BAWAG Group AG

Major Shareholding Notification • Dec 28, 2022

Publication: 28.12.2022 18:30 Source: https://www.pressetext.com/news/20221228015 Keywords: Unternehmen / Beteiligungsmeldung / BAWAG Group AG

Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)

BAWAG Group AG: Release according to article 135 section 2 BörseG

Vienna (pta/28.12.2022/18:30) - Release of Announcement according to article 135 section 2 BörseG

Notification of Major Holdings

1. Issuer

BAWAG Group AG, Wiedner Gürtel 11, 1100 Wien, Austria

2. Reason for notification

Other reason

3. Details of person subject to the notification obligation

Name: BlackRock, Inc. City and country of registered office: Wilmington, United States of America (USA)

4. Names of shareholders, if different from declarants (3)

5. Date on which threshold was crossed or reached 23.12.2022

6. Total positions

	% of voting rights attached to shares (total of 7.a.)	% of voting rights through instruments (total of 7.b.1 + 7.b.2)	total of both in % (7.a. + 7.b.)	total number of voting rights of issuer
Resulting situation on the date on which threshold was crossed / reached	3,5	0,52	4,02	82500000
Position of previous notification	3,99	0,00	3,99

7. Notified details of the resulting situation

7.A: Voting rights attached to shares

ISIN code	absolute direct (Sec 130 BörseG 2018)	absolute indirect (Sec 133 BörseG 2018)	in % direct (Sec 130 BörseG 2018)	in % indirect (Sec 133 BörseG 2018)
AT0000BAWAG2 0		2888117	0.00	3.50
Total:		2,888,117		3.5

7.B.1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018

type of instrument	Maturity / Expiration	Exercise or conversion period	Voting Rights Absolute	Voting Rights in %
Securities Lent	N/A	N/A	332650	0.40
		Total:	332,650	0.4

7.B.2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018

type of instrument	Maturity / Expiration	Exercise or conversion period	Cash or physical transaction	Voting Rights Absolute	Voting Rights in %
CFD	N/A	N/A	Cash	94925	0.12
			Total:	94,925	0.12

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.

	No. Name	Directly controlled by No.	Shares held directly (%)	Financial/other instruments held directly (%)	Total of both (%)
1	BlackRock, Inc.		n/a	n/a	n/a
2	BlackRock Holdco 2, Inc.	1	n/a	n/a	n/a
3	BlackRock Financial Management, Inc.	2	n/a	n/a	n/a
4	BlackRock International Holdings, Inc.	3	n/a	n/a	n/a
5	BR Jersey International Holdings L.P.	4	n/a	n/a	n/a
6	BlackRock Australia Holdco Pty. Ltd.	5	n/a	n/a	n/a
7	BlackRock Investment Management (Australia) Limited	6	n/a	n/a	n/a
8	Trident Merger, LLC	1	n/a	n/a	n/a
9	BlackRock Investment Management, LLC	8	n/a	n/a	n/a
10	BlackRock (Singapore) Holdco Pte. Ltd.	5	n/a	n/a	n/a
11	BlackRock HK Holdco Limited	10	n/a	n/a	n/a
12	BlackRock Asset Management North Asia Limited	11	n/a	n/a	n/a
13	BlackRock Lux Finco S.à r.l.	11	n/a	n/a	n/a
14	BlackRock Japan Holdings GK	13	n/a	n/a	n/a
15	BlackRock Japan Co., Ltd.	14	n/a	n/a	n/a
16	BlackRock (Singapore) Limited	10	n/a	n/a	n/a
17	BlackRock Holdco 3, LLC	5	n/a	n/a	n/a
18	BlackRock Cayman 1 LP	17	n/a	n/a	n/a
19	BlackRock Cayman West Bay Finco Limited	18	n/a	n/a	n/a
20	BlackRock Cayman West Bay IV Limited	19	n/a	n/a	n/a
21	BlackRock Group Limited	20	n/a	n/a	n/a
22	BlackRock Finance Europe Limited	21	n/a	n/a	n/a
23	BlackRock Investment Management (UK) Limited	22	n/a	n/a	n/a
24	BlackRock International Limited	21	n/a	n/a	n/a
25	BlackRock (Netherlands) B.V.	22	n/a	n/a	n/a
26	BlackRock Asset Management Deutschland AG	25	n/a	n/a	n/a
27	BlackRock Advisors (UK) Limited	22	n/a	n/a	n/a
28	BlackRock Capital Holdings, Inc.	3	n/a	n/a	n/a

29	BlackRock Advisors, LLC	28	n/a	n/a	n/a
30	BlackRock Canada Holdings LP	17	n/a	n/a	n/a
31	BlackRock Canada Holdings ULC	30	n/a	n/a	n/a
32	BlackRock Asset Management Canada Limited	31	n/a	n/a	n/a
33	BlackRock Holdco 4, LLC	3	n/a	n/a	n/a
34	BlackRock Holdco 6, LLC	33	n/a	n/a	n/a
35	BlackRock Delaware Holdings Inc. 34		n/a	n/a	n/a
36	BlackRock Fund Advisors	35	n/a	n/a	n/a
37	BlackRock Institutional Trust Company, National Association	35	n/a	n/a	n/a
38	Amethyst Intermediate LLC	9	n/a	n/a	n/a
39	Aperio Holdings LLC	38	n/a	n/a	n/a
40	Aperio Group, LLC	39	n/a	n/a	n/a

1. In case of proxy voting

Date of general meeting: N/A Voting rights after general meeting:

1. Other useful information

Event changing the breakdown of voting rights

Emitter:	BAWAG Group AG Wiedner Gürtel 11 1100 Wien Austria
Contact Person:	BAWAG Group Investor Relations
Phone:	+43 (0)59905-34444
	investor.relations@bawaggroup.com
E-Mail:
Website:	www.bawaggroup.com
ISIN(s):	AT0000BAWAG2 (Share)
Stock Exchange(s):	official trade in Vienna

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