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Evonik Industries AG

Quarterly Report May 7, 2019

150_10-q_2019-05-07_d0eb86f4-0073-460e-af57-8fe9415bff0a.pdf

Quarterly Report

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QUARTERLY STATEMENT

1st Quarter 2019

Solid first quarter of 2019

  • Agreement to divest the methacrylates business signed
  • Slight organic sales growth (+1 percent)
  • Adjusted EBITDA of €539 million held back by start-up expenses for new production facilities (-3 percent)
  • Adjusted EBITDA margin 16.4 percent
  • Adjusted net income slipped slightly to €249 million (-5 percent)
  • Free cash flow improved significantly to €159 million
  • Outlook for 2019 revised: sales and adjusted EBITDA for the continuing operations at least stable

Key data for the Evonik Group

Key data for the Evonik Groupa

1st quarter
in € million 2019 2018
Sales 3,287 3,247
Adjusted EBITDAb 539 554
Adjusted EBITDA margin in % 16.4 17.1
Adjusted EBITc 315 376
Income before financial result and income taxes, continuing operations (EBIT) 296 354
Net income 249 291
Adjusted net income 249 261
Earnings per share in € 0.53 0.62
Adjusted earnings per share in € 0.53 0.56
Cash flow from operating activities, continuing operations 334 224
Cash outflows for investments in intangible assets, property, plant and equipmentd -175 -174
Free cash flowe 159 50
Net financial debt as of March 31 -3,419 -2,984
No. of employees as of March 31f 35,947 36,343

Prior-year figures restated.

b Earnings before financial result, taxes, depreciation and amortization, after adjustments, continuing operations.

c Earnings before financial result and taxes, after adjustments, continuing operations.

f Including discontinued operations.

a The methacrylates business has been reclassified to discontinued operations.

d Investment in intangible assets, property, plant and equipment, continuing operations. e

Cash flow from operating activities less cash outflows for investment in intangible assets, property, plant and equipment.

Due to rounding, some figures in this report may not add up exactly to the totals stated.

QUARTERLY STATEMENT

1ST QUARTER

Business conditions and performance 4
Business performance 4
Segment performance 7
Financial position 12
Expected development 13
Income statement 15
Balance sheet 16
Cash flow statement 17
Segment report 18
Appendix 20
Financial calendar 23
Credits 23

Sales by regiona—1st quarter

a By location of customer.

Business conditions and performance

1. Business performance

Major events

As part of the consistent implementation of our corporate strategy, on March 4, 2019 we signed an agreement to sell the methacrylates business to Advent International Corporation, Boston (Massachusetts, USA) for €3 billion.1 The methacrylates business comprises large-volume monomers such as methylmethacrylate (MMA), various specialty monomers, and the PLEXIGLAS® brand of PMMA molding compounds and semi-finished products. The transaction is subject to the approval of the authorities in several countries and is expected to be closed in the third quarter of 2019. The methacrylates business has been reclassified to discontinued operations. The prior-year figures in the income statement and cash flow statement, and the key performance indicators used for management purposes have been restated accordingly. Most of the methacrylates business was allocated to the Performance Materials segment, and a small part was allocated to the Resource Efficiency segment.

Business performance in Q1 2019

Evonik made a solid start to the new year. Global demand remained good and selling prices were slightly higher overall. That had a positive effect on sales and adjusted EBITDA. The ongoing program to raise efficiency made further progress and supported earnings. However, performance was held back by start-up expenses for new production facilities that are being built to strengthen our global market position.

Prior-year figures restated.

The Evonik Group increased sales 1 percent to €3,287 million. The organic sales growth of 1 percent came from higher selling prices.

1 See Changes in the Evonik Group in the appendix.

Year-on-year change in sales

in % 1st quarter
2019
Volumes
Prices 1
Organic sales growth 1
Exchange rates
Change in the scope of consolidation/other effects
Total 1

Adjusted EBITDA by quarter

Prior-year figures restated.

Adjusted EBITDA declined 3 percent to €539 million. The adjusted EBITDA margin slipped from 17.1 percent in the prioryear quarter to 16.4 percent. As a result of initial application of IFRS 16 Leases2, with effect from January 1, 2019, depreciation includes depreciation of right-of-use assets. Adjusted EBIT dropped 16 percent to €315 million.

2 See Initial application of IFRS 16 in the appendix.

Statement of income

1st quarter
in € million 2019 2018 Change in %
Sales 3,287 3,247 1
Adjusted EBITDA 539 554 -3
Adjusted depreciation, amortization, and impairment losses -224 -178
Adjusted EBIT 315 376 -16
Adjustments -19 -22
thereof attributable to
Restructuring -4 -18
Impairment losses/reversals of impairment losses -13 7
Acquisition/divestment of shareholdings -4 -5
Other 2 -6
Income before financial result and income taxes, continuing operations (EBIT) 296 354 -16
Financial result -54 -47
Income before income taxes, continuing operations 242 307 -21
Income taxes -27 -81
Income after taxes, continuing operations 215 226 -5
Income after taxes, discontinued operations 39 68
Income after taxes 254 294 -14
thereof attributable to non-controlling interests 5 3
Net income 249 291 -14
Earnings per share in € 0.53 0.62

Prior-year figures restated.

The adjustments of -€19 million mainly relate to impairment losses on an investment in the Nutrition & Care segment. The restructuring expenses were incurred for the SG&A 2020 program to reduce selling and administrative expenses and the Oleo 2020 project to raise the efficiency of oleochemicals in the Nutrition & Care segment. Further adjustments of -€4 million mainly comprise project expenses for the planned acquisition of the US company PeroxyChem, Philadelphia (Pennsylvania, USA). The prior-year adjustments principally related to restructuring expenses in connection with the closure of a production site in Hungary. The financial result was -€54 million, which was below the prior-year level due to higher interest expense for derivatives and initial application of IFRS 16. The adjusted financial result declined by €6 million to -€53 million. Income before income taxes, continuing operations, was 21 percent lower at €242 million. As a result of the remeasurement of deferred tax assets, the income tax rate on the continuing operations was 11 percent and the adjusted income tax rate was 14 percent. Income after taxes, discontinued operations, contains the methacrylates business and declined from €68 million to €39 million.

Overall, the net income of the Evonik Group decreased by 14 percent to €249 million.

Adjusted net income dropped 5 percent to €249 million in the first quarter of 2019. Adjusted earnings per share declined from €0.56 to €0.53.

1st quarter
in € million 2019 2018 Change in %
Adjusted EBITDA 539 554 -3
Adjusted depreciation, amortization, and impairment losses -224 -178
Adjusted EBIT 315 376 -16
Adjusted financial result -53 -47
Amortization and impairment losses on intangible assets 32 32
Adjusted income before income taxesa 294 361 -19
Adjusted income taxes -40 -97
Adjusted income after taxesa 254 264 -4
thereof adjusted income attributable to non-controlling interests 5 3
Adjusted net incomea 249 261 -5
Adjusted earnings per share a in € 0.53 0.56

Reconciliation to adjusted net income

Prior-year figures restated.

a Continuing operations.

2. Segment performance

Nutrition & Care segment

Key data for the Nutrition & Care segment

1st quarter
in € million 2019 2018 Change in %
External sales 1,149 1,119 3
Adjusted EBITDA 180 209 -14
Adjusted EBITDA margin in % 15.7 18.7
Adjusted EBIT 103 148 -30
Capital expendituresa 43 127 -66
No. of employees as of March 31 8,166 8,285 -1

Prior-year figures restated.

a Capital expenditures for intangible assets, property, plant and equipment.

The Nutrition & Care segment grew sales 3 percent to €1,149 million in the first quarter of 2019. This was due to higher volumes, while selling prices declined.

Sales of essential amino acids for animal nutrition slipped slightly. This was caused by lower selling prices and negative currency effects, while volumes increased significantly. The business with specialties for industrial markets registered higher sales as a result of increased demand. The care solutions business also posted a pleasing development, benefiting from higher demand for specialty applications.

Sales Nutrition & Care segment

Adjusted EBITDA was €180 million, 14 percent lower than in the prior-year period, partly due to expenses in connection with the planned start-up of the new methionine facility in Singapore in mid-2019. The adjusted EBITDA margin fell significantly from 18.7 percent in the prior-year quarter to 15.7 percent.

Adjusted EBITDA Nutrition & Care segment

Resource Efficiency segment

Key data for the Resource Efficiency segment

1st quarter
in € million 2019 2018 Change in %
External sales 1,399 1,364 3
Adjusted EBITDA 324 319 2
Adjusted EBITDA margin in % 23.2 23.4
Adjusted EBIT 248 251 -1
Capital expendituresa 45 41 10
No. of employees as of March 31 10,059 10,095

Prior-year figures restated.

a Capital expenditures for intangible assets, property, plant and equipment. The Resource Efficiency segment continued to develop successfully in the first quarter of 2019. Sales rose 3 percent to €1,399 million. Growth was driven principally by higher selling prices, whereas volumes were slightly lower than in the prior-year period.

Sales of high-performance polymers increased significantly. Since there was strong demand for polyamide 12 products and membranes, higher prices had a positive effect. Business with hydrogen peroxide benefited from a pleasing trend for conventional hydrogen peroxide applications and contributed higher sales. Sales of crosslinkers also increased due to high demand, especially for composite applications for the wind energy market, and for silica, which benefited from a pleasing trend in rubber and tire applications.

Sales Resource Efficiency segment

Despite start-up costs for the new silica plant in the USA, adjusted EBITDA improved 2 percent to €324 million. The adjusted EBITDA margin was a very good 23.2 percent (Q1 2018: 23.4 percent).

Adjusted EBITDA Resource Efficiency segment

Prior-year figures restated.

Performance Materials segment

Key data for the Performance Materials segment

1st quarter
in € million 2019 2018 Change in %
External sales 559 601 -7
Adjusted EBITDA 59 65 -9
Adjusted EBITDA margin in % 10.6 10.8
Adjusted EBIT 34 50 -32
Capital expendituresa 11 9 22
No. of employees as of March 31 1,712 1,852 -8

Prior-year figures restated.

a Capital expenditures for intangible assets, property, plant and equipment.

In the first quarter of 2019, sales fell 7 percent to €559 million in the Performance Materials segment, due to lower volumes, declining prices, and negative currency effects.

The development of performance intermediates was adversely affected by restricted supply of raw materials caused by a supplier's technical problems and the lower price of naphtha. Sales decreased significantly. By contrast, functional solutions posted higher sales, driven by increased demand, especially for alkoxides.

Sales Performance Materials segment

Adjusted EBITDA declined 9 percent to €59 million. The adjusted EBITDA margin fell slightly to 10.6 percent, down from 10.8 percent in the prior-year quarter.

Adjusted EBITDA Performance Materials segment

Prior-year figures restated.

Services segment

Key data for the Services segment

1st quarter
in € million 2019 2018 Change in %
External sales 174 160 9
Adjusted EBITDA 31 35 -11
Adjusted EBITDA margin in % 17.8 21.9
Adjusted EBIT -7 9 -178
Capital expendituresa 22 16 38
No. of employees as of March 31 12,071 12,138 -1

Prior-year figures restated.

a Capital expenditures for intangible assets, property, plant and equipment.

In the first quarter of 2019, sales increased 9 percent to €174 million. This was mainly due to higher revenues from utility and waste management services for external customers at our sites. Adjusted EBITDA was 11 percent lower at €31 million.

Financial position

Due to the improvement in the cash flow from operating activities, continuing operations, the free cash flow improved by €109 million to €159 million.

Cash flow statement (excerpt)

1st quarter
in € million 2019 2018
Cash flow from operating activities, continuing operations 334 224
Cash outflows for investments in intangible assets, property, plant and equipment -175 -174
Free cash flow 159 50
Cash flow from other investing activities, continuing operations -10 -18
Cash flow from financing activities, continuing operations -71 50
Cash flow from discontinued operations 13 48
Change in cash and cash equivalents 91 130

Prior-year figures restated; for information on changes in the structure of the cash flow statement, please refer to the appendix.

The cash flow from operating activities, continuing operations, increased by €110 million to €334 million. This was due to a lower rise in net working capital, reimbursement of pension payments by the CTA3, and initial application of IFRS 16.

The cash flow from other investing activities, continuing operations, comprised an outflow of €10 million. The cash outflow for financing activities, continuing operations, decreased to €71 million, mainly due to lower borrowing. The cash flows from discontinued operations related to the methacrylates business and amounted to €13 million.

Net financial debt was reduced by €154 million compared with January 1, 2019 to €3,419 million thanks to the good free cash flow.

Net financial debt

in € million Mar. 31, 2019 Jan. 1, 2019a Dec. 31, 2018
Non-current financial liabilitiesb -4,180 -4,228 -3,683
Current financial liabilitiesb -343 -351 -230
Financial debt -4,523 -4,579 -3,913
Cash and cash equivalents 1,079 988 988
Current securities 8 8 8
Other financial investments 17 10 10
Financial assets 1,104 1,006 1,006
Net financial debt -3,419 -3,573 -2,907
Net financial debt, discontinued operations -18
Net financial debt including discontinued operations -3,437 -3,573 -2,907

a Adjustment due to initial application of IFRS 16 as of January 1, 2019: addition of lease liabilities totaling €666 million.

b Excluding derivatives, excluding the refund liability for rebate and bonus agreements, and excluding liabilities from exchange-type transactions with competitors.

3 Contractual trust arrangement.

In the first three months of 2019, capital expenditures were €124 million, significantly below the prior-year level of €195 million.4 It should be noted here that the prior-year figure contained high investment for the methionine facility in Singapore and that no notable capital expenditures have yet been incurred for the next major project, the construction of a polyamide 12 plant in Marl (Germany).

Expected development

We still expect global economic conditions in 2019 to be weaker than in 2018. As a result of the industrial recession in China, the euro zone and Japan, the increasing slowdown in growth in Europe, and the continued dampening effect of the protectionist measures taken by the US government, we have reduced our expectation for global growth from 2.9 percent to 2.7 percent compared with 2018 (3.2 percent).

Our forecast is based on the following assumptions:

  • Global growth of 2.7 percent (previously: 2.9 percent)
  • Euro/US dollar exchange rate: US\$1.15 (2018: US\$1.18)
  • Internal raw material cost index slightly lower than in the prior year

Sales and earnings

Following signature on March 4, 2019 of the agreement to sell the methacrylates business, we have adjusted our outlook compared with the start of this year. The outlook now refers to Evonik's continuing operations and no longer includes the methacrylates business, which has been reclassified to discontinued operations. The earnings from the planned acquisition of the US company PeroxyChem are not yet included.

Although the economic situation remains challenging, we anticipate that sales will be at least stable in 2019 (20185: €13.3 billion). We also expect adjusted EBITDA to be at least stable (20185: €2.150 billion).

We assume a continuation of the volume growth and positive earnings trend in the majority of businesses in the Nutrition & Care segment. With new production capacities coming on stream, we expect the annual average prices for essential amino acids for animal nutrition to be lower than in the previous year. To offset the impact on our earnings, in 2018 we embarked on a program to raise the efficiency of our animal nutrition business. In addition, earnings will be adversely affected by expenses for the start-up of our new methionine facility in Singapore, which is planned for mid-2019. Overall, earnings in the Nutrition & Care segment are expected to be slightly lower than in the previous year (2018: €810 million).

In 2019, the Resource Efficiency segment will continue to benefit from its good positioning in the respective markets and from the trend to resource-efficient solutions. Although growth is expected to slow in some end-markets and regions, we expect earnings to be slightly higher than in the previous year (20185: €1,258 million).

In the Performance Materials segment (without the methacrylates business), we assume that earnings will be fairly stable (20185: €265 million). Operationally, we anticipate a slight downward trend in the C4 chain, but we do not expect a recurrence of the downside impact of the low water level in the river Rhine.

4 In principle, there is a slight timing difference in outflows for property, plant and equipment.

5 Continuing operations.

The earnings impact of the anticipated slight reduction in raw material prices may affect the various businesses differently, but should balance out across the portfolio as a whole.

In 2019, the return on capital employed (ROCE) should remain above the cost of capital (10.0 percent before taxes). However, it will be held back by an increase in capital employed as a result of the initial application of IFRS 16.

Financing and investments

We expect capital expenditures to be below the prior-year level at about €950 million in 2019 (20186: €969 million). The budget for maintenance and growth investments is around €800 million. As a temporary effect, there will be additional cash expenditure for the construction of a fully backwardly integrated polyamide 12 plant in Marl (Germany).

We expect the free cash flow to improve significantly year-on-year in 2019 (20186: €526 million). Positive effects will come from the first reimbursement of pension payments by the CTA, which will bring a substantial and lasting improvement in the free cash flow, and from lower cash outflows from net working capital than in 2018. Negative factors will be a normalization of tax payments, cash outflows for the SG&A 2020 efficiency enhancement program, and higher bonus payments as a result of the successful business performance in 2018.

Forecast for 2019

Previous forecast incl.
methacrylates business
New forecast excl.
methacrylates business
Forecast performance 2018 Forecast for 2019
indicators 2018a Forecast for 2019a continuing operations continuing operations
Group sales €15.0 billion Slightly lower to stable €13.3 billion At least stable
Adjusted EBITDA €2.60 billion Slightly lower to stable €2.15 billion At least stable
Above the cost of capital, Above the cost of capital,
ROCE 12.1% slightly lower than in the prior year 10.2% around the prior-year level
Capital expenditures €1.05 billion Around €1.0 billion €969 million Around €950 million
Significantly higher than Significantly higher than in
Free cash flow €672 million the prior year €526 million the prior year

a As reported in the financial report 2018.

Income statement

Income statement for the Evonik Group

1st quarter
in € million 2019 2018
Sales 3,287 3,247
Cost of sales -2,312 -2,232
Gross profit on sales 975 1,015
Selling expenses -380 -374
Research and development expenses -107 -101
General administrative expenses -148 -153
Other operating income 55 60
Other operating expense -89 -95
Result from investments recognized at equity -10 2
Income before financial result and income taxes, continuing operations 296 354
Interest income 6 5
Interest expense -55 -52
Other financial income/expense -5
Financial result -54 -47
Income before income taxes, continuing operations 242 307
Income taxes -27 -81
Income after taxes, continuing operations 215 226
Income after taxes, discontinued operations 39 68
Income after taxes 254 294
thereof attributable to
Non-controlling interests 5 3
Shareholders of Evonik Industries AG (net income) 249 291
Earnings per share in € (basic and diluted) 0.53 0.62

Prior-year figures restated.

Balance sheet

Balance sheet for the Evonik Group

in € million Mar. 31, 2019 Dec. 31, 2018
Intangible assets 5,909 6,134
Property, plant and equipment 6,309 6,785
Right-of-use assets 608
Investments recognized at equity 37 46
Other financial assets 225 233
Deferred taxes 1,340 1,419
Other income tax assets 15 16
Other assets 49 56
Non-current assets 14,492 14,689
Inventories 2,096 2,304
Trade accounts receivable 1,716 1,686
Other financial assets 114 140
Other income tax assets 182 180
Other assets 290 295
Cash and cash equivalents 1,079 988
5,477 5,593
Assets held for sale 1,554
Current assets 7,031 5,593
Total assets 21,523 20,282
Issued capital 466 466
Capital reserve 1,171 1,167
Retained earnings including distributable profit 6,286 6,237
Treasury shares -11
Other equity components -19 -141
Equity attributable to shareholders of Evonik Industries AG 7,893 7,729
Equity attributable to non-controlling interests 97 96
Equity 7,990 7,825
Provisions for pensions and other post-employment benefits 3,447 3,732
Other provisions 815 855
Other financial liabilities 4,187 3,689
Deferred taxes 494 557
Other income tax liabilities 246 223
Other payables 73 47
Non-current liabilities 9,262 9,103
Other provisions 1,042 1,047
Trade accounts payable 1,336 1,493
Other financial liabilities 525 395
Other income tax liabilities 62 64
Other payables 382 355
3,347 3,354
Liabilities associated with assets held for sale 924
Current liabilities 4,271 3,354
Total equity and liabilities 21,523 20,282

Cash flow statement

Cash flow statement for the Evonik Group

1st quarter
in € million 2019 2018
Income before financial result and income taxes, continuing operations 296 354
Depreciation, amortization, impairment losses/reversal of impairment losses on non-current assets 221 181
Result from investments recognized at equity 10 -2
Gains/losses on the disposal of non-current assets -5 -2
Change in inventories -65 -118
Change in trade accounts receivable -166 -67
Change in trade accounts payable 27 -66
Change in provisions for pensions and other post-employment benefits -23 -68
Change in other provisions 24 26
Change in miscellaneous assets/liabilities 80 37
Cash inflows from dividends 2 2
Cash inflows/outflows for income taxes -67 -53
Cash flow from operating activities, continuing operations 334 224
Cash flow from operating activities, discontinued operations 25 69
Cash flow from operating activities 359 293
Cash outflows for investments in intangible assets, property, plant and equipment -175 -174
Cash outflows for investments in subsidiaries -6
Cash outflows for investments in other shareholdings -10 -11
Cash inflows from divestments of intangible assets, property, plant and equipment 9 3
Cash inflows/outflows relating to securities, deposits, and loans -13 -7
Cash inflows from interest 4 3
Cash flow from investing activities, continuing operations -185 -192
Cash flow from investing activities, discontinued operations -10 -20
Cash flow from investing activities -195 -212
Cash outflows for dividends to non-controlling interests -5 -4
Cash outflows for the purchase of treasury shares -11 -13
Cash inflows from the addition of financial liabilities 45 142
Cash outflows for repayment of financial liabilities -81 -47
Cash inflows/outflows in connection with financial transactions -1 -9
Cash outflows for interest -18 -19
Cash flow from financing activities, continuing operations -71 50
Cash flow from financing activities, discontinued operations -2 -1
Cash flow from financing activities -73 49
Change in cash and cash equivalents 91 130
Cash and cash equivalents as of January 1 988 1,004
Change in cash and cash equivalents 91 130
Changes in exchange rates and other changes in cash and cash equivalents 6 -1
Cash and cash equivalents as of March 31 1,085 1,133
Cash and cash equivalents included in assets held for sale -6
Cash and cash equivalents as on the balance sheet as of March 31 1,079 1,133

Prior-year figures restated.

Segment report

Segment report by operating segments—1st quarter

Nutrition & Care Resource Efficiency Performance Materials
in € million 2019 2018 2019 2018 2019 2018
External sales 1,149 1,119 1,399 1,364 559 601
Internal sales 9 9 16 11 25 29
Total sales 1,158 1,128 1,415 1,375 584 630
Adjusted EBITDA 180 209 324 319 59 65
Adjusted EBITDA margin in % 15.7 18.7 23.2 23.4 10.6 10.8
Adjusted EBIT 103 148 248 251 34 50
Capital expendituresa 43 127 45 41 11 9
Financial investments 13 6 8
No. of employees as of March 31 8,166 8,285 10,059 10,095 1,712 1,852

Prior-year figures restated.

a Intangible assets, property, plant and equipment.

Segment report by regions—1st quarter

Western Europe Eastern Europe North America
in € million 2019 2018 2019 2018 2019 2018
External salesa 1,438 1,452 202 191 733 678
Goodwill as of March 31 b 2,282 2,268 50 50 1,932 1,758
Other intangible assets, property, plant and equipment,
and right-of-use assets as of March 31b
4,302 3,865 32 25 1,954 1,748
Capital expenditures 82 61 3 1 22 32
No. of employees as of March 31 21,756 21,896 524 598 4,326 4,522

Prior-year figures restated.

a External sales Western Europe: thereof Germany €579 million (Q1 2018: €586 million).

b Non-current assets according to IFRS 8.33 b.

Total Group
Services
Other operations
Corporate, consolidation (continuing operations)
2019 2018 2019 2018 2019 2018 2019 2018
174 160 6 3 3,287 3,247
488 499 9 7 -547 -555
662 659 15 10 -547 -555 3,287 3,247
31 35 -12 -25 -43 -49 539 554
17.8 21.9 16.4 17.1
-7 9 -18 -30 -45 -52 315 376
22 16 3 2 124 195
2 4 23 10
12,071 12,138 235 260 279 347 32,522 32,977
Central & South America Asia-Pacific North Asia-Pacific South Middle East & Africa Total Group
(continuing operations)
2019 2018 2019 2018 2019 2018 2019 2018 2019 2018
146 141 442 478 214 204 112 103 3,287 3,247
32 29 157 150 100 94 19 18 4,572 4,367
158 169 635 657 1,165 908 7 7 8,253 7,379
1 2 5 2 11 97 124 195
667 682 3,237 3,338 1,859 1,772 153 169 32,522 32,977

Appendix

1. Initial application of IFRS 16

The accounting policies applied in this quarterly statement are the same as those applied in the consolidated financial statements as of December 31, 2018, with the exception of the initial application of IFRS 16 Leases.

Evonik applied IFRS 16 for the first time as of January 1, 2019. The modified retrospective method was used for initial application, so the prior-year figures have not been restated.

IFRS 16 specifies that lessees recognize all leases on the balance sheet at present value in the form of a right-of-use asset and a lease liability. The right-of-use asset is normally depreciated over the term of the lease and the lease liability is increased to reflect interest on the lease using the effective interest method and reduced to reflect lease payments. Consequently, lease expense is no longer recognized in the income statement. The right-of-use asset is subject to an impairment test pursuant to IAS 36 Impairment of Assets.

As of the date of initial application of IFRS 16, right-of-use assets totaling €662 million and a lease liability totaling €666 million were recognized. The following practical expedients were used. Leases formerly classified as operating leases in accordance with IAS 17 Leases were not reassessed to see whether they also meet the definition of a lease in IFRS 16. When determining the term of the lease, extension and termination options were reassessed. Initial direct costs were not included in the measurement of the right-of-use asset. Where the incremental borrowing rate was applied, uniform discount rates were used, taking into account the lease term and economic circumstances of the lease.

In addition, Evonik uses further practical expedients:

  • Short-term leases and leases for low-value assets are not recognized on the balance sheet in accordance with IFRS 16; instead, lease expense is still recognized in the income statement (IFRS 16.5).
  • For the following classes of assets, lease and non-lease components are combined (IFRS 16.15): power plants, ships, storage tanks.

The reconciliation from the off-balance-sheet lease obligation pursuant to IAS 17 as of December 31, 2018 and the lease liability recognized on the balance sheet pursuant to IFRS 16 as of January 1, 2019 is as follows:

Reconciliation of lease liabilities

in € million Jan. 1, 2019
Lessee's lease obligation from operating leases as of December 31, 2018 747
Reassessment of lease terms and payments -9
Application of the practical expedient to capitalize non-lease components 13
Other 2
Nominal value of lease liability as of January 1, 2019 753
Discounting -87
Additional lease liability due to initial application of IFRS 16 as of January 1, 2019 666
Weighted average incremental borrowing rate due to initial application of IFRS 16 as of January 1, 2019 in % 2.4

As of the date of initial application and the reporting date, Evonik recognized the following right-of-use assets in a separate item on the balance sheet:

Right-of-use assets

in € million Mar. 31, 2019 Jan. 1, 2019
Land, land rights, and buildings 167 176
Plant and machinery 320 338
Other plant, office furniture, and equipment 121 148
608 662

The right-of-use assets for plant and machinery mainly relate to power plants and storage tanks. The right-of-use assets for other plant, office furniture, and equipment mainly relate to rail wagons and transport containers, ships, and motor vehicles.

The lease liabilities are recognized in other financial liabilities.

2. Restatement of prior-year figures

Changes to the presentation of the cash flow statement

To improve comparability within the sector, the structure of the cash flow statement has been altered with effect from January 1, 2019.

In future, cash outflows for interest will be presented in the cash flow from financing activities and cash inflows from interest will be included in the cash flow from investing activities. So far, both have been presented in the cash flow from operating activities. Cash outflows for interest amounted to €19 million in the first quarter of 2018 and €121 million for 2018 as a whole. Cash inflows from interest amounted to €3 million in the first quarter of 2018 and €43 million in 2018 as a whole.

In addition, future payments in connection with the contractual trust arrangement (CTA) will be shown in the cash flow from operating activities. In the past, they were presented in the cash flow from investing activities. No restatement was necessary for the first quarter of 2018. For 2018 as a whole, cash outflows totaling €26 million have been reclassified.

Restatement in the segment report

Administrative functions have been reorganized as part of the global efficiency enhancement program. In the segment report, functions previously included in "Corporate" have been shifted to the Services segment. Retrospective restatement reduced the adjusted EBITDA and adjusted EBIT of the Services segment by €7 million in the first quarter of 2018 and by €31 million in 2018 as a whole.

Since the methacrylates business has been classified as a discontinued operation, see Changes in the Evonik Group, the executive board of Evonik Industries AG only evaluates the earnings power and decides on the allocation of resources for these operations as discontinued operations. Separate management of the methacrylates business is no longer undertaken. Consequently, only the continuing operations (without the methacrylates business) are included in the segment report. The key figures have been restated retrospectively. This affects the Performance Materials, Resource Efficiency, and Services segments.

3. Changes in the Evonik Group

Assets held for sale and discontinued operations

In order to sharpen Evonik's focus on less cyclical specialty chemicals, on March 4, 2019 Evonik signed an agreement to sell the methacrylates business to Advent International Corporation, Boston (Massachusetts, USA). The methacrylates business, which comprises large-volume monomers such as methylmethacrylate (MMA), various specialty monomers, and PMMA molding compounds and semi-finished products marketed under the PLEXIGLAS® brand, constitutes a major line of business and has therefore been classified as a discontinued operation.

On the balance sheet as of March 31, 2019, the assets and liabilities of the disposal group are presented as held for sale without restatement of the prior-year figures. The discontinued operation is also stated separately in the income statement and cash flow statement, and the prior-year figures have been restated in each case.

Since the agreement is subject to approval by the authorities in several countries, the divestment of the methacrylates business is expected to take effect in the third quarter of 2019. The transaction will mainly comprise share deals.

The income of €39 million (Q1 2018: €68 million) from discontinued operations comprises the operating income of the methacrylates business. A breakdown is shown in the table:

Operating income of the methacrylates business in the first quarter

in € million 2019 2018
Income 417 437
Expenses -359 -339
Operating income before income taxes, methacrylates business 58 98
Income taxes -19 -30
Operating income after taxes, methacrylates business 39 68

Financial calendar

Financial calendar 2019

Event Date
Annual Shareholders' Meeting 2019 May 28, 2019
Report on Q2 2019 August 1, 2019
Report on Q3 2019 November 5, 2019

Credits

Published by

Evonik Industries AG Rellinghauser Strasse 1-11 45128 Essen, Germany www.evonik.com

Contact

Communications Phone +49 201 177-3315 [email protected]

Investor Relations Phone +49 201 177-3146 [email protected]

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