as of 30.09.2013 70,048 2,705 141,078 506 355,108 - 17,086
Balance as of 31.12.2013 70,048 2,705 141,078 506 363,000 - 18,828
Dividends - 34,903
First consolidation of interests in related
parties/Acquisition of non-controlling
interests in consolidated entities
51
Total comprehensive income 46,916 - 24,571
Balance as of 30.09.2014 70,048 2,705 141,078 506 375,065 - 43,399
Total
consolidated
equity
Non-controlling
interests
Parent
company
interests
Other comprehensive income
Other Deferred taxes on changes
recognised directly in equity
Actuarial
gains/losses
Cash fl ow
hedges
563,794 - 1,402 565,196 11,552 1,475 - 3,868 - 818
- 49,056 - 279 - 48,777
80,532 26,512 54,020 - 42 - 5,429 16,738 267
1,803 9 1,794 - 1
597,073 24,841 572,232 11,509 - 3,954 12,870 - 551
600,103 21,700 578,402 11,576 - 3,967 12,783 - 500
- 34,934 - 31 - 34,903
- 113 - 164 51
19,453 26,703 - 7,250 15 14,243 - 44,007 155
584,509 48,208 536,301 11,591 10,276 - 31,224 - 345

Interim Financial Statements 34

Statement of Changes in Equity HHLA Subgroup Port Logistics (A division) Statement of Changes in Equity HHLA Subgroup Real Estate (S division)

Statement of Changes in Equity HHLA Subgroup Port Logistics (A division)

in € thousand; annex to the condensed notes

Parent company
Subscribed
capital
Capital
reserve
Retained
consolidated
earnings
Reserve for
foreign currency
translation
Balance as of 31.12.2012 70,048 141,078 337,147 - 14,967
Dividends - 45,532
Total comprehensive
income subgroup
39,766 - 2,119
Other changes 1,781
Balance as of 30.09.2013 70,048 141,078 333,162 - 17,086
Balance as of 31.12.2013 70,048 141,078 339,888 - 18,828
Dividends - 31,522
First consolidation of interests in related
parties/Acquisition of non-controlling
interests in consolidated entities
51
Total comprehensive
income subgroup
41,039 - 24,571
Balance as of 30.09.2014 70,048 141,078 349,456 - 43,399

Statement of Changes in Equity HHLA Subgroup Real Estate (S division)

in € thousand; annex to the condensed notes

Balance as of 31.12.2012
Dividends
Total comprehensive income subgroup
Other changes
Balance as of 30.09.2013
Plus income statement consolidation effect
Less balance sheet consolidation effect
Total effects of consolidation
Balance as of 30.09.2013
Balance as of 31.12.2013
Dividends
Total comprehensive income subgroup
Balance as of 30.09.2014
Plus income statement consolidation effect
Less balance sheet consolidation effect
Total effects of consolidation
Balance as of 30.09.2014

Interim Financial Statements Statement of Changes in Equity HHLA Subgroup Port Logistics (A division) Statement of Changes in Equity HHLA Subgroup Real Estate (S division) 35

Total subgroup
consolidated
equity
Non-controlling
interests
Parent com
pany interests
Other comprehensive income
Other Deferred taxes on
changes recognised
directly in equity
Actuarial
gains/losses
Cash fl ow
hedges
539,788 - 1,402 541,190 11,552 1,693 - 4,543 - 818
- 45,811 - 279 - 45,532
75,572 26,512 49,060 - 42 - 5,371 16,560 267
1,789 9 1,780 - 1
571,339 24,841 546,498 11,509 - 3,678 12,017 - 551
572,891 21,700 551,191 11,576 - 3,542 11,471 - 500
- 31,553 - 31 - 31,522
- 113 - 164 51
14,051 26,703 - 12,652 15 14,017 - 43,306 155
555,275 48,208 507,068 11,591 10,475 - 31,835 - 345
Other comprehensive income Total subgroup
consolidated equity
Subscribed
capital
Capital
reserve
Retained consolidated
earnings
Actuarial
gains/losses
Deferred taxes on
changes recognised
directly in equity
2,705 506 30,463 675 - 217 34,131
- 3,245 - 3,245
4,664 178 - 58 4,784
14 14
2,705 506 31,896 853 - 275 35,685
175 175
- 10,125 - 10,125
- 9,950 - 9,950
2,705 506 21,946 853 - 275 25,735
2,705 506 33,004 1,312 - 424 37,103
- 3,381 - 3,381
5,699 - 701 226 5,224
2,705 506 35,322 611 - 197 38,947
178 178
- 9,892 - 9,892
- 9,713 - 9,713
2,705 506 25,609 611 - 197 29,234

Notes to the Condensed Interim Consolidated Financial Statements

1. Basic Information on the Group

The Group's parent company is Hamburger Hafen und Logistik Aktiengesellschaft, Bei St. Annen 1, 20457 Hamburg (HHLA), registered in the Hamburg Commercial Register under HRB 1902. The holding company above the HHLA Group is HGV Hamburger Gesellschaft für Vermögens- und Beteiligungsmanagement mbH, Hamburg.

The Condensed Interim Consolidated Financial Statements, and therefore the information in the Notes, are presented in euros (€). For the sake of clarity, the individual items are shown in thousands of euros (€ thousand) unless otherwise indicated. Due to the use of rounding procedures, it is possible that some fi gures do not add up to the stated sums.

2. Signifi cant Events in the Reporting Period

The confl ict in Ukraine concerning the country's political future remained unclear during the fi rst nine months of 2014. Ukraine's future political make-up remains highly uncertain. In addition to this, the Ukrainian currency – the hryvnia – depreciated by over 32 % against the euro between 31 December 2013 and the end of September 2014. This resulted in exchange rate effects which had a negative impact on the HHLA Group's net assets, earnings and fi nancial position. Equity fell by € 24.6 million, while fi nancial income was € 7.0 million lower.

3. Consolidation, Accounting and Valuation Principles

3.1 Basis for Preparation of the Financial Statements The Condensed Interim Consolidated Financial Statements for the

period from 1 January to 30 September 2014 were prepared in compliance with the rules of IAS 34 Interim Financial Reporting.

The IFRS requirements which apply in the European Union have been met in full.

The Condensed Interim Consolidated Financial Statements should be read in conjunction with the audited Consolidated Financial Statements as of 31 December 2013.

3.2 Principal Accounting and Valuation Methods

With the exception of the changes explained below, the accounting and valuation methods used for the preparation of the Condensed Interim Consolidated Financial Statements correspond to the methods used in the preparation of the Consolidated Financial Statements as of 31 December 2013.

As of 1 January 2014, HHLA applies IFRS 10 Consolidated Financial Statements, IFRS 11 Joint Arrangements, IFRS 12 Disclosure of Interests in Other Entities and the amendments to IAS 27 Separate Financial Statements (amended 2011) and IAS 28 Investments in Associates and Joint Ventures (amended 2011). IFRS 10 establishes a comprehensive control model to determine which companies should be included in consolidated fi nancial statements. IFRS 11 outlines the accounting of joint arrangements on the basis of the rights and obligations arising from the agreement. Since 1 January 2014, HHLA has been using the equity method to account for the joint ventures which were previously considered pro rata. IFRS 12 covers a wide range of disclosure obligations for all kinds of interests in other companies. This information was provided for the fi rst time in the Notes to the Consolidated Financial Statements for the 2014 fi nancial year. Applying these new standards had the following impact on HHLA's Condensed Consolidated Financial Statements:

Impact on the Income Statement

in € thousand 1– 9 2013
Decrease in revenue - 12,705
Decrease in earnings before interest, taxes,
depreciation and amortisation (EBITDA)
- 4,598
Decrease in earnings before interest and taxes (EBIT) - 3,070
Decrease in earnings before taxes (EBT) - 136
Change in profi t after tax 0

Comparison of Balance Sheets

in € thousand 01.01.2014 31.12.2013
Non-current assets 1,284,557 1,296,583
Current assets 431,423 434,783
Total assets 1,715,980 1,731,366
Non-current liabilities 826,926 836,267
Current liabilities 288,951 294,994
Total liabilities 1,115,877 1,131,261
Equity 600,103 600,105

Notes to the Condensed Interim Consolidated Financial Statements Consolidation, Accounting and Valuation Principles Purchase and Sale of Shares in Subsidiaries Earnings per Share Dividends Paid 37

Impact on the Cash Flow Statement

in € thousand 1– 9 2013
Decrease in cash fl ow from operating activities - 2,723
Increase in cash fl ow from investing activities 2,027
Change in cash fl ow from fi nancing activities 829
Decrease in fi nancial funds - 83

The company also started applying the following new standards on 1 January 2014:

  • I IAS 32 Financial Instruments: Presentation Offsetting Financial Assets and Financial Liabilities
  • I IAS 36 Impairment of Assets: Recoverable Amount Disclosures for Non-Financial Assets (amended 2013)
  • I IAS 39 Financial Instruments: Recognition and Measurement Novation of Derivatives and Continuation of Hedge Accounting (amended 2013)

Applying these standards had no signifi cant impact on the Condensed Interim Consolidated Financial Statements.

3.3 Changes in the Group of Consolidated Companies

METRANS Rail (Deutschland) GmbH was included in the Consolidated Financial Statements for the fi rst time on 1 January 2014. Its headquarters moved to Leipzig as of 14 April 2014. In the third quarter of 2014, METRANS (Deutschland) GmbH, Hamburg, was retroactively merged into METRANS Rail (Deutschland) GmbH effective 1 January 2014. All in all, the effects on the Condensed Interim Consolidated Financial Statements were insignifi cant.

The company HHLA Logistics Altenwerder GmbH & Co. KG, Hamburg, Germany, came to an end on 1 January 2014 because the general partner withdrew from the fi rm. The share of assets attributable to the departing general partner was transferred to the limited partner, Hamburger Hafen und Logistik Aktiengesellschaft (HHLA). This intra-Group transaction did not have any effect on the Condensed Interim Consolidated Financial Statements.

HHLA Container-Terminal Altenwerder GmbH, Hamburg, merged into HHLA CTA Besitzgesellschaft mbH, Hamburg, with retroactive effect as of 1 January 2014 based on a merger agreement dated 5 August 2014. On the same date, CTA Besitzgesellschaft mbH was renamed HHLA Container Terminal Altenwerder GmbH. This intra-Group transaction did not have any effect on the Condensed Interim Consolidated Financial Statements.

4. Purchase and Sale of Shares in Subsidiaries

No signifi cant shares in subsidiaries were purchased or sold in the fi rst three quarters of the 2014 fi nancial year.

5. Earnings per Share

The following table illustrates the calculation for basic earnings per share:

1– 9 2014 1– 9 2013
Net profi t attributable to shareholders of
the parent company in €thousand
46,916 44,605
Number of shares in circulation 72,753,334 72,753,334
Basic earnings per share in € 0.64 0.61

The basic earnings per share were calculated for the Port Logistics subgroup as follows:

1– 9 2014 1– 9 2013
Net profi t attributable to shareholders of
the parent company in € thousand
41,039 39,766
Number of shares in circulation 70,048,834 70,048,834
Basic earnings per share in € 0.59 0.57

The basic earnings per share were calculated for the Real Estate subgroup as follows:

1– 9 2014 1– 9 2013
Net profi t attributable to shareholders of
the parent company in € thousand
5,877 4,839
Number of shares in circulation 2,704,500 2,704,500
Basic earnings per share in € 2.17 1.79

The diluted earnings per share are identical to basic EPS as there were no conversion or option rights in circulation during the reporting period.

6. Dividends Paid

At the Annual General Meeting held on 19 June 2014, shareholders approved the proposal by the Executive Board and Supervisory Board to distribute a dividend of € 0.45 per share to shareholders of the Port Logistics subgroup and of € 1.25 per share to shareholders of the Real Estate subgroup. The dividend of € 34,903 thousand was paid accordingly on 20 June 2014.

Notes to the Condensed Interim Consolidated Financial Statements Segment Reporting Equity Pension Provisions Investments 38

7. Segment Reporting

The segment report is presented as an annex to the Notes to the Condensed Interim Consolidated Financial Statements.

The HHLA Group's segment report is prepared in accordance with the provisions of IFRS 8 Operating Segments. IFRS 8 requires reporting on the basis of the internal reports to the Executive Board for the purpose of controlling the company's activities.

The segment performance indicator used is the internationally customary key fi gure EBIT (earnings before interest and taxes), which serves to measure the performance of each segment and therefore aids the internal control function. For further information, please refer to the Consolidated Financial Statements as of 31 December 2013.

The accounting and valuation principles applied for internal reporting comply with the principles used for the HHLA Group as described in Note 6 'Accounting and Valuation Principles' in the Notes to the Consolidated Financial Statements as of 31 December 2013.

Segment information is reported on the basis of the internal control function, which is consistent with external reporting and is classifi ed in accordance with the activities of the HHLA Group's business segments. These are organised and managed autonomously in accordance with the type of services being offered.

The HHLA Group still operates in four business units: the Container, Intermodal, Logistics and Real Estate segments.

The Holding/Other division used for segment reporting does not represent an independent business segment as defi ned by the IFRS standards. However, it has been allocated to the segments within the Port Logistics subgroup in order to provide a complete and clear picture.

The reconciliation of segment assets with Group assets incorporates not only items for which consolidation is mandatory, but also claims arising from current and deferred income taxes, cash and cash equivalents, short-term deposits and fi nancial assets which are not to be assigned to segment assets.

The reconciliation of the segment variable EBIT with consolidated earnings before taxes (EBT) incorporates not only transactions between the segments and the subgroups for which consolidation is mandatory, but also the proportion of companies accounted for using the equity method, net interest income and other fi nancial result.

Reconciliation of the Segment Variable EBIT to Earnings before Tax (EBT)

in € thousand 1– 9 2014 1– 9 2013
Total segment earnings (EBIT) 130,771 117,819
Elimination of business relations between
the segments and subgroups
535 545
Group (EBIT) 131,306 118,364
Earnings from associates accounted for
using the equity method
3,931 2,242
Net interest income - 30,315 - 23,329
Other fi nancial result 404 409
Earnings before tax (EBT) 105,326 97,686

The previous year's fi gures were retrospectively restated due to the effects of applying IFRS 11.

8. Equity

The breakdown and development of HHLA's equity for the period from 1 January to 30 September of the years 2014 and 2013 are presented in the statement of changes in equity.

9. Pension Provisions

The calculation of pension provisions as of 30 September 2014 was based on an interest rate of 2.50 % (31 December 2013: 3.50 %; 30 September 2013: 3.50 %), while the other valuation parameters remained unchanged compared to 31 December 2013. Actuarial gains/losses changed as follows. These are recognised in equity without effect on profi t and loss.

in € thousand 2014 2013
Cumulative actuarial gains (+)/losses (-)
as of 01.01.
12,737 - 3,966
Change during the fi nancial year due to a
change in interest rate
- 44,130 10,308
Change during the fi nancial year due to
changes in other parameters
0 6,442
Cumulative actuarial gains (+)/losses (-)
as of 30.09.
- 31,393 12,784

A 0.25 % decrease in the interest rate would increase the present value of the pension obligation by around € 11.3 million and thus lead to further actuarial losses.

10. Investments

As of 30 September 2014, total capital expenditure throughout the HHLA Group amounted to € 81.8 million.

The largest investments in the fi rst nine months of the 2014 fi nancial year were made in the Container, Intermodal and Real Estate segments. HHLA invested in terminal expansion and handling equipment at sites in Germany, the Czech Republic and Ukraine. Investments were made in the Real Estate segment as part of a new construction project.

As of 30 September 2014, the Container segment accounted for the bulk of investment commitments at € 21.0 million.

11. Financial Instruments

Carrying Amounts and Fair Values

The tables below show the carrying amounts and fair values of fi nancial assets and fi nancial liabilities, as well as their level in the fair value hierarchy. They do not include any information on the fair value of fi nancial assets and fi nancial liabilities which have not been measured at fair value, where the carrying amount serves as a reasonable approximation of the fair value.

Financial Assets as of 30.09.2014

in € thousand Carrying amount Fair value
Loans and
receivables
Available
for sale
Balance
sheet
value
Level 1 Level 2 Level 3 Total
Financial assets measured at fair value
Financial assets (securities) 3,896 3,896 3,896 3,896
0 3,896 3,896
Financial assets not measured at fair value
Financial assets 9,149 4,454 13,603
Trade receivables 155,001 155,001
Receivables from related parties 64,424 64,424
Other fi nancial receivables 3,162 3,162
Cash, cash equivalents and short-term deposits 199,946 199,946
431,682 4,454 436,136

Financial Liabilities as of 30.09.2014

in € thousand Carrying amount Fair value
Held for
trading
Fair value
hedging
instruments
Other
fi nancial
liabilities
Balance
sheet
value
Level 1 Level 2 Level 3 Total
Financial liabilities measured at fair value
Financial liabilities (interest rate swaps used for
hedging transactions)
248 429 677 677 677
248 429 0 677
Financial liabilities not measured at fair value
Financial liabilities (amounts due to banks) 287,991 287,991 294,205 294,205
Financial liabilities (fi nance lease liabilities) 8,023 8,023 3,681 3,681
Financial liabilities (other) 72,019 72,019
Trade liabilities 81,765 81,765
Liabilities to related parties (fi nance lease liabilities) 106,921 106,921 106,921 106,921
Liabilities to related parties (other) 74,251 74,251
0 0 630,970 630,970

Financial Assets as of 30.09.2013

in € thousand Carrying amount Fair value
Loans and
receivables
Available
for sale
Balance
sheet
value
Level 1 Level 2 Level 3 Total
Financial assets measured at fair value
Financial assets (securities) 3,811 3,811 3,811 3,811
0 3,811 3,811
Financial assets not measured at fair value
Financial assets 4,107 4,454 8,561
Trade receivables 138,684 138,684
Receivables from related parties 68,075 68,075
Other fi nancial receivables 3,877 3,877
Cash, cash equivalents and short-term deposits 201,857 201,857
416,600 4,454 421,054

Financial Liabilities as of 30.09.2013

in € thousand Carrying amount Fair value
Held for
trading
Fair value
hedging
instruments
Other
fi nancial
liabilities
Balance
sheet
value
Level 1 Level 2 Level 3 Total
Financial liabilities measured at fair value
Financial liabilities (interest rate swaps used
for hedging transactions)
645 491 1,136 1,136 1,136
645 491 0 1,136
Financial liabilities not measured at fair value
Financial liabilities (amounts due to banks) 327,202 327,202 328,021 328,021
Financial liabilities (fi nance lease liabilities) 12,037 12,037 5,523 5,523
Financial liabilities (other) 88,008 88,008
Trade liabilities 74,142 74,142
Liabilities to related parties
(fi nance lease liabilities)
107,086 107,086 107,086 107,086
Liabilities to related parties (other) 74,978 74,978
0 0 683,454 683,454

The previous year's fi gures were retrospectively restated due to the effects of applying IFRS 11.

Write-backs on securities totalling € 17 thousand (previous year: € 45 thousand) were recognised in the reporting year.

In the fi rst nine months of the 2014 fi nancial year, gains of € 173 thousand (previous year: € 432 thousand) were recognised in the income statement on fi nancial assets and/or liabilities held at fair value through profi t and loss. These primarily relate to interest rate hedges with no effective hedging relationship as per IAS 39.

In the reporting year, changes of € 155 thousand (previous year: € 267 thousand) in the fair value of fi nancial instruments designated as hedging instruments (interest rate swaps) were recognised directly in equity.

The interest rate swaps disclosed covered a total amount of € 13,101 thousand (previous year: € 17,372 thousand). Of these, fi nancial instruments covering an amount of € 7,381 thousand (previous year: € 8,458 thousand) with a market value of € - 430 thousand (previous year: € - 636 thousand) were held as part of cash fl ow hedging relationships to hedge future cash fl ows from interestbearing liabilities as of the balance sheet date.

There are no material differences between the carrying amounts and fair values of the fi nancial instruments reported under fi nancial liabilities. The discount rates used for liabilities to related parties (particularly the fi nance lease liabilities included in this item) are between 4.71 % and 5.56 %.

The valuation methods and key unobservable input factors for calculating fair value are described in the Notes to the Consolidated Financial Statements as of 31 December 2013.

12. Events after the Balance Sheet Date

On 2 October 2014, the 7th division of the Federal Administrative Court (BVerwG) in Leipzig adjourned the proceedings against the plan approval for the dredging of the river Elbe. The Federal Administrative Court will only deliver its judgement once the European Court of Justice (ECJ) has clarifi ed a number of issues relating to the interpretation and application of the European Water Framework Directive. A more detailed interpretation of the European legislation on water and waterways is expected from the ECJ in May 2015. Only once this has been presented can it be decided whether the planned dredging of the river Elbe is in compliance with EU law and therefore permissible. The Federal Administrative Court also found that the existing and identifi ed shortcomings in the plan approval for the dredging of the river Elbe with regard to the environmental impact assessment were rectifi able and would not lead to the revocation of plan approval either individually or in their entirety. It is not yet possible to say exactly when the Federal Administrative Court will reach a verdict. Until such time, we remain unable to issue a valid statement regarding the outcome of the proceedings.

There were no other notable events after the balance sheet date 30 September 2014.

Hamburg, 13 November 2014

Hamburger Hafen und Logistik Aktiengesellschaft

The Executive Board

Klaus-Dieter Peters Dr. Stefan Behn

Heinz Brandt Dr. Roland Lappin

Responsibility Statement

To the best of our knowledge, and in accordance with the applicable accounting principles for interim fi nancial reporting, the Interim Consolidated Financial Statements give a true and fair view of the assets, liabilities, fi nancial position and profi t or loss of the Group, and the Interim Management Report of the Group includes a fair review of the development and performance of the business and the position of the Group, together with a description of the material opportunities and risks associated with the expected development of the Group for the remaining months of the fi nancial year.

Hamburg, 13 November 2014

Hamburger Hafen und Logistik Aktiengesellschaft

The Executive Board

Klaus-Dieter Peters Dr. Stefan Behn

Heinz Brandt Dr. Roland Lappin

Financial Calendar Imprint

30 March 2015 Annual Report 2013, Press Conference, Analyst Conference

13 May 2015 Interim Report January – March 2015

11 June 2015 Annual General Meeting

13 August 2015 Interim Report January – June 2015

12 November 2015 Interim Report January – September 2015 Published by

Hamburger Hafen und Logistik AG Bei St. Annen 1 20457 Hamburg Phone: +49-40-3088-0 Fax: +49-40-3088-3355 [email protected] www.hhla.de

Investor Relations Phone: +49-40-3088-3100 Fax: +49-40-3088-55-3100 [email protected]

Corporate Communications Phone: +49-40-3088-3520 Fax: +49-40-3088-3355 [email protected]

Design Kirchhoff Consult AG

Note

For specialist terminology and fi nancial terms see the Annual Report 2013, page 166 et seq.

This document contains forward-looking statements which are based on the current estimates and assumptions by the corporate management of Hamburger Hafen und Logistik Aktiengesellschaft (HHLA). Forward-looking statements are characterised by the use of words such as expect, intend, plan, predict, assume, believe, estimate, anticipate and similar formulations. Such statements are not to be understood as in any way guaranteeing that those expectations will turn out to be accurate. Future performance and the results actually achieved by HHLA and its affi liated companies depend on a number of risks and uncertainties and may therefore differ materially from the forward-looking statements. Many of these factors are outside the control of HHLA and cannot be accurately estimated in advance, such as the future economic environment and the actions of competitors and others involved in the marketplace. HHLA neither plans nor undertakes to update any forward-looking statements.

HAMBURGER HAFEN UND LOGISTIK AKTIENGESELLSCHAFT Bei St. Annen 1, 20457 Hamburg, Germany, Phone: +49-40-3088-0, Fax: +49-40-3088-3355, www.hhla.de, [email protected]

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